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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2023-03-31]	DFND	0.0	3,433,382.0
RiverNorth Capital Management LLC	[2023-03-31]	SOLE	1,410,599.0	1,410,599.0
Punch & Associates Investment Management Inc	[2023-03-31]	SOLE	925,759.0	925,759.0
Kennedy Investment Group	[2023-03-31]	SOLE	0.0	920,466.0
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	660,604.0	660,604.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	633,927.0
Arete Wealth Advisors LLC	[2023-03-31]	SOLE	515,328.0	515,328.0
Penserra Capital Management LLC	[2023-03-31]	DFND	0.0	497,169.0
Royal Bank of Canada	[2023-03-31]	DFND	311,052.0	318,742.0
DA Davidson & Co	[2023-03-31]	SOLE	265,828.0	265,828.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	258,789.0
Saba Capital Management LP	[2023-03-31]	SOLE	253,687.0	255,540.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	217,668.0	217,668.0
Relative Value Partners Group LLC	[2023-03-31]	SOLE	206,970.0	206,970.0
1607 Capital Partners LLC	[2023-03-31]	SOLE	197,900.0	197,900.0
Bullseye Investment Management LLC	[2023-03-31]	SOLE	0.0	196,149.0
Kestra Advisory Services LLC	[2023-03-31]	SOLE	0.0	194,219.0
Private Advisory Group LLC	[2023-03-31]	SOLE	146,291.0	173,152.0
Advent Capital Management /DE/	[2023-03-31]	SOLE	151,380.0	151,380.0
Shaker Financial Services LLC	[2023-03-31]	SOLE	149,274.0	151,336.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	113,411.0	140,802.0
TFB Advisors LLC	[2023-03-31]	SOLE	0.0	127,478.0
Cambridge Investment Research Advisors Inc	[2023-03-31]	SOLE	0.0	125,656.0
ODER Investment Management LLC	[2023-03-31]	SOLE	113,551.0	113,551.0
Catalyst Wealth Management LLC	[2023-03-31]	SOLE	0.0	96,023.0
Integrated Wealth Concepts LLC	[2023-03-31]	SOLE	0.0	88,925.0
Invesco Ltd.	[2023-03-31]	DFND	0.0	52,501.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	50,417.0
Thoroughbred Financial Services LLC	[2023-03-31]	SOLE	0.0	50,000.0
Wedbush Securities Inc	[2023-03-31]	SOLE	0.0	49,660.0
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