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First Trust Advisors LP
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CRD # | 107027 |
SEC # | 801-39950 |
CIK # | 0001125816 |
AUM | $190.5 BB (2023-03-31) |
Employees | 637 (14% Investors, 78% Brokers) |
Phone | 630-765-8000 |
Address | 120 E Liberty Drive Wheaton, IL 60187 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
CSCO | 178.3 | 1.4 | |
XOM | 385.5 | 0.7 | |
ABBV | 269.5 | 0.7 | |
AVGO | 201.3 | 0.6 | |
VZ | 211.9 | 0.6 | |
AMZN | 1,093.0 | 0.5 | |
MSFT | 1,918.2 | 0.5 | |
ADM | 42.8 | 0.5 | |
IBM | 127.6 | 0.5 | |
GILD | 78.0 | 0.5 | |
View All |
Holdings by Sector ($BB) |
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AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 1,225 | 0.4 |
(b) Individuals (high net worth individuals) | 2 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 1,886 | 188.2 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 47 | 1.8 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 3 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 3,143 | 190.5 |
By Discretionary | ||
Discretionary | 1,498 | 137.0 |
Non-Discretionary | 1,645 | 53.5 |
Total | 3,143 | 190.5 |
By Non-United States Persons | ||
Non-United States Persons | 1.8 | |
United States Persons | 188.7 | |
Total | 3,143 | 190.5 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0001125816] | |
3 | [0001125816] |
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---|---|---|
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
Financial Engines Advisors LLC
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|
CA | 242.0 |
Voya Investment Management Co LLC
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|
NY | 236.7 |
RBC Capital Markets LLC
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|
NY | 183.5 |
SageView Advisory Group LLC
✚
|
CA | 156.4 |
Invesco Asset Management Ltd
✚
|
155.2 | |
Commonwealth Equity Services LLC
✚
|
MA | 146.4 |
CI Private Wealth LLC
✚
|
FL | 94.6 |
Record Currency Management Limited
✚
|
83.1 | |
Cambridge Investment Research Advisors Inc
✚
|
IA | 82.4 |