Hartford Multifactor Developed Markets (ex-US) ETF
- Stock Issuer and Owners
| Hartford Multifactor Developed Markets (ex-US) ETF |
| Ticker | RODM |
| CIK # | |
| CUSIP | 518416102 |
| Sector | Exchange-Traded Fund |
| Industry | |
| Phone | |
| Address |
, |
| Source |
|
| Shares Owned of Total |
| Firm |
Period |
DFND |
Voting |
Shares |
| Morgan Stanley |
[2020-09-30]
|
DFND |
1,811.0 |
7,300,566.0 |
| Avantax Advisory Services Inc |
[2020-09-30]
|
SOLE |
5,011,430.0 |
5,011,430.0 |
| ARGI Investment Services LLC |
[2020-09-30]
|
SOLE |
0.0 |
4,981,454.0 |
| Ameriprise Financial Inc |
[2020-09-30]
|
DFND |
0.0 |
4,041,100.0 |
| Bank of America Corp /DE/ |
[2020-09-30]
|
DFND |
185.0 |
3,346,676.0 |
| Hartford Funds Management Co LLC |
[2020-09-30]
|
SOLE |
2,569,835.0 |
2,569,835.0 |
| Raymond James Financial Services Advisors Inc |
[2020-09-30]
|
SOLE |
0.0 |
2,488,015.0 |
| UBS Group AG |
[2020-09-30]
|
DFND |
0.0 |
2,266,422.0 |
| Wells Fargo & Co/Mn |
[2020-09-30]
|
DFND |
1,249,805.0 |
1,294,805.0 |
| Baystate Wealth Management LLC |
[2020-09-30]
|
SOLE |
1,201,043.0 |
1,201,043.0 |
| Resources Investment Advisors LLC |
[2020-09-30]
|
SOLE |
0.0 |
1,188,478.0 |
| Parcion Private Wealth LLC |
[2020-09-30]
|
SOLE |
1,088,200.0 |
1,088,200.0 |
| Foster & Motley Inc |
[2020-09-30]
|
SOLE |
27,837.0 |
1,075,629.0 |
| Trilogy Capital Inc |
[2020-09-30]
|
SOLE |
0.0 |
1,064,518.0 |
| LPL Financial LLC |
[2020-09-30]
|
SOLE |
0.0 |
972,659.0 |
| Advisor Group Holdings Inc |
[2020-09-30]
|
DFND |
875.0 |
850,687.0 |
| Commonwealth Equity Services LLC |
[2020-09-30]
|
SOLE |
0.0 |
835,198.0 |
| Raymond James & Associates |
[2020-09-30]
|
SOLE |
49.0 |
797,049.0 |
| Paracle Advisors LLC |
[2020-09-30]
|
SOLE |
0.0 |
666,150.0 |
| Executive Wealth Management LLC |
[2020-09-30]
|
SOLE |
0.0 |
606,867.0 |
| Royal Bank of Canada |
[2020-09-30]
|
DFND |
563,076.0 |
603,826.0 |
| Clarius Group, LLC |
[2020-09-30]
|
SOLE |
351,849.0 |
515,868.0 |
| Cetera Advisor Networks LLC |
[2020-09-30]
|
SOLE |
0.0 |
434,999.0 |
| Slatestone Wealth LLC |
[2020-09-30]
|
SOLE |
40,785.0 |
394,201.0 |
| Cooper Financial Group |
[2020-09-30]
|
SOLE |
0.0 |
368,263.0 |
| White Pine Investment Co |
[2020-09-30]
|
SOLE |
364,040.0 |
364,040.0 |
| Truist Financial Corp |
[2020-09-30]
|
DFND |
280,066.0 |
284,456.0 |
| Cranbrook Wealth Management LLC |
[2020-09-30]
|
SOLE |
0.0 |
265,801.0 |
| First Republic Investment Management Inc |
[2020-09-30]
|
SOLE |
262,147.0 |
262,147.0 |
| Janney Montgomery Scott LLC |
[2020-09-30]
|
SOLE |
0.0 |
248,511.0 |
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