Capital Southwest Corp

-

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Capital Southwest Corp
TickerCSWC
CIK #0000017313
CUSIP140501107
Sector -
Address12900 Preston Rd Ste 700, Dallas, TX 75230
Source [EDGAR]
CIK Filing 2011 - 2025
[0000017313] 10-K
[0000017313] 10-Q
[0000017313] 3
[0000017313] 4
[0000017313] 5
[0000017313] 8-K
[0000017313] SC 13D
[0000017313] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sanders Morris Harris LLC Capital Southwest Corp [2019-05-01] 5.02
RiverNorth Capital Management LLC Capital Southwest Corp [2019-02-14] 5.16
MOAB Capital Partners LLC Capital Southwest Corp [2019-02-14] 0.0
MOAB Capital Partners LLC Capital Southwest Corp [2018-02-14] 0.0
MOAB Capital Partners LLC Capital Southwest Corp [2017-02-14] 0.0
Ariel Investments LLC Capital Southwest Corp [2017-02-14] 939799158126076.0
Evercore Trust Company NA Capital Southwest Corp [2016-02-10] 7.1
Punch & Associates Investment Management Inc Capital Southwest Corp [2016-02-09] 5.116
Zuckerman Investment Group LLC Capital Southwest Corp [2015-03-23] 9.4
Piper Jaffray Companies Capital Southwest Corp [2015-02-17] 5.9
River Road Asset Management LLC Capital Southwest Corp [2015-02-12] 6.1
First Manhattan Co Capital Southwest Corp [2015-02-11] 6.09
MOAB Capital Partners LLC Capital Southwest Corp [2015-01-26] 0.0
BlackRock Inc Capital Southwest Corp [2014-01-28] 5.8
Zuckerman Investment Group LLC Capital Southwest Corp [2013-08-23] 6.8
Zuckerman Investment Group LLC Capital Southwest Corp [2013-08-23] 6.6
River Road Asset Management LLC Capital Southwest Corp [2013-02-14] 5.1
Dimensional Fund Advisors LP Capital Southwest Corp [2013-02-11] 5.11
Zuckerman Investment Group LLC Capital Southwest Corp [2012-05-31] 6.7
Form 3/4/5 Filer 2011 - 2025
Capital Southwest Corp
Furst Jack D
Brooks David R
Rogers-Windsor Ramona Lynn
Battist Christine
Thomas William R III
Weinstein Joshua S.
Rehberger Chris
Sarner Michael Scott
Diehl Bowen S
Morgan Thomas Duane
Wilson John H
Ashbaugh William M
Kelley Douglas M
Moab Partners LP
Rothenberg Michael
Moab Capital Partners LLC
Moab GP LLC
Armes Joseph B
CSW Industrials Inc
Golden Matthew Bailey
Ligon Samuel B
MUDD Christopher J
Alamo Group Inc
Schwertner Ray D
Tacke Kelly
Neblett Glenn M
Martin Gary L
Morris Tracy L.
Gohlke Henry James
Shedd Christopher Scott
Strup Richard F.
Peterson Jeffrey G
BELA Marquez D
Encore WIRE Corp
Burton Donald W
Form 13F Holdings
Firm Period DFND Voting Shares
Sanders Morris Harris LLC [2025-06-30] SOLE 1,390,339 1,390,339
Two Sigma Advisers LP [2025-06-30] SOLE 952,000 983,500
UBS Group AG [2025-06-30] DFND 762,680 783,060
Two Sigma Investments LP [2025-06-30] SOLE 761,221 761,221
Sound Income Strategies LLC [2025-06-30] SOLE 0 702,201
Balyasny Asset Management LP [2025-06-30] SOLE 546,280 546,280
Millennium Management LLC [2025-06-30] SOLE 526,734 526,734
Tectonic Advisors LLC [2025-06-30] OTR 0 514,946
Citadel Advisors LLC [2025-06-30] DFND 474,841 474,841
Melia Wealth LLC [2025-06-30] SOLE 0 464,973
Zuckerman Investment Group LLC [2025-06-30] SOLE 460,375 460,375
Cetera Investment Advisers [2025-06-30] SOLE 0 361,722
Envestnet Asset Management Inc [2025-06-30] SOLE 335,718 335,718
Legal & General Group Plc [2025-06-30] DFND 332,746 332,746
BlackRock, Inc. [2025-06-30] SOLE 319,442 320,720
Franklin Resources Inc [2025-06-30] DFND 290,762 290,762
Columbus Macro LLC [2025-06-30] SOLE 290,704 290,704
Raymond James Financial Inc [2025-06-30] DFND 0 286,597
EPIQ Partners LLC [2025-06-30] SOLE 23,600 266,800
First Manhattan Co LLC [2025-06-30] SOLE 0 258,986
Morgan Stanley [2025-06-30] DFND 149,193 227,396
Beacon Pointe Advisors LLC [2025-06-30] SOLE 226,212 226,212
Muzinich & Co Inc [2025-06-30] SOLE 0 225,790
Goldman Sachs Group Inc [2025-06-30] DFND 212,781 212,781
LPL Financial LLC [2025-06-30] SOLE 0 205,640
Grace & White Inc /NY [2025-06-30] SOLE 20,150 174,597
Sumitomo Mitsui Trust Group, Inc. [2025-06-30] DFND 172,597 172,597
Susquehanna International Group LLP [2025-06-30] OTR 21,139 172,039
Royal Bank of Canada [2025-06-30] DFND 148,633 149,055
Marshall Wace LLP [2025-06-30] OTR 0 147,162
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