Aurinia Pharmaceuticals Inc

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Aurinia Pharmaceuticals Inc
TickerAUPH
CIK #0001600620
CUSIP05156V102
SectorLife Sciences - Pharmaceutical Preparations
Address#1203-4464 Markham Street, Victoria Bc, BC V8Z 7X8
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Aurinia Pharmaceuticals Inc 2014-02-28 52.0 M Exemption: 506(b) · Duration: One year or less · Commission: $3,494,982 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001600620] 10-K
[0001600620] 10-Q
[0001600620] 3
[0001600620] 4
[0001600620] 6-K
[0001600620] 8-K
[0001600620] D
[0001600620] SC 13D
[0001600620] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Tang Capital Management LLC Aurinia Pharmaceuticals Inc [2024-09-12] 11.0
Armistice Capital LLC Aurinia Pharmaceuticals Inc [2024-02-14] 6.64
BlackRock Inc Aurinia Pharmaceuticals Inc [2023-02-07] 5.7
Deep Track Capital LP Aurinia Pharmaceuticals Inc [2022-10-28] 5.53
Consonance Capital Management LP Aurinia Pharmaceuticals Inc [2020-02-14] 3.24
HealthCor Management LP Aurinia Pharmaceuticals Inc [2020-01-27] 5.4
Vivo Capital VIII LLC Aurinia Pharmaceuticals Inc [2019-09-25] 1.4
ILJIN SNT Co Ltd Aurinia Pharmaceuticals Inc [2019-04-08] 12.8
FMR LLC Aurinia Pharmaceuticals Inc [2018-02-13] 0.0
venBio Global Strategic Fund LP Aurinia Pharmaceuticals Inc [2017-07-05] 0.0
Duggan Robert W Aurinia Pharmaceuticals Inc [2017-05-01] 7.2
Lumira Capital Investment Management Inc Aurinia Pharmaceuticals Inc [2017-04-06] 4.77
Growth Equity Opportunities Fund III LLC Aurinia Pharmaceuticals Inc [2017-01-09] 11.4
ILJIN Life Science Co Ltd Aurinia Pharmaceuticals Inc [2016-07-05] 13.23
Redmile Group LLC Aurinia Pharmaceuticals Inc [2016-02-16] 8.87
Great Point Partners LLC Aurinia Pharmaceuticals Inc [2016-02-16] 0.53
RA Capital Management LLC Aurinia Pharmaceuticals Inc [2015-03-25] 0.7
ILJIN Life Science Co Ltd Aurinia Pharmaceuticals Inc [2015-02-17] 20.8
venBio Global Strategic Fund LP Aurinia Pharmaceuticals Inc [2015-02-12] 20.6
Growth Equity Opportunities Fund III LLC Aurinia Pharmaceuticals Inc [2015-02-11] 9.8
Form 3/4/5 Filer 2011 - 2026
Aurinia Pharmaceuticals Inc
Bailey Jeffrey Allen
Johnson Craig A
Nova Tina Susan
Goetz Kathleen
Tang Capital Management LLC
Tang Kevin
Robertson Stephen P
Hearne Michael S
Cole Ryan
Keenan Greg
Miller Joseph M
Donley Matthew Maxwell
Greenleaf Peter
Jayne David RW
Smith Karen L
Leversage Jill
MacKay-Dunn R Hector
Habig Scott Michael
Balakrishnan Brinda
Billen Daniel
Knappertz Volker
Foster Robert T
Hagan Joseph P
Milne George M Jr
Martin Michael Robert
Walbert Timothy P
Huizinga Robert Bindert
Colao Massimilano
Solomons Neil
Hayden Michael R
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Keenan Greg
Common Stock
2026-03-06 Tax withheld 8,069 $14.32 115,548
Tang Kevin
Common Shares
2026-03-03 Buy 184,208 $14.22 2,619,438
Donley Matthew Maxwell
Common Stock
2026-03-02 Tax withheld 40,761 $14.21 579,214
Greenleaf Peter
