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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Archon Capital Management LLC	[2023-03-31]	SOLE	3,452,030.0	3,452,030.0
RTW Investments LP	[2023-03-31]	SOLE	3,398,279.0	3,398,279.0
Cowen and Company LLC	[2023-03-31]	DFND	1,775,793.0	1,775,793.0
Vanguard Group Inc	[2023-03-31]	SOLE	0.0	1,474,810.0
Pura Vida Investments LLC	[2023-03-31]	SOLE	1,471,258.0	1,471,258.0
Royce & Associates LP	[2023-03-31]	SOLE	1,457,217.0	1,457,217.0
Taylor Frigon Capital Management LLC	[2023-03-31]	SOLE	804,430.0	804,430.0
Horizon Kinetics Asset Management LLC	[2023-03-31]	DFND	615,000.0	615,000.0
Cowen Prime Advisors LLC	[2023-03-31]	SOLE	0.0	602,182.0
BlackRock Inc.	[2023-03-31]	SOLE	519,343.0	521,841.0
JPMorgan Chase & Co	[2023-03-31]	DFND	442,094.0	442,094.0
AIGH Capital Management LLC	[2023-03-31]	SOLE	394,230.0	394,230.0
Raymond James Financial Services Advisors Inc	[2023-03-31]	SOLE	0.0	392,827.0
Dimensional Fund Advisors LP	[2023-03-31]	SOLE	307,393.0	337,909.0
Renaissance Technologies LLC	[2023-03-31]	SOLE	331,095.0	331,095.0
Geode Capital Management LLC	[2023-03-31]	DFND	288,689.0	288,689.0
Greenwood Capital Associates LLC	[2023-03-31]	SOLE	0.0	285,827.0
Perkins Capital Management Inc	[2023-03-31]	SOLE	195,800.0	224,800.0
GSA Capital Partners LLP	[2023-03-31]	SOLE	213,142.0	213,142.0
Bridgeway Capital Management LLC	[2023-03-31]	SOLE	193,100.0	193,100.0
Morgan Stanley	[2023-03-31]	DFND	168,247.0	183,115.0
Boothbay Fund Management LLC	[2023-03-31]	OTR	0.0	142,811.0
AIGH Capital Management LLC	[2023-03-31]	OTR	0.0	129,771.0
Worth Venture Partners LLC	[2023-03-31]	OTR	0.0	129,771.0
Citadel Advisors LLC	[2023-03-31]	DFND	121,433.0	121,433.0
State Street Corp	[2023-03-31]	DFND	107,706.0	107,706.0
Millennium Management LLC	[2023-03-31]	SOLE	103,755.0	103,755.0
Assenagon Asset Management S.A.	[2023-03-31]	SOLE	93,720.0	93,720.0
Northern Trust Corp	[2023-03-31]	DFND	141.0	67,689.0
Caprock Group, LLC	[2023-03-31]	SOLE	60,600.0	60,600.0
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