CION Investment Corp

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CION Investment Corp
TickerCION
CIK #0001534254
CUSIP17259U204
Sector -
Address3 Park Avenue 36th Floor, New York, NY 10016
Source [EDGAR]
CIK Filing 2011 - 2024
[0001534254] 10-K
[0001534254] 10-Q
[0001534254] 3
[0001534254] 4
[0001534254] 8-K
[0001534254] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Icon Investment Group LLC CION Investment Corp [2013-01-14] 13.2
Hardwood Partners LLC CION Investment Corp [2013-01-11] 11.2
[2013-01-11] None
Apollo Principal Holdings III GP Ltd CION Investment Corp [2013-01-10] 13.2
Form 3/4/5 Filer 2011 - 2024
Franz Keith S
CION Investment Corp
Bresner Gregg A
Choi Catherine
Reisner Michael A
Schwartz Aron I
Roman Stephen
Breakstone Robert A
Pinero Eric A.
Finlay Peter I
Gatto Mark
Estrada Edward J.
Glatt Joseph D
Hedin Earl
Giovani Harry
Florio James J
Verlizzo David J
Hardwood Partners, LLC
Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings III, L.P.
ICON Investment Group, LLC
Connor Sean
Manley Michael R
Kress Joel S
Form 13F Holdings
Firm Period DFND Voting Shares
Punch & Associates Investment Management Inc [2023-03-31] SOLE 1,656,266.0 1,656,266.0
Cambridge Investment Research Advisors Inc [2023-03-31] SOLE 0.0 1,087,375.0
Invesco Ltd. [2023-03-31] DFND 0.0 982,682.0
Bulldog Investors LLP [2023-03-31] SOLE 960,314.0 960,314.0
LPL Financial LLC [2023-03-31] SOLE 0.0 936,397.0
van Eck Associates Corp [2023-03-31] SOLE 802,480.0 802,480.0
Pinkerton Retirement Specialists LLC [2023-03-31] SOLE 789,315.0 800,767.0
Acadian Asset Management LLC [2023-03-31] DFND 636,259.0 636,259.0
Kestra Advisory Services LLC [2023-03-31] SOLE 0.0 522,048.0
Advisor Group Holdings Inc [2023-03-31] DFND 129,469.0 477,006.0
Cetera Advisor Networks LLC [2023-03-31] SOLE 0.0 433,138.0
Wealthplan Partners LLC [2023-03-31] SOLE 0.0 406,497.0
Berger Financial Group Inc [2023-03-31] SOLE 0.0 399,320.0
Renaissance Technologies LLC [2023-03-31] SOLE 144,300.0 380,200.0
Sigma Planning Corp [2023-03-31] SOLE 0.0 333,112.0
Arkadios Wealth Advisors [2023-03-31] SOLE 330,257.0 330,258.0
BlackRock Inc. [2023-03-31] SOLE 305,051.0 305,051.0
Acorn Financial Advisory Services Inc /ADV [2023-03-31] SOLE 289,584.0 289,584.0
AE Wealth Management LLC [2023-03-31] SOLE 0.0 239,217.0
Commonwealth Equity Services LLC [2023-03-31] SOLE 0.0 232,534.0
Firstpurpose Wealth LLC [2023-03-31] SOLE 0.0 212,354.0
Two Sigma Advisers LP [2023-03-31] SOLE 179,800.0 202,900.0
Resources Investment Advisors LLC [2023-03-31] SOLE 0.0 194,521.0
Paradigm Financial Partners LLC [2023-03-31] SOLE 0.0 194,029.0
Wealthcare Advisory Partners LLC [2023-03-31] SOLE 0.0 146,498.0
Cetera Advisors LLC [2023-03-31] SOLE 0.0 139,872.0
Putnam Investments LLC [2023-03-31] DFND 131,486.0 131,486.0
Morgan Stanley [2023-03-31] DFND 26,083.0 130,710.0
Jane Street Group LLC [2023-03-31] DFND 126,027.0 126,027.0
Callodine Capital Management LP [2023-03-31] SOLE 125,000.0 125,000.0
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