Capital Southwest Corp

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Capital Southwest Corp
TickerCSWC
CIK #0000017313
CUSIP140501107
Sector -
Address12900 Preston Rd Ste 700, Dallas, TX 75230
Source [EDGAR]
CIK Filing 2011 - 2024
[0000017313] 10-K
[0000017313] 10-Q
[0000017313] 3
[0000017313] 4
[0000017313] 5
[0000017313] 8-K
[0000017313] SC 13D
[0000017313] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sanders Morris Harris LLC Capital Southwest Corp [2019-05-01] 5.02
MOAB Capital Partners LLC Capital Southwest Corp [2019-02-14] 0.0
RiverNorth Capital Management LLC Capital Southwest Corp [2019-02-14] 5.16
MOAB Capital Partners LLC Capital Southwest Corp [2018-02-14] 0.0
Ariel Investments LLC Capital Southwest Corp [2017-02-14] 939799158126076.0
MOAB Capital Partners LLC Capital Southwest Corp [2017-02-14] 0.0
Evercore Trust Company NA Capital Southwest Corp [2016-02-10] 7.1
Punch & Associates Investment Management Inc Capital Southwest Corp [2016-02-09] 5.116
Zuckerman Investment Group LLC Capital Southwest Corp [2015-03-23] 9.4
Piper Jaffray Companies Capital Southwest Corp [2015-02-17] 5.9
River Road Asset Management LLC Capital Southwest Corp [2015-02-12] 6.1
First Manhattan Co Capital Southwest Corp [2015-02-11] 6.09
MOAB Capital Partners LLC Capital Southwest Corp [2015-01-26] 0.0
BlackRock Inc Capital Southwest Corp [2014-01-28] 5.8
Zuckerman Investment Group LLC Capital Southwest Corp [2013-08-23] 6.6
Zuckerman Investment Group LLC Capital Southwest Corp [2013-08-23] 6.8
River Road Asset Management LLC Capital Southwest Corp [2013-02-14] 5.1
Dimensional Fund Advisors LP Capital Southwest Corp [2013-02-11] 5.11
Zuckerman Investment Group LLC Capital Southwest Corp [2012-05-31] 6.7
Form 3/4/5 Filer 2011 - 2024
Capital Southwest Corp
Weinstein Joshua S.
Diehl Bowen S
Sarner Michael Scott
Rogers-Windsor Ramona Lynn
Battist Christine
Furst Jack D
Brooks David R
Thomas William R III
Morgan Thomas Duane
Wilson John H
Kelley Douglas M
Ashbaugh William M
Moab Partners LP
Rothenberg Michael
Moab Capital Partners LLC
Moab GP LLC
Armes Joseph B
CSW Industrials Inc
Golden Matthew Bailey
Ligon Samuel B
MUDD Christopher J
Alamo Group Inc
Schwertner Ray D
Tacke Kelly
Neblett Glenn M
Martin Gary L
Morris Tracy L.
Gohlke Henry James
Shedd Christopher Scott
Strup Richard F.
Peterson Jeffrey G
BELA Marquez D
Encore WIRE Corp
Burton Donald W
Form 13F Holdings
Firm Period DFND Voting Shares
Punch & Associates Investment Management Inc [2023-03-31] SOLE 851,447.0 851,447.0
Sanders Morris Harris LLC [2023-03-31] SOLE 0.0 723,089.0
Zuckerman Investment Group LLC [2023-03-31] SOLE 657,576.0 657,576.0
Invesco Ltd. [2023-03-31] DFND 0.0 570,553.0
van Eck Associates Corp [2023-03-31] SOLE 500,354.0 500,354.0
Sound Income Strategies LLC [2023-03-31] SOLE 0.0 493,526.0
First Manhattan Co LLC [2023-03-31] SOLE 0.0 401,307.0
Millennium Management LLC [2023-03-31] SOLE 351,928.0 351,928.0
Two Sigma Advisers LP [2023-03-31] SOLE 234,100.0 255,400.0
Legal & General Group Plc [2023-03-31] DFND 219,639.0 219,639.0
Tectonic Advisors LLC [2023-03-31] SOLE 0.0 194,120.0
Advisors Asset Management Inc [2023-03-31] SOLE 192,365.0 192,365.0
Grace & White Inc /NY [2023-03-31] SOLE 21,000.0 177,471.0
BlackRock Inc. [2023-03-31] SOLE 176,967.0 177,232.0
Hennion & Walsh Asset Management Inc [2023-03-31] SOLE 154,657.0 154,657.0
Susquehanna International Group LLP [2023-03-31] DFND 0.0 116,000.0
McKinley Capital Management LLC [2023-03-31] SOLE 4,747.0 114,989.0
LPL Financial LLC [2023-03-31] SOLE 0.0 114,510.0
Two Sigma Investments LP [2023-03-31] SOLE 112,625.0 112,625.0
Moerus Capital Management LLC [2023-03-31] SOLE 106,270.0 106,270.0
Raymond James & Associates [2023-03-31] SOLE 0.0 99,378.0
Golden Green Inc [2023-03-31] SOLE 0.0 98,413.0
Ameriprise Financial Inc [2023-03-31] DFND 0.0 85,910.0
Royal Bank of Canada [2023-03-31] DFND 85,531.0 85,531.0
Graniteshares Advisors LLC [2023-03-31] SOLE 82,783.0 82,783.0
Confluence Investment Management LLC [2023-03-31] DFND 0.0 71,000.0
Legacy Capital Wealth Partners LLC [2023-03-31] SOLE 0.0 67,130.0
B Riley Wealth Advisors Inc [2023-03-31] SOLE 0.0 63,881.0
Citadel Advisors LLC [2023-03-31] DFND 51,152.0 51,152.0
MRAZ Amerine & Associates Inc [2023-03-31] SOLE 51,069.0 51,069.0
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