Highroad Wealth Advisors LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 HighRoad offers discretionary direct asset management services to advisory Clients.
 HighRoad charges an annual investment advisory fee based on the total assets under
 management as follows:
                Assets Under Management                         Annual Fee        Quarterly Fee
             First $1,000,000 ($0-$1,000,000)                     1.50%             .3750%
    Your next $2,000,000 ($1,000,000.01 - $3,000,000)             1.20%             .3000%
    Your next $2,000,000 ($3,000,000.01 - $5,000,000)             1.00%             .2500%
    Your next $5,000,000 ($5,000,000.01 - $10,000,000)            0.80%             .2000%
          Subsequent amounts ($10,000,000.01+)                    0.25%             0.0625%
 This is a tiered/blended fee schedule, the asset management fee is calculated by applying
 different rates to different portions of the portfolio. HighRoad may group certain related
 Client accounts for the purposes of achieving the minimum account size and determining
 the annualized fee.
 For example (based on quarterly billing period):
 Client with $2,500,000 under management would pay $8,250.00 on a quarterly basis.
               AUM                  Quarterly fee      Total
               First $1,000,000     x 0.3750% =        $3,750.00
               Next $1,500,000      x 0.3000% =        $4,500.00
               Grand total for the quarter             $8,250.00
 The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of
 assets, anticipated future earning capacity, anticipated future additional assets, dollar
 amounts of assets to be managed, related accounts, account composition, negotiations with
 Clients, etc.). HighRoad considers cash to be an asset class, and as such is included in fee
 calculations. Also, to be noted, at times fees will exceed the money market yield. Fees are
 billed quarterly in advance based on the amount of assets managed as of the close of
 business on the last business day of the previous quarter.
 Lower fees for comparable services may be available from other sources. Clients may
 terminate their account within five (5) business days of signing the Investment Advisory
 Agreement with no obligation and without penalty. After the initial five (5) business days,
 the agreement may be terminated by HighRoad with thirty (30) days written notice to
 Client and by the Client at any time with written notice to HighRoad. If cash and/or
 securities are deposited into or withdrawn from an existing account mid billing period a
 prorated fee will be charged for that portion of the account. For accounts opened or closed
 mid-billing period, fees will be prorated based on the days services are provided during the
 given period. All unpaid earned fees will be due to HighRoad. Additionally, all unearned
 fees will be refunded to the Client. Client shall be given thirty (30) days prior written notice
 of any increase in fees. Any increase in fees will be acknowledged in writing by both parties
 before any increase in said fees occurs.
 ERISA PLAN SERVICES
 The annual fees are based on the market value of the Included Assets and will not exceed
 1%. The annual fee is negotiable and will be charged as a percentage of the Included Assets.

 Fees may be charged quarterly or monthly in arrears or in advance based on the assets as
 calculated by the custodian or record keeper of the Included Assets. If the services to be
 provided start any time other than the first day of a quarter or month, the fee will be
 prorated based on the number of days remaining in the quarter or month. If this
 Agreement is terminated prior to the end of the billing cycle, HighRoad shall be entitled to a
 prorated fee based on the number of days during the fee period services were provided or
 Client will be due a prorated refund of fees for days services were not provided in the
 billing cycle.
 The fee schedule, which includes compensation of HighRoad for the services, is described
 in detail in Schedule A of the ERISA Plan Agreement. The Plan is obligated to pay the fees;
 however, the Plan Sponsor may elect to pay the fees. Client may elect to be billed directly or
 have fees deducted from Plan Assets. HighRoad does not reasonably expect to receive any
 additional compensation, directly or indirectly, for its services under this Agreement. If
 additional compensation is received, HighRoad will disclose this compensation, the
 services rendered, and the payer of compensation. HighRoad will offset the compensation
 against the fees agreed upon under the Agreement.
Client Payment of Fees
 Fees for asset management services are deducted from a designated Client account. The
 Client must consent in advance to direct debiting of their investment account.
 Fees for ERISA services will either be deducted from Plan assets or paid directly to
 HighRoad. The Client must consent in advance to direct debiting of their investment
 account.
Additional Client Fees Charged
 Custodians may charge transaction fees and other related costs on the purchases or sales of
 mutual funds, equities, bonds, options and exchange-traded funds. Mutual funds, money
 market funds and exchange-traded funds also charge internal management fees, which are
 disclosed in the fund’s prospectus. HighRoad does not receive any compensation from
 these fees. All of these fees are in addition to the management fee you pay to HighRoad. For
 more details on the brokerage practices, see Item 12 of this brochure.
Prepayment of Client Fees
 HighRoad does not require any prepayment of fees of more than $1,200 per Client and six
 months or more in advance.
 Investment management fees are billed quarterly in advance.
 Fees for ERISA 3(38) services may be billed in advance.
 If the Client cancels after five (5) business days, any unearned fees will be refunded to the
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Item 7: Types of Clients
Description
 HighRoad generally provides investment advice to individuals, high net worth individuals,
 and businesses. Client relationships vary in scope and length of service.
Account Minimums
 HighRoad does not require a minimum to open or maintain an account.