CION Investment Corp

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CION Investment Corp
TickerCION
CIK #0001534254
CUSIP17259U204
Sector -
Address3 Park Avenue 36th Floor, New York, NY 10016
Source [EDGAR]
CIK Filing 2011 - 2025
[0001534254] 10-K
[0001534254] 10-Q
[0001534254] 3
[0001534254] 4
[0001534254] 8-K
[0001534254] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Icon Investment Group LLC CION Investment Corp [2013-01-14] 13.2
Hardwood Partners LLC CION Investment Corp [2013-01-11] 11.2
[2013-01-11] None
Apollo Principal Holdings III GP Ltd CION Investment Corp [2013-01-10] 13.2
Form 3/4/5 Filer 2011 - 2025
Reisner Michael A
CION Investment Corp
Finlay Peter I
Roman Stephen
Breakstone Robert A
Gatto Mark
Bresner Gregg A
Pinero Eric A.
Arestia Charlie
Franz Keith S
Choi Catherine
Schwartz Aron I
Estrada Edward J.
Glatt Joseph D
Hedin Earl
Giovani Harry
Florio James J
Verlizzo David J
Hardwood Partners, LLC
Apollo Principal Holdings A GP, Ltd.
Apollo Principal Holdings A, L.P.
ICON Investment Group, LLC
Connor Sean
Manley Michael R
Kress Joel S
Form 13F Holdings
Firm Period DFND Voting Shares
Bulldog Investors LLP [2025-06-30] SOLE 1,538,071 1,538,071
Invesco Ltd. [2025-06-30] DFND 0 1,343,185
LPL Financial LLC [2025-06-30] SOLE 0 1,077,915
Wells Fargo & Company/MN [2025-06-30] DFND 0 887,357
TT Capital Management LLC [2025-06-30] SOLE 825,703 825,703
Private Advisor Group LLC [2025-06-30] SOLE 0 677,822
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 585,434 585,434
UBS Group AG [2025-06-30] DFND 546,432 551,905
Callodine Capital Management LP [2025-06-30] SOLE 550,000 550,000
North Ground Capital [2025-06-30] SOLE 500,000 500,000
Berger Financial Group Inc [2025-06-30] SOLE 0 487,404
Two Sigma Advisers LP [2025-06-30] SOLE 464,200 479,900
Pinkerton Wealth LLC [2025-06-30] SOLE 0 461,725
Morgan Stanley [2025-06-30] DFND 23,734 459,664
Sigma Planning Corp [2025-06-30] SOLE 0 342,566
Arkadios Wealth Advisors [2025-06-30] SOLE 329,378 329,379
BlackRock, Inc. [2025-06-30] SOLE 311,440 311,440
Kestra Advisory Services LLC [2025-06-30] SOLE 0 310,326
Renaissance Technologies LLC [2025-06-30] SOLE 298,700 298,700
Acorn Financial Advisory Services Inc /ADV [2025-06-30] SOLE 267,634 267,634
Osaic Holdings Inc [2025-06-30] DFND 0 262,805
Cetera Investment Advisers [2025-06-30] SOLE 0 247,703
Two Sigma Investments LP [2025-06-30] SOLE 231,253 231,253
Advisors Asset Management Inc [2025-06-30] SOLE 219,520 219,520
Envestnet Asset Management Inc [2025-06-30] SOLE 199,905 199,905
Strong Tower Advisory Services [2025-06-30] SOLE 198,777 198,777
LSV Asset Management [2025-06-30] SOLE 130,300 186,600
Onedigital Investment Advisors LLC [2025-06-30] SOLE 0 184,073
Raymond James Financial Inc [2025-06-30] DFND 0 182,218
Highpoint Advisor Group LLC [2025-06-30] SOLE 157,704 157,704
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