Ruthigen Inc

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Ruthigen Inc
TickerPULM
CIK #0001574235
CUSIP74584P202
SectorLife Sciences - Pharmaceutical Preparations
Address2455 Bennett Valley Rd Suite C116, Santa Rosa, CA 95404
Source [EDGAR]
CIK Filing 2011 - 2025
[0001574235] 10-K
[0001574235] 10-Q
[0001574235] 3
[0001574235] 4
[0001574235] 8-K
[0001574235] D
[0001574235] SC 13D
[0001574235] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Fivet Investment Management Ltd Pulmatrix Inc [2021-02-25] 1.66
CVI Investments Inc Pulmatrix Inc [2021-02-24] 6.2
Renaissance Technologies LLC Pulmatrix Inc [2021-02-10] 7.48
Sabby Management LLC Pulmatrix Inc [2020-07-24] 5.3
Armistice Capital LLC Pulmatrix Inc [2020-04-24] 4.99
CVI Investments Inc Pulmatrix Inc [2020-04-24] 5.3
Bigger Capital Fund L P Pulmatrix Inc [2020-02-11] 1.6
Sabby Management LLC Pulmatrix Inc [2019-06-03] 5.19
Intracoastal Capital LLC Pulmatrix Inc [2019-04-17] 0.99
Empery Asset Management LP Pulmatrix Inc [2019-04-15] 7.29
Bigger Capital Fund L P Pulmatrix Inc [2019-02-19] 3.4
Empery Asset Management LP Pulmatrix Inc [2019-02-13] 7.09
Brauser Michael Pulmatrix Inc [2016-03-01] 7.9
Polaris Venture Partners V LP Pulmatrix Inc [2015-06-25] 11.0
5AM Ventures LLC Pulmatrix Inc [2015-06-25] 11.0
Arch Venture Fund VII LP Pulmatrix Inc [2015-06-25] 15.4
Honig Barry C Ruthigen Inc [2015-06-02] 9.9
Oculus Innovative Sciences Inc Ruthigen Inc [2015-03-23] 4804290.0
Honig Barry C Ruthigen Inc [2015-02-13] 7.99
Oculus Innovative Sciences Inc Ruthigen Inc [2014-04-10] 43.01
Honig Barry C Ruthigen Inc [2014-03-26] 8.25
Form 3/4/5 Filer 2011 - 2025
Varadan Anand
Pulmatrix, Inc.
Batycky Richard P.
Wasilewski Margaret
Siegert Michelle
Raad Teofilo David
Cabell Christopher
Higgins Michael J
Bazemore Todd
Ludlum Peter
Iwicki Mark T
Munshi Amit
Gillis Steven
Sherman Matthew L
Duke William E.
McGuire Terrance
Clarke Robert W.
Hava David L.
Roach James M.
ARCH Venture Partners VII, LLC
Crandell Keith
ARCH Venture Fund VII, L.P.
ARCH Venture Partners VII, L.P.
Nelsen Robert
Bybee Clinton
Polaris Venture Partners Founders' Fund V, L.P.
Polaris Venture Management Co IV LLC
Polaris Venture Management Co. V, L.L.C.
Flint Jonathan A
Polaris Venture Partners V, L.P.
Polaris Venture Partners Entrepreneurs' Fund V, L.P.
Polaris Venture Partners IV LP
Polaris Venture Partners Entrepreneurs Fund IV LP
Polaris Venture Partners Special Founders' Fund V, L.P.
Graves Kurt
Rocklage Scott M
Sonoma Pharmaceuticals, Inc.
Maki David
French Gregory M
Conley Richard K
Akao Akihisa
Alimi Hojabr
Harish Sameer
Form 13F Holdings
Firm Period DFND Voting Shares
Renaissance Technologies LLC [2025-06-30] SOLE 110,820 110,820
SBI Securities Co., Ltd. [2025-06-30] DFND 60,565 60,565
BlackRock, Inc. [2025-06-30] SOLE 55,335 55,335
Vanguard Group Inc [2025-06-30] SOLE 0 47,009
Geode Capital Management LLC [2025-06-30] DFND 41,084 41,084
State Street Corp [2025-06-30] DFND 13,945 13,945
UBS Group AG [2025-06-30] DFND 5,463 5,463
Tower Research Capital LLC (TRC) [2025-06-30] DFND 408 408
Citigroup Inc [2025-06-30] DFND 90 90
Bank of America Corp /DE/ [2025-06-30] DFND 0 36
Allworth Financial LP [2025-06-30] SOLE 0 3
Raymond James Financial Inc [2025-06-30] DFND 0 1
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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