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| Weiss Asset Management LP
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|---|---|
| CRD # | 155564 |
| SEC # | 801-73590 |
| CIK # | 0001357550 |
| AUM | 15.56 B (2026-03-20) |
| Employees | 139 (46% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 617-778-7780 |
| Address | 222 Berkeley Street Boston, MA 02116 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 1.2 | ||
| MicroStrategy Inc | 0.2 | ||
| Sprott Physical Silver Trust | 0.2 | ||
| Theravance Biopharma Inc | 0.1 | ||
| iShares Bitcoin Trust | 0.1 | ||
| Sandy Springs Holdings Inc | 0.1 | ||
| Sprott Physical Gold & Silver Trust | 0.1 | ||
| Tesla Motors Inc | 0.0 | ||
| PPL Corp | 0.0 | ||
| Super Micro Computer Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | SPAC Opportunity Fund II | [2022-03-01] | 205.0 M | 565.0 M |
| Filed 2022-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Cape May Investments LP | [2017-03-29] | 369.3 M | 0.2 M |
| Filed 2022-04-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Weiss Korea Opportunity Fund Ltd | [2013-08-08] | 40.5 M | 122.0 M |
| Offered $40,493,821 · Filed 2013-05-29 (D) · Exemption 506, 3(c), 3(c)(7) · Duration One year or less · Commission $427,228 · Net Assets Decline to Disclose | ||||
| HF | Brookdale Global Opportunity Fund | [2012-02-14] | 1,825.9 M | 8,329.9 M |
| Filed 2025-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Brookdale International Partners LP | [2012-02-14] | 2,027.6 M | 7,227.5 M |
| Filed 2025-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 15.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 15.6 |
| By Discretionary | ||
| Discretionary | 2 | 15.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 15.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.3 | |
| United States Persons | 7.2 | |
| Total | 2 | 15.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Peter Young | Director | 116 | 22 | |
| Jonathan Morgan | Director | 51 | 12 | |
| Robert King | Director | 62 | 5 | |
| Andrew Weiss | Executive Officer, Promoter | 18 | 2 | |
| Stephen Coe | Director | 2 | 2 | |
| Weiss Asset Management LP | Executive Officer, Promoter | 4 | 1 | |
| Paul Sherman | Executive Officer | 4 | 1 | |
| Daniel Fu | Executive Officer | 4 | 1 | |
| Eitan Milgram | Executive Officer | 3 | 1 | |
| Aep LLC | Director | 2 | 1 | |
| Yossi Barath | Director | 1 | 1 | |
| Weis Asset Management LP | Promoter | 1 | 1 | |
| Norman Crighton | Director | 1 | 1 | |
| Bip GP LLC | Executive Officer | 1 | 1 | |
| Cmi GP LLC | Executive Officer | 1 | 1 | |
| Weiss Asset Managment LP | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001357550] | |
| 3 | [0001357550] | |
| 4 | [0001357550] | |
| SC 13D | [0001357550] | |
| SC 13G | [0001357550] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.8B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | IT8LF3P4X72T709F5Z71 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Avadel Pharmaceuticals PLC AVDL
Ordinary Shares
|
2026-02-13 | Sell | 11,112,052 | $21.00 | 233,353,092 |
|
Legacy EJY Inc MRAC
Class A Ordinary Shares
|
2021-05-14 | Sell | 150,000 | $9.86 | 1,479,000 |
|
Pfenex Inc PFNX
Common Stock
|
2020-09-30 | Tender | 801,424 | $12.00 | 9,617,088 |
|
Pfenex Inc PFNX
Common Stock
|
2020-09-29 | Sell | 100,000 | $12.74 | 1,274,000 |
|
Forum Markets Inc KBLM
Common Stock, par value $0.0001 per share
|
2019-06-05 | Other | 310,000 | $10.42 | 3,230,200 |
|
Atlantic Alliance Partnership Corp AAPC
Ordinary Shares
|
2016-11-03 | Other | 1,225,100 | $10.52 | 12,888,052 |
|
Rosehill Resources Inc KLRE
Class A common stock
|
2016-07-01 | Sell | 10,000 | $10.00 | 100,000 |
|
Walker Innovation Inc GLOI
Common Stock
|
2012-03-26 | Sell | 1,385,529 | $3.05 | 4,225,863 |
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