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| Waverly Advisors LLC
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| CRD # | 115332 |
| SEC # | 801-60741 |
| CIK # | 0001568787 |
| AUM | 29.78 B (2026-06-03) |
| Employees | 414 (48% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 205-871-3334 |
| Address | 600 University Park Place Birmingham, AL 35209 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.3 | ||
| Nvidia Corp | 0.2 | ||
| Microsoft Corp | 0.2 | ||
| Alphabet Inc | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Tersus Co-Investment Holdings LLC | [2026-03-31] | 26.0 M | 20.8 M |
| Offered $25,970,000 · Filed 2025-12-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $2,500 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Waverly Growth Fund II LP | 2026-03-31 | 8.5 M | |
| PE | Promus Access V LP | [2025-03-28] | 429.3 M | 386.1 M |
| Filed 2026-03-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Promus Realty IV LP | [2024-03-29] | 102.0 M | 105.8 M |
| Filed 2024-12-30 (D/A) · Exemption 506(b), 3(c)(7), 3(c) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Not Applicable | ||||
| PE | Promus Access IV-A LP | [2023-03-31] | 4.1 M | 48.5 M |
| Filed 2022-12-13 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Waverly Growth Fund I LP | [2022-10-18] | 48.5 M | 28.7 M |
| Offered $50,000,000 · Filed 2024-10-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining $1,460,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Waverly Income Fund LP | [2022-10-18] | 64.4 M | 63.4 M |
| Filed 2025-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Promus Access IV LP | [2022-03-31] | 253.3 M | 482.9 M |
| Filed 2022-12-13 (D/A) · Exemption 506(b), 3(c)(7), 3(c) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Promus Realty III LP | [2021-03-30] | 92.5 M | 90.6 M |
| Filed 2021-08-18 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | HS Select I LLC | [2020-03-26] | 26.0 M | 0.5 M |
| Filed 2021-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | BT Select Fund I LP | [2019-05-20] | 11.3 M | 5.1 M |
| Filed 2021-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Promus Access III LP | [2019-03-30] | 6.0 M | 262.7 M |
| Filed 2019-01-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Promus Realty II LP | [2018-03-29] | 50.4 M | 30.1 M |
| Filed 2019-08-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Waverly Opportunity Fund II LP | [2018-03-28] | 43.8 M | 47.5 M |
| Filed 2024-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Promus Access II LP | [2017-03-31] | 102.7 M | 120.1 M |
| Filed 2019-08-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Waverly Opportunity Fund LP | [2016-03-03] | 63.6 M | 90.2 M |
| Filed 2024-10-17 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Promus Realty Income I LP | [2014-07-18] | 34.1 M | 4.0 M |
| Filed 2015-06-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(5) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Promus Access I LP | [2013-06-05] | 56.0 M | 5.6 M |
| Filed 2015-06-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Haines Opportunity Portfolio II LLC Class A | 2012-03-29 | 0.2 M | |
| HF | Haines Opportunity Portfolio II LLC Class B | 2012-03-29 | 0.1 M | |
| RE | HFA Ltd | 2012-03-29 | 0.9 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 8,621 | 3.8 |
| (b) Individuals (high net worth individuals) | 4,302 | 17.4 |
| (c) Banking or thrift institutions | 2 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 1.8 |
| (g) Pension and profit sharing plans | 453 | 4.9 |
| (h) Charitable organizations | 81 | 0.8 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 200 | 1.1 |
| (n) Other | 0 | 0.0 |
| Total | 35,709 | 29.8 |
| By Discretionary | ||
| Discretionary | 34,106 | 25.1 |
| Non-Discretionary | 1,603 | 4.7 |
| Total | 35,709 | 29.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 29.8 | |
| Total | 35,709 | 29.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Steven Brown | Executive Officer | 65 | 5 | |
| Brian Musso | Executive Officer | 21 | 4 | |
| Ryan Crawford | Executive Officer | 20 | 4 | |
| J Musso | Executive Officer | 15 | 4 | |
| Andrew Code | Executive Officer | 14 | 4 | |
| Sarah Wuellner | Executive Officer | 14 | 3 | |
| Promus Asset Management LLC | Executive Officer | 10 | 3 | |
| Scott Craig | Executive Officer | 9 | 2 | |
| Joseph Chang | Executive Officer | 8 | 2 | |
| Dan Andrews | Executive Officer | 7 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001568787] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.1B |
| Clients | 69 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
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