|
⚲
|
| First Trust Advisors LP
✚
|
|
|---|---|
| CRD # | 107027 |
| SEC # | 801-39950 |
| CIK # | 0001125816 |
| AUM | $210.9 BB (2024-03-28) |
| Employees | 426 (22% Investors, 18% Brokers) |
| Phone | 630-765-8000 |
| Address | 120 E Liberty Drive Wheaton, IL 60187 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| CSCO | 178.3 | 1.5 | |
| AVGO | 201.3 | 1.2 | |
| MSFT | 1,918.2 | 1.1 | |
| AAPL | 2,382.8 | 0.9 | |
| AMZN | 1,093.0 | 0.9 | |
| CRWD | 40.4 | 0.9 | |
| META | 434.9 | 0.8 | |
| PANW | 49.0 | 0.8 | |
| INFY | 77.4 | 0.7 | |
| QCOM | 147.4 | 0.6 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,092 | 0.4 |
| (b) Individuals (high net worth individuals) | 4 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1,778 | 208.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 50 | 2.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,926 | 210.9 |
| By Discretionary | ||
| Discretionary | 1,401 | 154.0 |
| Non-Discretionary | 1,525 | 56.9 |
| Total | 2,926 | 210.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.2 | |
| United States Persons | 208.7 | |
| Total | 2,926 | 210.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001125816] | |
| 3 | [0001125816] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 275.4 |
|
Financial Engines Advisors LLC
✚
|
CA | 270.8 |
|
Voya Investment Management Co LLC
✚
|
NY | 241.8 |
|
Nissay Asset Management Corporation
✚
|
206.7 | |
|
SageView Advisory Group LLC
✚
|
CA | 202.6 |
|
RBC Capital Markets LLC
✚
|
NY | 201.3 |
|
Commonwealth Equity Services LLC
✚
|
MA | 177.0 |
|
Corient Private Wealth LLC
✚
|
FL | 118.2 |
|
Invesco Asset Management Ltd
✚
|
107.4 | |
|
Cetera Investment Advisers LLC
✚
|
IL | 104.5 |