|
⚲
|
| Keyboard |
| Williams Financial LLC
✚
|
|
|---|---|
| CRD # | 137038 |
| SEC # | 801-118678 |
| CIK # | 0001846923 |
| AUM | 209.9 M (2026-03-26) |
| Employees | 7 (57% Investors, 0% Brokers) |
| Phone | 866-986-4469 |
| Address | 12 Main Street North Bennington, VT 05257 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 1.9 | ||
| CVS Caremark Corp | 0.5 | ||
| Microsoft Corp | 0.3 | ||
| Toronto Dominion Bank | 0.3 | ||
| International Business Machines Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Sysco Corp | 0.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 198 | 82.3 |
| (b) Individuals (high net worth individuals) | 63 | 121.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 4.6 |
| (h) Charitable organizations | 3 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 837 | 209.9 |
| By Discretionary | ||
| Discretionary | 799 | 201.1 |
| Non-Discretionary | 38 | 8.8 |
| Total | 837 | 209.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 209.9 | |
| Total | 837 | 209.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001846923] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 4 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Mark Gillam Enterprises
✚
|
CA | 210.3 M |
|
Independence Wealth Advisors LLC
✚
|
OH | 210.3 M |
|
Succession Financial Inc
✚
|
TX | 210.3 M |
|
Smart Portfolios LLC
✚
|
WA | 210.3 M |
|
Atlantic Family Wealth LLC
✚
|
FL | 210.1 M |
|
Daniel Investment Group Inc
✚
|
MI | 210.1 M |
|
CornerStone Securities LLC
✚
|
KS | 210.0 M |
|
Huffman & Ross Wealth Management LLC
✚
|
WV | 210.0 M |
|
Advisory Investor Services LLC
✚
|
FL | 209.9 M |
|
Sunstate Wealth Management LLC
✚
|
FL | 209.8 M |