ZAIS Group LLC

Search
⚲

Message
Happy Holidays!! thanks for using AUM13F!!

ZAIS Group LLC ✚
CRD #	108371
SEC #	801-54979
CIK #	0001527590
AUM	$5.4 B (2025-05-12)
Employees	49 (43% Investors, 0% Brokers)
Phone	732-530-3610
Address	101 Crawfords Corner Road Holmdel, NJ 07733
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
SA	Navesink CLO 3 Limited	2025-03-28		73.3
PE	ZAIS Zephyr 11 Master Fund LP	[2025-03-28]	129.7	125.0
SA	Navesink CLO 2 Limited	2024-03-28		357.6
HF	ZAIS Zephyr 10 Master Fund Ltd	[2024-03-28]	0.7	60.0
SA	Navesink CLO 1 Limited	2023-03-31		321.0
HF	ZAIS Zephyr 9 Ltd	[2023-03-31]	76.8	97.6
SA	ZAIS CLO 18 Limited	2022-03-31		356.6
SA	ZAIS CLO 15 Limited	2021-03-29		271.7
SA	ZAIS CLO 16 Limited	2021-03-29		272.6
SA	ZAIS CLO 17 Limited	2021-03-29		365.3
SA	ZAIS CLO 13 Limited	2020-03-27		371.4
HF	ZAIS Inari Master Fund 2 Ltd	[2020-03-27]	185.0	106.8
HF	ZAIS Zephyr 8 Ltd	[2020-03-27]	25.0	82.1
SA	ZAIS CLO 11 Limited	2019-03-27		272.7
SA	ZAIS CLO 14 Limited	2019-03-27		153.3
SA	ZAIS CLO 9 Limited	2019-03-27		3.9
SA	ZAIS CLO 7 Limited	2018-03-28		207.5
SA	ZAIS CLO 8 Limited	2018-03-28		2.2
HF	ZAIS Zephyr 7 Master Fund Ltd	[2018-03-28]	10.7	0.0
SA	ZAIS CLO 6 Limited	2017-03-30		98.3
SA	ZAIS CLO 4 Limited	2016-03-24		269.6
SA	ZAIS CLO 5 Limited	2016-03-24		35.7
HF	ZAIS Zephyr A-6 LP	2016-03-24		89.5
SA	ZAIS CLO 2 Limited	2015-03-31		0.1
SA	ZAIS CLO 3 Limited	2015-03-31		304.5
SA	ZAIS CLO 1 Limited	2014-03-31		0.0
HF	ZAIS Atlas Master Fund LP	[2014-02-24]	0.7	30.5
HF	ZAIS Mortgage Securities Master Fund LP	[2013-02-22]	16.2	207.7
SA	Co-Epics I Ltd	2012-03-30		0.7
SA	Epics I Ltd	2012-03-30		12.7
SA	Galleria CDO V Ltd	2012-03-30		20.2
SA	Pendant Fund LP	2012-03-30		26.3
HF	Servertis Master Fund I LP	[2012-03-30]		366.0
SA	ZAIS Investment Grade Limited II	2012-03-30		162.6
SA	ZAIS Investment Grade Limited IX	2012-03-30		20.3
SA	ZAIS Investment Grade V	2012-03-30		297.3
SA	ZAIS Investment Grade VI	2012-03-30		359.6
SA	ZAIS Investment Grade X	2012-03-30		502.4
SA	ZAIS Matrix V-A Cayman Limited	2012-03-30		23.1
SA	ZAIS Matrix V-B LP	2012-03-30		16.6
SA	ZAIS Matrix V-C Ltd	2012-03-30		128.6
SA	ZAIS Matrix VI-A Ltd	[2012-03-30]	6,277.6	152.2
SA	ZAIS Matrix VI-B LP	[2012-03-30]	6,277.6	33.2
SA	ZAIS Matrix VI-C Ltd	2012-03-30		105.1
SA	ZAIS Matrix VI-F Ltd	2012-03-30		73.8
SA	ZAIS Matrix VI-I LP	[2012-03-30]		62.3
HF	ZAIS Opportunity Master Fund Ltd	[2012-03-30]	126.5	278.4
RE	ZAIS Value-Added Real Estate Fund I LP	[2012-03-30]	21.1	0.8
HF	ZAIS Zephyr A-5 Master Ltd	[2012-03-30]		0.1
HF	Zephyr Recovery 2004-1 LP	2012-03-30		0.5
HF	Zephyr Recovery 2004-2 LP	2012-03-30		5.1
HF	Zephyr Recovery 2004-3 LP	2012-03-30		0.8
HF	Zephyr Recovery II-A LP	2012-03-30		0.1
HF	Zephyr Recovery II-B LP	2012-03-30		2.8
HF	Zephyr Recovery II-C LP	2012-03-30		13.5

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	27	4.5
(g) Pension and profit sharing plans	1	0.5
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	2	0.4
Total	38	5.4
By Discretionary
Discretionary	37	5.4
Non-Discretionary	1	0.0
Total	38	5.4
By Non-United States Persons
Non-United States Persons		1.3
United States Persons		4.1
Total	38	5.4

Form D Directors	# Filings	# Firms	2011 - 2025
Georgia Prinsloo	135
Scott Dakers	141
Patrick Agemian	109
Vijayabalan Murugesu	126
Alun Davies	93
David Dyer	22
Alan Corkish	4
Christian Zugel	17
ZAIS Group LLC	10
Michael Szymanski	9
View All

EDGAR Form	CIK	2011 - 2025
10-K	[0001527590]
10-Q	[0001527590]
3	[0001527590]
4	[0001527590]
5	[0001527590]
8-K	[0001527590]
D	[0001527590]
SC 13D	[0001527590]
SC 13G	[0001527590]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Amster Howard	Ready Capital Corp	[2025-08-05]
Vanguard Group Inc	Ready Capital Corp	[2021-02-10]
BlackRock Inc	Ready Capital Corp	[2020-01-10]
San Bernardino County Employees' Retirement Association	Sutherland Asset Management Corp	[2017-02-09]
Farallon Capital Management LLC	Sutherland Asset Management Corp	[2016-11-14]
Waterfall Asset Management LLC	Sutherland Asset Management Corp	[2016-11-10]
Almitas Capital LLC	ZAIS Financial Corp	[2016-06-23]
Almitas Capital LLC	ZAIS Financial Corp	[2016-02-11]
West Family Investments Inc	ZAIS Financial Corp	[2014-05-02]
BlackRock Inc	ZAIS Financial Corp	[2014-01-31]
View All

Form 3/4/5 Subject	2011 - 2025
Ready Capital Corp
Ahlborn Andrew
Nathan Gilbert E
Taylor Gary
Zausmer Adam
Capasse Thomas E
Ross Jack J.
Mielle Dominique
Marshall Meredith
Reese J Mitchell
View All

Comparable Firms	State	AUM ($B)
TIFF Advisory Services LLC ✚	PA	6.7
TRG Management LP ✚	NY	6.5
Avenue Capital Management II LP ✚	NY	6.4
Invictus Capital Management LP ✚	DC	6.2
Abacus Capital Group LLC ✚	NY	5.6
BMO Asset Management Corp ✚	IL	5.2
Pennybacker Capital Management LLC ✚	TX	5.2
Contrarian Capital Management LLC ✚	CT	4.6
Menlo Equities V LLC ✚	CA	4.5
Investcorp Investment Advisers LLC ✚	NY	4.3

Assets, Funds, Holdings