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Type	Result	AUM

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Glazer Capital LLC	[2020-09-30]	SOLE	0.0	1,626,494.0
Fir Tree Inc	[2020-09-30]	SOLE	1,071,925.0	1,071,925.0
Weiss Asset Management LP	[2020-09-30]	DFND	1,003,661.0	1,003,661.0
Hudson Bay Capital Management LP	[2020-09-30]	SOLE	949,552.0	949,552.0
Berkley W R Corp	[2020-09-30]	SOLE	852,881.0	852,881.0
Periscope Capital Inc	[2020-09-30]	SOLE	765,420.0	765,420.0
Linden Advisors LP	[2020-09-30]	SOLE	650,557.0	700,723.0
Davidson Kempner Capital Management LP	[2020-09-30]	SOLE	623,101.0	623,101.0
OMNI Partners LLP	[2020-09-30]	DFND	553,775.0	553,775.0
Her Majesty the Queen in Right of the Province of Alberta as	[2020-09-30]	SOLE	500,000.0	500,000.0
UBS OConnor LLC	[2020-09-30]	DFND	468,581.0	468,581.0
Fort Baker Capital Management LP	[2020-09-30]	SOLE	439,260.0	439,260.0
Yakira Capital Management Inc	[2020-09-30]	SOLE	411,115.0	411,115.0
Basso Capital Management LP	[2020-09-30]	SOLE	3,859.0	379,835.0
Goldman Sachs Group Inc	[2020-09-30]	DFND	369,000.0	369,000.0
Mizuho Securities USA LLC	[2020-09-30]	DFND	3,008.0	299,300.0
Athos Capital Ltd	[2020-09-30]	SOLE	274,706.0	274,706.0
Cowen Investment Management LLC	[2020-09-30]	DFND	250,000.0	250,000.0
JPMorgan Chase & Co	[2020-09-30]	OTR	0.0	226,537.0
Gabelli Funds LLC	[2020-09-30]	SOLE	222,100.0	222,100.0
Picton Mahoney Asset Management	[2020-09-30]	SOLE	220,000.0	220,000.0
GABELLI & Co INVESTMENT ADVISERS, INC.	[2020-09-30]	SOLE	203,500.0	203,500.0
Context Capital Management LLC	[2020-09-30]	SOLE	198,600.0	198,600.0
Context Partners Fund, L.P.	[2020-09-30]	SOLE	198,600.0	198,600.0
RiverNorth Capital Management LLC	[2020-09-30]	SOLE	161,880.0	161,880.0
Westchester Capital Management LLC	[2020-09-30]	SOLE	135,000.0	135,000.0
Jefferies Group Inc /DE/	[2020-09-30]	DFND	105,862.0	105,862.0
Wolverine Asset Management LLC	[2020-09-30]	DFND	100,605.0	100,605.0
Healthcare of Ontario Pension Plan Trust Fund	[2020-09-30]	SOLE	100,000.0	100,000.0
HRT Financial LLC	[2020-09-30]	DFND	98,926.0	98,926.0
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