ZAIS Group LLC

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ZAIS Group LLC ✚
CRD #	108371
SEC #	801-54979
CIK #	0001527590
AUM	$6.4 BB (2023-03-31)
Employees	53 (47% Investors, 0% Brokers)
Phone	732-530-3610
Address	101 Crawfords Corner Road Holmdel, NJ 07733
Source	[IAPD] [EDGAR] [Website]

Total AUM ($BB) Copy

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
SA	ZAIS CLO 19 Limited	2023-03-31		149.5
HF	ZAIS Zephyr 9 Ltd	[2023-03-31]	76.8	86.1
SA	ZAIS CLO 18 Limited	2022-03-31		359.0
SA	ZAIS CLO 15 Limited	2021-03-29		294.2
SA	ZAIS CLO 16 Limited	2021-03-29		277.9
SA	ZAIS CLO 17 Limited	2021-03-29		361.4
SA	ZAIS CLO 13 Limited	2020-03-27		401.8
HF	ZAIS Inari Master Fund 2 Ltd	[2020-03-27]	185.0	184.1
HF	ZAIS Zephyr 8 Ltd	[2020-03-27]	25.0	79.8
SA	ZAIS CLO 11 Limited	2019-03-27		359.0
SA	ZAIS CLO 14 Limited	2019-03-27		290.8
SA	ZAIS CLO 9 Limited	2019-03-27		479.9
SA	ZAIS CLO 7 Limited	2018-03-28		500.5
SA	ZAIS CLO 8 Limited	2018-03-28		283.3
HF	ZAIS Zephyr 7 Master Fund Ltd	[2018-03-28]	57.5	0.0
SA	ZAIS CLO 6 Limited	2017-03-30		346.6
SA	ZAIS CLO 4 Limited	2016-03-24		269.6
SA	ZAIS CLO 5 Limited	2016-03-24		166.4
HF	ZAIS Zephyr A-6 LP	2016-03-24		89.5
SA	ZAIS CLO 2 Limited	2015-03-31		1.3
SA	ZAIS CLO 3 Limited	2015-03-31		487.1
SA	ZAIS CLO 1 Limited	2014-03-31		1.0
HF	ZAIS Atlas Master Fund LP	[2014-02-24]	0.7	30.5
HF	ZAIS Mortgage Securities Master Fund LP	[2013-02-22]	156.0	207.7
SA	Co-Epics I Ltd	2012-03-30		0.7
SA	Epics I Ltd	2012-03-30		12.7
SA	Galleria CDO V Ltd	2012-03-30		29.1
SA	Pendant Fund LP	2012-03-30		26.3
HF	Servertis Master Fund I LP	[2012-03-30]		366.0
SA	ZAIS Investment Grade Limited II	2012-03-30		162.6
SA	ZAIS Investment Grade Limited IX	2012-03-30		20.3
SA	ZAIS Investment Grade V	2012-03-30		297.3
SA	ZAIS Investment Grade VI	2012-03-30		359.6
SA	ZAIS Investment Grade X	2012-03-30		502.4
SA	ZAIS Matrix V-A Cayman Limited	2012-03-30		23.1
SA	ZAIS Matrix V-B LP	2012-03-30		16.6
SA	ZAIS Matrix V-C Ltd	2012-03-30		128.6
SA	ZAIS Matrix VI-A Ltd	[2012-03-30]	6,277.6	152.2
SA	ZAIS Matrix VI-B LP	[2012-03-30]	6,277.6	33.2
SA	ZAIS Matrix VI-C Ltd	2012-03-30		105.1
SA	ZAIS Matrix VI-F Ltd	2012-03-30		73.8
SA	ZAIS Matrix VI-I LP	[2012-03-30]		62.3
HF	ZAIS Opportunity Master Fund Ltd	[2012-03-30]	126.5	218.8
RE	ZAIS Value-Added Real Estate Fund I LP	[2012-03-30]	21.1	0.8
HF	ZAIS Zephyr A-5 Master Ltd	[2012-03-30]		0.1
HF	Zephyr Recovery 2004-1 LP	2012-03-30		0.5
HF	Zephyr Recovery 2004-2 LP	2012-03-30		5.1
HF	Zephyr Recovery 2004-3 LP	2012-03-30		0.8
HF	Zephyr Recovery II-A LP	2012-03-30		0.1
HF	Zephyr Recovery II-B LP	2012-03-30		2.8
HF	Zephyr Recovery II-C LP	2012-03-30		13.5

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	24	5.6
(g) Pension and profit sharing plans	1	0.4
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	1	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	2	0.4
Total	37	6.4
By Discretionary
Discretionary	36	6.4
Non-Discretionary	1	0.0
Total	37	6.4
By Non-United States Persons
Non-United States Persons		1.1
United States Persons		5.3
Total	37	6.4

Form D Directors	# Filings	# Firms	2011 - 2024
Georgia Prinsloo	118
Scott Dakers	138
Patrick Agemian	107
Alun Davies	89
Vijayabalan Murugesu	121
David Dyer	18
Alan Corkish	4
Christian Zugel	15
Michael Szymanski	9
ZAIS Group LLC	7
View All

EDGAR Form	CIK	2011 - 2024
10-K	[0001527590]
10-Q	[0001527590]
3	[0001527590]
4	[0001527590]
5	[0001527590]
8-K	[0001527590]
D	[0001527590]
SC 13D	[0001527590]
SC 13G	[0001527590]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Vanguard Group Inc	Ready Capital Corp	[2021-02-10]
BlackRock Inc	Ready Capital Corp	[2020-01-10]
Farallon Capital Management LLC	Sutherland Asset Management Corp	[2016-11-14]
Waterfall Asset Management LLC	Sutherland Asset Management Corp	[2016-11-10]
Almitas Capital LLC	ZAIS Financial Corp	[2016-06-23]
Almitas Capital LLC	ZAIS Financial Corp	[2016-02-11]
West Family Investments Inc	ZAIS Financial Corp	[2014-05-02]
BlackRock Inc	ZAIS Financial Corp	[2014-01-31]
OP Bank Group Pension Foundation	ZAIS Financial Corp	[2013-12-17]
OP Bank Group Pension Fund	ZAIS Financial Corp	[2013-12-17]
View All

Form 3/4/5 Subject	2011 - 2024
Ready Capital Corp
Luebbers Kevin M
Mayfield Pinkie Dent
Hirsch Daniel J.
Nathan Gilbert E
Mielle Dominique
Marshall Meredith
Taylor Gary
Reese J Mitchell
Sutherland REIT Holdings, LP
View All

Comparable Firms	State	AUM ($BB)
Heitman Capital Management LLC ✚	IL	8.0
CBRE Global Value Investors LLC ✚	NY	7.1
PGIM Real Estate UK Limited ✚		7.0
Gresham Investment Management LLC ✚	NY	6.5
Delancey Real Estate Asset Management Limited ✚		6.4
Aviva Investors Americas LLC ✚	IL	6.3
Lionstone Partners LLC ✚	TX	5.9
GEM Capital LP ✚	IL	5.7
Chenavari Credit Partners LLP ✚		5.5
H/2 Credit Manager LP ✚	CT	4.7

Assets, Funds, Holdings