CION Investment Corp

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CION Investment Corp
TickerCION
CIK #0001534254
CUSIP17259U204
Sector -
Address3 Park Avenue 36th Floor, New York, NY 10016
Source [EDGAR]
CIK Filing 2011 - 2026
[0001534254] 10-K
[0001534254] 10-Q
[0001534254] 3
[0001534254] 4
[0001534254] 8-K
[0001534254] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Icon Investment Group LLC CION Investment Corp [2013-01-14] 13.2
Hardwood Partners LLC CION Investment Corp [2013-01-11] 11.2
[2013-01-11] None
Apollo Principal Holdings III GP Ltd CION Investment Corp [2013-01-10] 13.2
Form 3/4/5 Filer 2011 - 2026
CION Investment Corp
Reisner Michael A
Finlay Peter I
Roman Stephen
Breakstone Robert A
Gatto Mark
Bresner Gregg A
Pinero Eric A
Arestia Charlie
Franz Keith S
Choi Catherine
Schwartz Aron I
Estrada Edward J
Glatt Joseph D
Hedin Earl
Giovani Harry
Florio James J
Verlizzo David J
Hardwood Partners LLC
Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings A LP
Icon Investment Group LLC
Connor Sean
Manley Michael R
Kress Joel S
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Reisner Michael A
Common stock, $0.001 par value
2025-08-12 Buy 472 $10.57 4,989
Finlay Peter I
Common stock, $0.001 par value
2025-05-27 Buy 200 $9.66 1,932
Roman Stephen
Common stock, $0.001 par value
2025-05-22 Buy 600 $9.48 5,688
Breakstone Robert A
Common stock, $0.001 par value
2025-05-16 Buy 500 $9.72 4,860
Reisner Michael A
Common stock, $0.001 par value
2025-05-12 Buy 515 $9.69 4,990
Gatto Mark
Common stock, $0.001 par value
2025-05-12 Buy 2,070 $9.66 19,996
Bresner Gregg A
Common stock, $0.001 par value
2025-04-01 Buy 1,000 $10.48 10,480
Bresner Gregg A
Common stock, $0.001 par value
2025-03-31 Buy 1,000 $10.41 10,410
Reisner Michael A
Common stock, $0.001 par value
2025-03-28 Buy 490 $10.45 5,120
Breakstone Robert A
Common stock, $0.001 par value
2025-03-24 Buy 500 $10.75 5,375
Bresner Gregg A
Common stock, $0.001 par value
2025-03-19 Buy 1,000 $10.98 10,980
Finlay Peter I
Common stock, $0.001 par value
2025-03-18 Buy 250 $10.76 2,690
Bresner Gregg A
Common stock, $0.001 par value
2025-03-18 Buy 2,000 $10.72 21,440
Pinero Eric A
Common stock, $0.001 par value
2025-03-18 Buy 465 $10.72 4,985
Roman Stephen
Common stock, $0.001 par value
2025-03-17 Buy 455 $10.93 4,973
Breakstone Robert A
Common stock, $0.001 par value
2025-03-17 Buy 500 $11.05 5,525
Roman Stephen
Common stock, $0.001 par value
2024-11-21 Buy 435 $11.53 5,016
Reisner Michael A
Common stock, $0.001 par value
2024-11-21 Buy 437 $11.44 4,999
Breakstone Robert A
Common stock, $0.001 par value
2024-11-15 Buy 1,000 $11.34 11,340
Bresner Gregg A
Common stock, $0.001 par value
2024-11-12 Buy 2,000 $11.41 22,820
showing 20 of 93 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 159 15,467,956
2025-12-31 165 17,505,178
2025-09-30 155 17,121,580
2025-06-30 161 17,722,450
2025-03-31 173 17,262,536
2024-12-31 178 16,773,536
2024-09-30 175 14,406,475
2024-06-30 179 14,315,117
2024-03-31 172 17,115,129
2023-12-31 180 15,710,737
2023-09-30 165 14,961,968
2023-06-30 169 14,878,317
Form 13F Holdings
Firm Period DFND Voting Shares
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 290,756 290,756
Independent Financial Group LLC [2026-06-30] SOLE 0 62,627
Avior Wealth Management LLC [2026-06-30] SOLE 0 24,806
Doliver Advisors LP [2026-06-30] SOLE 0 21,600
A & I Financial Services LLC [2026-06-30] SOLE 0 19,510
SWMG LLC [2026-06-30] SOLE 0 19,374
Merit Financial Group LLC [2026-06-30] SOLE 0 12,630
First Heartland Consultants Inc [2026-06-30] SOLE 0 11,653
IFP Advisors LLC [2026-06-30] SOLE 11,274 11,274
RFG Advisory LLC [2026-06-30] SOLE 0 10,230
Essential Investment Partners LLC [2026-06-30] SOLE 8,380 8,380
Farther Finance Advisors LLC [2026-06-30] SOLE 0 5,826
Spire Wealth Management [2026-06-30] SOLE 0 3,821
Kozak & Associates Inc [2026-06-30] SOLE 687 687
Main Street Group LTD [2026-06-30] SOLE 0 465
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