Warren Street Wealth Advisors LLC

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of your assets we manage as
described below. The annual fee is negotiable and is subject to both individual client circumstances
and price concessions as mutually agreed between the client and our investment adviser
representative or on an account-by-account basis. Your individual client circumstances and the above
price concessions will be considered by the Warren Street Wealth Advisor, LLCs Investment Advisor
Representative when choosing a fee schedule to recommend to you; i.e. a flat fee (a fee based solely
upon a fixed percentage of the client assets under management) or a tiered fee (a fee based upon on
a variable percentage of the client assets under management; e.g., as client assets under
management increase, a lesser percentage is charged in calculating the fee to manage the client’s
account). Please note the following about our portfolio management fee schedule:

    • Our annual portfolio management fee is billed and payable on either a monthly or quarterly
      basis in arrears based on the average daily balance of your account on the last day of the
      month or quarter.
    • The maximum allowable fee that can be charged may not exceed 2.00% of assets under
      management on an annual basis.
    • Depending on the complexity and structure of the investment management strategy selected by
      client, Warren Street Wealth Advisor, LLC may assess a one-time non-refundable set-up fee,
      which may be the lesser of one percent (1%) of initial assets under management or $1,000.00.
    • The combined set-up fee and first year’s account fee may not exceed 2% of assets under
      management.
    • Set-up Fees (described above), if applicable, are a non-refundable one-time charge intended to
      cover such services as initial portfolio review and analysis, evaluation of a client’s personal and
      financial goals, risk tolerance, investment objectives, product research, selection of an
      appropriate investment management strategy and completion by the client’s Warren Street
      Wealth Advisor, LLC Advisor Representative of the documents required by Warren Street
      Wealth Advisor, LLC to establish a particular account.
    • No minimum amount is required to open an account.

You may terminate the portfolio management agreement upon 30 days' written notice to our firm. If the
portfolio management agreement is executed at any time other than the first day of a calendar
month/quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the month/quarter for which you are a client.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.

We will deduct our advisory and service fees directly from your account through the qualified custodian
holding your funds and securities. We will deduct our advisory and service fees only when the following
requirements are met:
    • You provide our firm with written authorization permitting the fees to be paid directly from your
       account held by the qualified custodian.
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
       amounts dispersed from your account including the amount of the advisory fee paid directly to
       our firm.
We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian call our main office number located on the cover page of this
brochure.

Financial Planning Services
We typically charge a fixed fee for financial planning services, which generally ranges between $495
and $25,000. The fee is negotiable depending upon the complexity and scope of the plan, your
financial situation, and your objectives. Should the engagement last longer than six months between
acceptance of financial planning agreement and delivery of the financial plan, any prepaid unearned
fees will be promptly returned to you less a pro rata charge for bona fide financial planning services
rendered to date. We require that you pay 50% of the agreed fixed fee in advance.

Alternatively, depending on the arrangements made at the inception of the agreement, we may charge
an hourly fee ranging between $125 to $400, billable in quarter hour increments, for financial planning

services. This fee is negotiable depending on the scope and complexity of the plan, your situation, and
your financial objectives. An estimate of the total time/cost will be determined at the start of the
advisory relationship. In limited circumstances, the cost/time could potentially exceed the initial
estimate. In such cases, we will notify you and request that you approve the additional fee. We request
$500 of the hourly fee in advance and the remaining portion due upon the completion of the services
rendered.

All financial plans will be completed within six months. We will not require prepayment of a fee more
than six months in advance and in excess of $1,200.

You may terminate the financial planning agreement by providing written notice to our firm. You will
incur a pro rata charge for services rendered prior to the termination of the agreement. If you have pre-
paid advisory fees that we have not yet earned, you will receive a prorated refund of those fees.
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Item 7 Types of Clients
We offer investment advisory services to individuals, including high net worth individuals; pension and
profit-sharing plans (but not the plan participants); charitable organizations exchange-traded funds
(ETFs); and corporations or other businesses not listed above.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your Account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively. We may also combine account values for you and your
minor children, joint accounts with your spouse and other types of related accounts to meet the stated
minimum.