Great Elm Capital Corp

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Great Elm Capital Corp
TickerGECC
CIK #0001675033
CUSIP390320109
Sector -
Address800 South Street Suite 230, Waltham, MA 02453
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Great Elm Capital Corp 2025-08-28 15.0 M Exemption: 506(b) · Duration: One year or less · Finder's Fee: $450,855 · Net Assets: Over $100,000,000
CIK Filing 2011 - 2026
[0001675033] 10-K
[0001675033] 10-Q
[0001675033] 3
[0001675033] 4
[0001675033] 8-K
[0001675033] D
[0001675033] SC 13D
[0001675033] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Summit Grove Partners LLC Great Elm Capital Corp [2024-12-12] 0.5
Prosper Peak Holdings LLC Great Elm Capital Corp [2024-06-24] 0.5
Great Elm Strategic Partnership I LLC Great Elm Capital Corp [2024-02-13] 19.6
Northern Right Capital Management LP Great Elm Capital Corp [2022-06-07] 5.1
Lenders Funding LLC /California Great Elm Capital Corp [2021-10-13] 12.63
Northern Right Capital Management LP Great Elm Capital Corp [2020-10-14] 5.4
Imperial Capital Asset Management LLC Great Elm Capital Corp [2020-10-13] 0.0
Great Elm Capital Group Inc Great Elm Capital Corp [2019-10-01] 21.8
Great Elm Capital Group Inc Great Elm Capital Corp [2018-09-11] 18.5
Karpus Management Inc Great Elm Capital Corp [2018-02-09] 40.0
Mast Capital Management LLC Great Elm Capital Corp [2016-11-14] 46.0
Form 3/4/5 Filer 2011 - 2026
Great Elm Strategic Partnership I LLC
Great Elm Capital Corp
Reese Jason W
Kaplan Matthew D
Cohen Richard M
Perry Chad
Great Elm Group Inc
Davis Keri
Kleinman Adam M
Drapkin Matthew A
Kuperschmid Mark
BC Advisors LLC
Becker Drapkin Partners QP LP
Northern Right Capital Management LP
NRC Partners I LP
Lenders Funding LLC /California
Zadek Robert A
Reed Peter A
Falk Erik A
Horsey Randall Revell
Speller Michael C
Stuart John Edward
Unwired Planet Inc
Steinberg David J
Mast Capital Management LLC
Woods John J
Sell Michael J
Wilson Robert
Biderman Mark C
Davis Eugene I
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Kaplan Matthew D
Common Stock
2025-11-07 Buy 19,650 $7.64 150,126
Common Stock
2025-09-26 Sell 2,313 $11.45 26,484
Common Stock
2025-09-25 Sell 1,696 $11.45 19,419
Common Stock
2025-09-23 Tax withheld 2,725 $11.43 31,147
Common Stock
2025-09-23 Tax withheld 1,361 $11.43 15,556
Common Stock
2025-09-23 Tax withheld 8,211 $11.43 93,852
Common Stock
2025-09-23 Sell 1,490 $11.45 17,060
Common Stock
2025-09-22 Sell 48,248 $11.45 552,440
Common Stock
2025-09-20 Other 63,189 $0.00
Common Stock
2025-09-19 Other 16,612 $0.00
Common Stock
2025-09-19 Grant 1,406 $0.00
Common Stock
2025-09-19 Grant 156 $0.00
Common Stock
2025-09-19 Grant 5,458 $0.00
Common Stock
2025-09-19 Grant 1,055 $0.00
Common Stock
2025-09-19 Grant 37,117 $0.00
Common Stock
2025-09-19 Sell 14,737 $11.45 168,739
Common Stock
2025-09-19 Grant 3,820 $0.00
Common Stock
2025-09-18 Sell 100 $11.45 1,145
Common Stock
2025-09-15 Sell 20,938 $11.45 239,740
Common Stock
2025-08-26 Sell 21,472 $11.20 240,486
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 23 868,987
2025-12-31 26 1,463,902
2025-09-30 22 1,234,419
2025-06-30 21 1,069,669
2025-03-31 15 1,047,706
2024-12-31 15 1,275,547
2024-09-30 15 1,008,343
2024-06-30 17 1,757,995
2024-03-31 17 1,752,887
2023-12-31 19 1,743,857
2023-09-30 15 1,377,655
2023-06-30 18 1,353,015
Form 13F Holdings
Firm Period DFND Voting Shares
Significant Wealth Partners LLC [2026-06-30] SOLE 0 16,771
Trust Co of Toledo NA /OH/ [2026-06-30] SOLE 3,874 3,874
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