Horizon Technology Finance Corp

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Horizon Technology Finance Corp
TickerHRZN
CIK #0001487428
CUSIP44045A102
Sector -
Address312 Farmington Avenue, Farmington, CT 06032
Source [EDGAR]
CIK Filing 2011 - 2025
[0001487428] 10-K
[0001487428] 10-Q
[0001487428] 3
[0001487428] 4
[0001487428] 8-K
[0001487428] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Horizon Technology Finance Corp Evelo Biosciences Inc [2023-07-21] 11.5
Advisors Asset Management Inc Horizon Technology Finance Corp [2015-02-11] 8.156
Form 3/4/5 Filer 2011 - 2025
Seitz Paul G
Horizon Technology Finance Corp
Balkin Michael
Michaud Gerald A.
Savage Joseph J
Goodman Jonathan Joseph
Evelo Biosciences, Inc.
O'Connor Kimberley Ann
Dombrowski Lynn Denise Murray
Pomeroy Robert D. Jr.
Trolio Daniel R.
Mahoney Edmund V.
Sarsynski Elaine A
Earle Diane
Mathieu Christopher M.
Woodward Christopher B.
Compass Horizon Partners, LP
Anholt Investments Ltd.
Path Spirit LTD
Navco Management, Ltd.
Swanson David P.
Bottiglieri James
Devorsetz Daniel S.
Form 13F Holdings
Firm Period DFND Voting Shares
Green Alpha Advisors LLC [2025-06-30] SOLE 387,726 387,726
Legal & General Group Plc [2025-06-30] DFND 267,323 267,323
BlackRock, Inc. [2025-06-30] SOLE 233,022 233,022
Connecticut Wealth Management LLC [2025-06-30] SOLE 0 211,358
Susquehanna International Group LLP [2025-06-30] OTR 18,901 191,701
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 177,768
Freedom Investment Management Inc [2025-06-30] SOLE 106,789 106,849
Two Sigma Investments LP [2025-06-30] SOLE 88,770 88,770
LPL Financial LLC [2025-06-30] SOLE 0 84,268
UBS Group AG [2025-06-30] DFND 59,448 76,248
Two Sigma Advisers LP [2025-06-30] SOLE 68,597 70,297
Royal Bank of Canada [2025-06-30] DFND 64,419 64,419
Cetera Investment Advisers [2025-06-30] SOLE 0 64,344
International Assets Investment Management LLC [2025-06-30] SOLE 0 57,135
ETF Store, Inc. [2025-06-30] SOLE 0 56,078
Morgan Stanley [2025-06-30] DFND 10,502 50,160
Citadel Advisors LLC [2025-06-30] DFND 49,200 49,200
First Financial Bank - Trust Division [2025-06-30] SOLE 45,725 45,725
CANADA LIFE ASSURANCE Co [2025-06-30] SOLE 43,268 43,268
Osaic Holdings Inc [2025-06-30] DFND 0 43,216
Oxford Asset Management LLP [2025-06-30] SOLE 39,603 39,603
Wells Fargo & Company/MN [2025-06-30] DFND 1 39,313
AQR Capital Management LLC [2025-06-30] DFND 35,647 35,647
Jackson Thornton Wealth Management LLC [2025-06-30] SOLE 0 35,647
IMC-Chicago, LLC [2025-06-30] SOLE 34,918 34,918
Jane Street Group LLC [2025-06-30] DFND 14,170 25,870
Pathstone Holdings, LLC [2025-06-30] SOLE 0 23,510
Envestnet Asset Management Inc [2025-06-30] SOLE 20,926 20,926
Quantbot Technologies LP [2025-06-30] SOLE 17,332 17,332
Squarepoint Ops LLC [2025-06-30] DFND 0 17,175
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