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| Happy Holidays!! thanks for using AUM13F!! |
| Western Financial Corporation
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| CRD # | 6118 |
| SEC # | 801-117841 |
| CIK # | 0001422110, 0000106077, 0001555485, 0001286207 |
| AUM | $282.5 M (2025-07-10) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Phone | 619-544-0260 |
| Address | 13400 Sabre Springs Parkway San Diego, CA 92128 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001422110 0000106077 0001555485 0001286207 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Enterprise Financial Services Corp | 36.5 | ||
| Arrowhead Research Corp | 27.1 | ||
| Wells Fargo & Co/MN | 3.7 | ||
| Apple Inc | 1.8 | ||
| Costco Wholesale Corp /NEW | 1.6 | ||
| Microsoft Corp | 1.5 | ||
| Home Depot Inc | 1.4 | ||
| Danaher Corp /DE/ | 1.4 | ||
| Synopsys Inc | 1.3 | ||
| Broadcom Inc | 1.3 | ||
| Palo Alto Networks Inc | 1.3 | ||
| Diamondback Energy Inc | 1.3 | ||
| Alphabet Inc | 1.2 | ||
| Autozone Inc | 1.2 | ||
| Lilly Eli & Co | 1.1 | ||
| Pfizer Inc | 1.1 | ||
| UnitedHealth Group Inc | 1.0 | ||
| Exxon Mobil Corp | 0.9 | ||
| Conocophillips | 0.9 | ||
| Johnson & Johnson | 0.9 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 45 | 7.4 |
| (b) Individuals (high net worth individuals) | 104 | 239.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 10.3 |
| (h) Charitable organizations | 0 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 24.4 |
| (n) Other | 0 | 0.0 |
| Total | 391 | 282.5 |
| By Discretionary | ||
| Discretionary | 391 | 282.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 391 | 282.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 282.5 | |
| Total | 391 | 282.5 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000106077] | |
| 13F-HR | [0001286207] | |
| SC 13D | [0001286207] | |
| 4 | [0001422110] | |
| D | [0001555485] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Western Investment LLC | Deutsche Multi-Market Income Trust | [2016-02-29] |
| Western Investment LLC | Deutsche Strategic Income Trust | [2016-02-18] |
| Western Investment LLC | Advent/Claymore Enhanced Growth & Income Fund | [2016-02-01] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Western Sizzlin Corp | |
| Lion Fund LP | |
| Western Acquisitions L.P. | |
| Biglari Holdings Inc | |
| Biglari Capital Corp | |
| Biglari Sardar | |
| Western Investments Inc. |
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