ArrowMark Financial Corp

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ArrowMark Financial Corp
TickerBANX
CIK #0001578987
CUSIP861780104
Sector -
Address100 Fillmore Street, Suite 325, Denver, CO 80206
Source [EDGAR]
CIK Filing 2011 - 2025
[0001578987] 3
[0001578987] 4
[0001578987] 8-K
[0001578987] D
[0001578987] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
ArrowMark Colorado Holdings LLC Stonecastle Financial Corp [2022-02-14] 7.12
Punch & Associates Investment Management Inc Stonecastle Financial Corp [2016-02-09] 8.03
DePrince Race & Zollo Inc Stonecastle Financial Corp [2015-02-06] 6.12
Form 3/4/5 Filer 2011 - 2025
ArrowMark Financial Corp.
Staggs Dana
Emrich John Scott
Farrell Patrick Joseph
Stolper Michael
Arnold Guy M
Bhonsle Sanjai
Grove Richard Allen
Reidy Karen
Van Praag Michael
Lentinello S David
Siegel Joshua S.
Miller Clara
Shilowitz George
Henry Emil
StoneCastle Asset Management LLC
Schatten Rachel
Ginsberg Alan J.
Minor Erik
Form 13F Holdings
Firm Period DFND Voting Shares
ArrowMark Colorado Holdings LLC [2025-06-30] SOLE 196,889 196,889
Raymond James Financial Inc [2025-06-30] DFND 0 177,656
Round Rock Advisors LLC [2025-06-30] SOLE 174,809 174,809
Stifel Financial Corp [2025-06-30] DFND 124,158 154,670
Bard Associates Inc [2025-06-30] SOLE 0 41,035
Everstar Asset Management LLC [2025-06-30] SOLE 0 40,422
Capital Investment Advisors LLC [2025-06-30] SOLE 27,496 27,496
Falcon Wealth Planning [2025-06-30] SOLE 18,862 18,862
Morgan Stanley [2025-06-30] DFND 1 18,719
Marshall Wace LLP [2025-06-30] OTR 0 18,423
Osaic Holdings Inc [2025-06-30] DFND 0 18,052
Oppenheimer & Co Inc [2025-06-30] SOLE 16,009 16,009
Citadel Advisors LLC [2025-06-30] DFND 15,939 15,939
Catalina Capital Group LLC [2025-06-30] SOLE 0 15,678
Oxbow Advisors LLC [2025-06-30] SOLE 0 10,990
Calydon Capital [2025-06-30] SOLE 10,940 10,940
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 9,977
MAI Capital Management [2025-06-30] SOLE 0 5,250
Royal Bank of Canada [2025-06-30] DFND 4,404 4,804
Bank of America Corp /DE/ [2025-06-30] DFND 2,350 3,054
UMB Bank, n.a. [2025-06-30] DFND 0 2,700
Trust Co of Vermont [2025-06-30] SOLE 2,325 2,325
UBS Group AG [2025-06-30] DFND 1,019 1,019
Caldwell Sutter Capital Inc [2025-06-30] SOLE 0 693
Wilmington Savings Fund Society, FSB [2025-06-30] DFND 0 500
Sound Income Strategies LLC [2025-06-30] SOLE 0 449
Allworth Financial LP [2025-06-30] SOLE 0 200
Newbridge Financial Services Group, Inc. [2025-06-30] SOLE 0 200
SBI Securities Co., Ltd. [2025-06-30] DFND 11 11
Creekmur Asset Management LLC [2025-06-30] SOLE 0 10
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