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| Great Point Partners LLC
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| |
|---|---|
| CRD # | 158423 |
| SEC # | 801-73834 |
| CIK # | 0001281446 |
| AUM | $2.0 BB (2024-03-28) |
| Employees | 28 (82% Investors, 11% Brokers) |
| Phone | 203-971-3300 |
| Address | 165 Mason Street Greenwich, CT 06830 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| URGN | 181.1 | 48.8 | |
| NGNE | 36.5 | ||
| ABVX | 32.7 | ||
| MRUS | 941.6 | 31.0 | |
| PLRX | 277.1 | 28.3 | |
| ACLX | 782.5 | 27.2 | |
| DVAX | 1,537.2 | 26.7 | |
| EOLS | 665.3 | 26.6 | |
| CYTK | 4,051.3 | 25.7 | |
| DNTH | 19.6 | ||
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | GPP - CF I LP | [2023-03-31] | 36.4 | 29.6 |
| PE | GPP III - Ephicacy LLC | 2023-03-31 | 20.8 | |
| PE | GPP III - Ixcells LLC | 2023-03-31 | 1.6 | |
| PE | Great Point Partners IV LP | [2022-05-05] | 432.0 | 534.9 |
| PE | GPP III - PCM LLC | 2022-03-31 | 31.3 | |
| PE | GPP II-A Salmon AIV LP | 2021-02-25 | 20.6 | |
| PE | GPP III - MLM LLC | 2021-02-25 | 5.3 | |
| PE | Great Point Partners II Salmon AIV LP | 2021-02-25 | 67.1 | |
| PE | GPP III - Axiom LLC | 2020-03-30 | 14.7 | |
| PE | GPP III - Bionova LLC | 2020-03-30 | 0.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 19 | 1.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 20 | 2.0 |
| By Discretionary | ||
| Discretionary | 20 | 2.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 20 | 2.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 1.6 | |
| Total | 20 | 2.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Riyaz Nooruddin | 53 | ||
| Alan Kelly | 36 | ||
| Jeffrey Jay | 12 | ||
| David Kroin | 5 | ||
| Great Point Partners LLC | 3 | ||
| Great Point GP LLC | 2 | ||
| Great Point Partners CF I GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001281446] | |
| 13F-NT | [0001281446] | |
| 3 | [0001281446] | |
| 4 | [0001281446] | |
| SC 13D | [0001281446] | |
| SC 13G | [0001281446] |
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|---|---|---|
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Mount Logan Management LLC
✚
|
NY | 2.1 |
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Newmarket Investment Management LP
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PA | 2.1 |
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NY | 2.0 |
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Soleus Capital Management LP
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Fir Tree Capital Management LP
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NY | 2.0 |
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Conversant Capital LLC
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NJ | 1.9 |
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Tensile Capital Management LP
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CA | 1.9 |
|
Glouston Capital Partners LLC
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MA | 1.9 |