Bard Associates Inc

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Bard Associates Inc
CRD #104984
SEC #801-28820
CIK #0001105907
AUM $384.6 M (2025-03-24)
Employees 10 (50% Investors, 0% Brokers)
Phone312-782-9600
Address135 S LaSalle St Ste 3700
Chicago, IL 60603
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
4003202401608002000200820172026
CIK Period
0001105907
Sector Form 13F Holdings Value ($M)
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ACME United Corp 4.7
Exterran Holdings Inc 4.7
USA Compression Partners LP 4.6
Kratos Defense & Security Solutions Inc 4.3
Tecogen Inc 4.2
Legacy Housing Corp 4.2
RELM Wireless Corp 4.1
Roman DBDR Tech Acquisition Corp 4.1
LGL Group Inc 3.9
Kingsway Financial Services Inc 3.8
Imergent Inc 3.8
U S Physical Therapy Inc /NV 3.8
Pure Cycle Corp 3.7
M-Tron Industries Inc 3.7
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
HF Bard Micro-Cap Value Fund LP [2012-03-22] 0.7 15.6
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 84 30.4
(b) Individuals (high net worth individuals) 98 338.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 15.6
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 388 384.6
By Discretionary
Discretionary 388 384.6
Non-Discretionary 0 0.0
Total 388 384.6
By Non-United States Persons
Non-United States Persons 0.4
United States Persons 384.2
Total 388 384.6
Form D Directors # Filings # Firms 2011 - 2025
Timothy Johnson 45
Michael Demaray 2
EDGAR Form CIK 2011 - 2025
13F-HR [0001105907]
SC 13D [0001105907]
SC 13G [0001105907]
Form 13D/13G Filer Form 13D/13G Subject Filed
Bard Associates Inc Perfect Moment Ltd [2025-07-02]
Bard Associates Inc Modular Medical Inc [2025-07-02]
Bard Associates Inc Callan JMB Inc [2025-05-12]
Bard Associates Inc Bridgeline Digital Inc [2025-04-04]
Bard Associates Inc Amplitech Group Inc [2024-09-12]
Bard Associates Inc Nuzee Inc [2024-01-04]
Bard Associates Inc Netcapital Inc [2024-01-04]
Bard Associates Inc Polar Power Inc [2024-01-04]
Bard Associates Inc Crown Electrokinetics Corp [2023-02-06]
Bard Associates Inc LGL Group Inc [2023-02-06]
View All
Comparable Firms State AUM ($B)
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Knuff & Company LLC
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Sicart Associates LLC
NY 0.4
Diastole Wealth Management Inc
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First Wilshire Securities Management Inc
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Princeton Capital Management LLC
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Diker Management LLC
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