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| Happy Holidays!! thanks for using AUM13F!! |
| First Trust Advisors LP
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| CRD # | 107027 |
| SEC # | 801-39950 |
| CIK # | 0001125816 |
| AUM | $256.3 B (2025-04-22) |
| Employees | 520 (24% Investors, 32% Brokers) |
| Phone | 630-765-8000 |
| Address | 120 E Liberty Drive Wheaton, IL 60187 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Cisco Systems Inc | 2.1 | ||
| Microsoft Corp | 1.7 | ||
| Broadcom Inc | 1.6 | ||
| Facebook Inc | 1.5 | ||
| Amazon Com Inc | 1.2 | ||
| Nvidia Corp | 1.1 | ||
| CrowdStrike Holdings Inc | 1.1 | ||
| Palo Alto Networks Inc | 1.1 | ||
| Alphabet Inc | 1.1 | ||
| Netflix Inc | 0.9 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | FTIS Enhanced Liquid Income Master Fund LP | [2022-11-02] | 63.5 | 65.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,183 | 0.4 |
| (b) Individuals (high net worth individuals) | 1,744 | 2.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1,895 | 249.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 64 | 3.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 62 | 0.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 85 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 5,033 | 256.3 |
| By Discretionary | ||
| Discretionary | 3,428 | 189.9 |
| Non-Discretionary | 1,605 | 66.4 |
| Total | 5,033 | 256.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.5 | |
| United States Persons | 252.8 | |
| Total | 5,033 | 256.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Gyroscope Capital Management LLC | 2 | ||
| Kevin Erndl | 2 | ||
| First Trust Investment Solutions LP | 2 | ||
| First Trust Advisors LP | 2 | ||
| FTIS Enhanced Liquid Income Fund GP LLC | 1 | ||
| Gyroscope Enhanced Liquid Income Fund GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001125816] | |
| 3 | [0001125816] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Robert W Baird & Co Incorporated
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|
WI | 342.1 |
|
Federated Investment Counseling
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|
PA | 199.6 |
|
Candriam Socit EN Commandite Par Actions
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|
128.7 | |
|
Segal Advisors Inc
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|
NY | 37.5 |
|
DA Davidson & Co
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|
MT | 36.2 |
|
Kovitz Investment Group Partners LLC
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|
IL | 31.7 |
|
Shenkman Capital Management Inc
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|
NY | 30.8 |
|
Davenport & Company LLC
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|
VA | 22.5 |
|
Manning & Napier Advisors LLC
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|
NY | 18.4 |
|
Geowealth Management LLC
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|
IL | 13.6 |