Common Stock
2026-03-02 Tax withheld 100,890 $14.21 1,433,647
Tang Kevin
Common Shares
2026-03-02 Buy 83,561 $14.33 1,197,429
Tang Kevin
Common Shares
2026-03-02 Buy 115,792 $14.21 1,645,404
Miller Joseph M
Common Stock
2026-03-02 Tax withheld 37,511 $14.21 533,031
Robertson Stephen P
Common Stock
2026-03-02 Tax withheld 36,525 $14.21 519,020
Keenan Greg
Common Stock
2026-02-27 Grant 40,586 $0.00
Robertson Stephen P
Common Stock
2026-02-27 Grant 59,090 $0.00
Tang Kevin
Common Shares
2026-02-27 Buy 214,839 $14.12 3,033,527
Tang Kevin
Common Shares
2026-02-27 Buy 1,600 $14.38 23,008
Keenan Greg
Employee Stock Option (right to buy) · derivative
2026-02-27 Grant 67,870 $0.00
Robertson Stephen P
Employee Stock Option (right to buy) · derivative
2026-02-27 Grant 98,813 $0.00
Greenleaf Peter
Employee Stock Option (right to buy) · derivative
2026-02-27 Grant 328,424 $0.00
Donley Matthew Maxwell
Employee Stock Option (right to buy) · derivative
2026-02-27 Grant 97,256 $0.00
Miller Joseph M
Employee Stock Option (right to buy) · derivative
2026-02-27 Grant 95,700 $0.00
Tang Kevin
Common Shares
2026-02-27 Buy 300,000 $13.90 4,170,000
Miller Joseph M
Common Stock
2026-02-27 Grant 57,229 $0.00
Donley Matthew Maxwell
Common Stock
2026-02-27 Grant 58,160 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 261 74,201,550
2025-12-31 258 73,899,287
2025-09-30 244 68,016,132
2025-06-30 220 59,808,512
2025-03-31 215 63,368,652
2024-12-31 203 60,296,756
2024-09-30 186 60,783,173
2024-06-30 173 57,461,524
2024-03-31 182 60,603,226
2023-12-31 194 58,522,162
2023-09-30 200 53,699,168
2023-06-30 204 52,339,182
Form 13F Holdings
Firm Period DFND Voting Shares
IFP Advisors LLC [2026-06-30] SOLE 361,634 361,634
CWA Asset Management Group LLC [2026-06-30] SOLE 333 202,440
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 120,824 120,824
Handelsbanken Fonder AB [2026-06-30] SOLE 0 51,400
Juncture Wealth Strategies LLC [2026-06-30] SOLE 34,232 34,232
PSP Research LLC [2026-06-30] SOLE 0 30,000
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 145 24,382
Acropolis Investment Management LLC [2026-06-30] SOLE 19,657 19,657
Union Bancaire Privee UBP SA [2026-06-30] DFND 13,000 13,000
BCS Wealth Management [2026-06-30] SOLE 0 12,083
Alaska Retirement Management Board [2026-06-30] SOLE 8,543 8,543
Gamma Investing LLC [2026-06-30] DFND 4,350 4,350
Activest Wealth Management [2026-06-30] SOLE 0 3,000
Farther Finance Advisors LLC [2026-06-30] SOLE 0 2,996
Salem Investment Counselors Inc [2026-06-30] SOLE 2,675 2,675
Corecap Advisors LLC [2026-06-30] SOLE 0 800
Spire Wealth Management [2026-06-30] SOLE 0 672
LRI Investments LLC [2026-06-30] SOLE 512 512
Fortitude Family Office LLC [2026-06-30] SOLE 178 178
Dogwood Wealth Management LLC [2026-06-30] SOLE 89 89
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 83
First Horizon Corp [2026-06-30] DFND 0 17
Hughes Financial Services LLC [2026-06-30] SOLE 2 2
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