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| Special Opportunities Fund Inc | |
|---|---|
| Ticker | SPE |
| CIK # | 0000897802 |
| CUSIP | 84741T104 |
| Sector | - |
| Address | c/o US Bancorp Fund Services, LLC 615 East Michigan Avenue, Milwaukee, WI 53202 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0000897802] | 3 | |
| [0000897802] | 4 | |
| [0000897802] | 5 | |
| [0000897802] | 8-K | |
| [0000897802] | SC 13D | |
| [0000897802] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-03-05 | Buy | 3,952 | $25.09 | 99,156 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-03-04 | Small acquisition | 100 | $25.09 | 2,509 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-03-02 | Small acquisition | 100 | $25.09 | 2,509 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-02-27 | Buy | 5,821 | $25.09 | 146,049 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-02-26 | Buy | 27 | $25.09 | 677 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-02-24 | Buy | 30 | $25.09 | 753 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2026-02-23 | Buy | 100 | $25.05 | 2,505 |
|
Dakos Andrew
Common Stock
|
2025-12-30 | Sell | 4,098 | $14.66 | 60,077 |
|
2.75% Convertible Preferred Stock, