First Trust Advisors LP

-

Assets, Funds, Holdings

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
Latest Filings
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
First Trust Advisors LP
CRD #107027
SEC #801-39950
CIK #0001125816
AUM $190.5 BB (2023-03-31)
Employees 637 (14% Investors, 78% Brokers)
Phone630-765-8000
Address120 E Liberty Drive
Wheaton, IL 60187
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($BB)
2502001501005001999200720152024
Sector Form 13F Holdings Cap ($BB) Value ($BB)
CSCO 178.3 1.4
XOM 385.5 0.7
ABBV 269.5 0.7
AVGO 201.3 0.6
VZ 211.9 0.6
AMZN 1,093.0 0.5
MSFT 1,918.2 0.5
ADM 42.8 0.5
IBM 127.6 0.5
GILD 78.0 0.5
View All
Holdings by Sector ($BB)
1108866442202011201520192024
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 1,225 0.4
(b) Individuals (high net worth individuals) 2 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1,886 188.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 47 1.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3 0.0
(n) Other 0 0.0
Total 3,143 190.5
By Discretionary
Discretionary 1,498 137.0
Non-Discretionary 1,645 53.5
Total 3,143 190.5
By Non-United States Persons
Non-United States Persons 1.8
United States Persons 188.7
Total 3,143 190.5
EDGAR Form CIK 2011 - 2024
13F-HR [0001125816]
3 [0001125816]
Form 3/4/5 Subject 2011 - 2024
First Trust Advisors LP
First Trust High Yield Opportunities 2027 Term Fund
First Trust Senior Floating Rate 2022 Target Term Fund
First Trust Dynamic Europe Equity Income Fund
First Trust New Opportunities MLP & Energy Fund
First Trust Intermediate Duration Preferred & Income Fund
First Trust MLP & Energy Income Fund
Comparable Firms State AUM ($BB)
Raymond James Financial Services Advisors Inc
FL 245.2
Financial Engines Advisors LLC
CA 242.0
Voya Investment Management Co LLC
NY 236.7
RBC Capital Markets LLC
NY 183.5
SageView Advisory Group LLC
CA 156.4
Invesco Asset Management Ltd
155.2
Commonwealth Equity Services LLC
MA 146.4
CI Private Wealth LLC
FL 94.6
Record Currency Management Limited
83.1
Cambridge Investment Research Advisors Inc
IA 82.4
Terms | Privacy | Guide
tony@aum13f.com