|
⚲
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| First Trust Advisors LP
✚
|
|
|---|---|
| CRD # | 107027 |
| SEC # | 801-39950 |
| CIK # | 0001125816 |
| AUM | $190.5 BB (2023-03-31) |
| Employees | 637 (14% Investors, 78% Brokers) |
| Phone | 630-765-8000 |
| Address | 120 E Liberty Drive Wheaton, IL 60187 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| CSCO | 178.3 | 1.4 | |
| XOM | 385.5 | 0.7 | |
| ABBV | 269.5 | 0.7 | |
| AVGO | 201.3 | 0.6 | |
| VZ | 211.9 | 0.6 | |
| AMZN | 1,093.0 | 0.5 | |
| MSFT | 1,918.2 | 0.5 | |
| ADM | 42.8 | 0.5 | |
| IBM | 127.6 | 0.5 | |
| GILD | 78.0 | 0.5 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,225 | 0.4 |
| (b) Individuals (high net worth individuals) | 2 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1,886 | 188.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 47 | 1.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,143 | 190.5 |
| By Discretionary | ||
| Discretionary | 1,498 | 137.0 |
| Non-Discretionary | 1,645 | 53.5 |
| Total | 3,143 | 190.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.8 | |
| United States Persons | 188.7 | |
| Total | 3,143 | 190.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001125816] | |
| 3 | [0001125816] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 245.2 |
|
Financial Engines Advisors LLC
✚
|
CA | 242.0 |
|
Voya Investment Management Co LLC
✚
|
NY | 236.7 |
|
RBC Capital Markets LLC
✚
|
NY | 183.5 |
|
SageView Advisory Group LLC
✚
|
CA | 156.4 |
|
Invesco Asset Management Ltd
✚
|
155.2 | |
|
Commonwealth Equity Services LLC
✚
|
MA | 146.4 |
|
CI Private Wealth LLC
✚
|
FL | 94.6 |
|
Record Currency Management Limited
✚
|
83.1 | |
|
Cambridge Investment Research Advisors Inc
✚
|
IA | 82.4 |