Cathay General Bancorp

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Cathay General Bancorp
TickerCATY
CIK #0000861842
CUSIP149150104
SectorFinance - State Commercial Banks
Address777 N Broadway, Los Angeles, CA 90012
Source [EDGAR]
CIK Filing 2011 - 2026
[0000861842] 10-K
[0000861842] 10-Q
[0000861842] 3
[0000861842] 4
[0000861842] 5
[0000861842] 8-K
[0000861842] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Capital Management LLC Cathay General Bancorp [2026-04-29] 0.0
Vanguard Portfolio Management LLC Cathay General Bancorp [2026-04-29] 0.0
Dimensional Fund Advisors LP Cathay General Bancorp [2024-02-09] 5.3
State Street Corp Cathay General Bancorp [2024-01-24] 5.08
BlackRock Inc Cathay General Bancorp [2023-01-20] 11.9
Dimensional Fund Advisors LP Cathay General Bancorp [2017-02-09] 5.13
Dimensional Fund Advisors LP Cathay General Bancorp [2016-02-09] 5.13
State Street Corp Cathay General Bancorp [2014-02-03] 5.2
Vanguard Group Inc Cathay General Bancorp [2013-02-13] 5.35
Form 3/4/5 Filer 2011 - 2026
Cathay General Bancorp
Liu Chang
Sun Albert
Lo Thomas M
Chan May K
Deen Diana G
Cheng Dunson K
Wang Albert Jen-Wen
Tang Anthony M
Wu Peter
Wang Shally
Chan Lana Lai-Yan
Woo Elizabeth A
Kono Ann
Sun Richard
Hung Maan-Huei
Jelenko Jane H
Fernandez Felix S
Chung Nelson
Chen HENG W
Chan Kelly L
Bingham Kim R
Poon Joseph C H
Lee Mark Hakjoon
Chang Michael M Y
Wong Irwin
Liu TING Y
Tai Pin
Kim Lisa L
Chow Donald Sang
Chiu Thomas C T
Lee Patrick
OEI Perry
Broadway Financial Corp de
Tartaglia Thomas G
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Lo Thomas M
Common Stock
2026-01-29 Sell 1,000 $50.23 50,230
Fernandez Felix S
Common Stock
2026-01-29 Sell 8,972 $50.54 453,445
Tang Anthony M
Common Stock
2025-12-11 Other 1,295.40 $50.98 66,039
Chan May K
Common Stock
2025-12-11 Other 21.24 $51.28 1,089
Wang Shally
Common Stock
2025-12-11 Other 55.18 $50.98 2,813
Tang Anthony M
Common Stock
2025-12-04 Sell 5,000 $49.88 249,400
Tang Anthony M
Common Stock
2025-12-02 Sell 5,000 $49.00 245,000
Cheng Dunson K
Common Stock
2025-11-24 Sell 7,590 $47.81 362,878
Cheng Dunson K
Common Stock
2025-11-21 Sell 10,000 $47.85 478,500
Cheng Dunson K
Common Stock
2025-11-20 Sell 14,000 $46.24 647,360
Cheng Dunson K
Common Stock
2025-11-19 Sell 1,000 $45.75 45,750
Liu Chang
Common Stock
2025-10-28 Sell 5,165 $46.24 238,830
Lo Thomas M
Common Stock
2025-10-27 Sell 1,000 $46.83 46,830
Common Stock
2025-09-10 Gift 1,037 $0.00
Tang Anthony M
Common Stock
2025-09-08 Other 1,329.03 $49.35 65,588
Chan May K
Common Stock
2025-09-08 Other 22 $49.16 1,082
Wang Shally
Common Stock
2025-09-08 Other 56.65 $49.35 2,796
Liu Chang
Restricted Stock Units · derivative
2025-06-27 Grant 10,948
Chen HENG W
Restricted Stock Units · derivative
2025-06-27 Grant 3,339
Sun Albert
Restricted Stock Units · derivative
2025-06-27 Grant 3,963
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 288 45,338,978
2025-12-31 270 47,114,006
2025-09-30 261 47,293,445
2025-06-30 273 48,790,268
2025-03-31 261 49,715,107
2024-12-31 247 50,191,602
2024-09-30 250 49,224,974
2024-06-30 239 48,891,466
2024-03-31 257 51,582,917
2023-12-31 228 52,430,570
2023-09-30 217 51,369,763
2023-06-30 223 47,548,010
Form 13F Holdings
Firm Period DFND Voting Shares
Moody Aldrich Partners LLC [2026-06-30] SOLE 104,425 104,425
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 68 65,814
NorthCrest Asset Manangement LLC [2026-06-30] SOLE 0 54,677
Wedge Capital Management L L P/NC [2026-06-30] SOLE 23,968 44,076
Willner & Heller LLC [2026-06-30] SOLE 42,004 42,004
Louisiana State Employees Retirement System [2026-06-30] SOLE 29,800 29,800
Linden Thomas Advisory Services LLC [2026-06-30] SOLE 0 28,867
Alaska Retirement Management Board [2026-06-30] SOLE 25,121 25,121
Yousif Capital Management LLC [2026-06-30] SOLE 4,182 17,924
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 15,896 15,896
AK Global Asset Management LLC [2026-06-30] SOLE 8,200 8,200
Lighthouse Financial Services Inc /ADV [2026-06-30] SOLE 0 5,044
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 4,253
Crossmark Global Holdings Inc [2026-06-30] SOLE 3,910 3,910
Highline Wealth Partners LLC [2026-06-30] SOLE 3,841 3,841
Gamma Investing LLC [2026-06-30] DFND 3,583 3,583
Fifth Third Wealth Advisors LLC [2026-06-30] SOLE 3,291 3,291
Curated Wealth Partners LLC [2026-06-30] OTR 0 998
Versant Capital Management Inc [2026-06-30] SOLE 839 839
Farther Finance Advisors LLC [2026-06-30] SOLE 0 168
Ares Financial Consulting LLC [2026-06-30] SOLE 110 110
Torren Management LLC [2026-06-30] SOLE 0 79
Fortitude Family Office LLC [2026-06-30] SOLE 70 70
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 61
IFP Advisors LLC [2026-06-30] SOLE 56 56
Farmers & Merchants Investments Inc [2026-06-30] SOLE 33 33
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 26 26
Handelsbanken Fonder AB [2026-06-30] SOLE 0 20
Spire Wealth Management [2026-06-30] SOLE 0 17
Dinuzzo Private Wealth Inc [2026-06-30] SOLE 0 15
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