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| Keyboard |
| Ruthigen Inc | |
|---|---|
| Ticker | PULM |
| CIK # | 0001574235 |
| CUSIP | 74584P202 |
| Sector | Life Sciences - Pharmaceutical Preparations |
| Address | 2455 Bennett Valley Rd Suite C116, Santa Rosa, CA 95404 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Pulmatrix Inc | 2021-07-20 | 0.0 M | Exemption: 506(b) · Remaining: $19,584,373 · Duration: More than one year · Commission: $953,102 · Revenue: Decline to Disclose |
| Ruthigen Inc | 2015-06-16 | 2.6 M | Exemption: 506(b) · Minimum: $4,950 · Remaining: $250 · Duration: One year or less · Commission: $208,662 · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001574235] | 10-K | |
| [0001574235] | 10-Q | |
| [0001574235] | 3 | |
| [0001574235] | 4 | |
| [0001574235] | 8-K | |
| [0001574235] | D | |
| [0001574235] | SC 13D | |
| [0001574235] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Higgins Michael J
Stock Option (Right to Buy) · derivative
|
2026-02-03 | Grant | 8,800 | $0.00 | |
|
Higgins Michael J
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 2,436 | $0.00 | |
|
Bazemore Todd
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 1,700 | $0.00 | |
|
Siegert Michelle
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 9,900 | $0.00 | |
|
Varadan Anand
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 1,700 | $0.00 | |
|
Raad Teofilo David
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 34,900 | $0.00 | |
|
Batycky Richard P
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 1,700 | $0.00 | |
|
Cabell Christopher
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 1,700 | $0.00 | |
|
Wasilewski Margaret
Stock Option (Right to Buy) · derivative
|
2023-01-26 | Grant | 11,400 | $0.00 | |
|
Wasilewski Margaret
Stock Option (Right to Buy) · derivative
|
2022-03-01 | Grant | 21,060 | $0.00 | |
|
Batycky Richard P
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 22,100 | $0.00 | |
|
Cabell Christopher
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 22,100 | $0.00 | |
|
Bazemore Todd
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 22,100 | $0.00 | |
|
Varadan Anand
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 22,100 | $0.00 | |
|
Siegert Michelle
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 184,300 | $0.00 | |
|
Raad Teofilo David
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 750,000 | $0.00 | |
|
Higgins Michael J
Stock Option (Right to Buy) · derivative
|
2022-01-27 | Grant | 36,833 | $0.00 | |
|
Varadan Anand
Stock Option (Right to Buy) · derivative
|
2021-07-26 | Grant | 30,000 | $0.00 | |
|
Higgins Michael J
Stock Option (Right to Buy) · derivative
|
2021-01-28 | Grant | 25,000 | $0.00 | |
|
Iwicki Mark T
Stock Option (Right to Buy) · derivative
|
2021-01-28 | Grant | 15,000 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 15 | 329,516 |
| 2025-12-31 | 15 | 356,674 |
| 2025-09-30 | 14 | 345,763 |
| 2025-06-30 | 13 | 334,759 |
| 2025-03-31 | 12 | 314,737 |
| 2024-12-31 | 12 | 324,390 |
| 2024-09-30 | 14 | 264,547 |
| 2024-06-30 | 13 | 251,572 |
| 2024-03-31 | 15 | 249,526 |
| 2023-12-31 | 13 | 304,188 |
| 2023-09-30 | 13 | 382,468 |
| 2023-06-30 | 15 | 424,238 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 7 | Prev | Page 1 | Next |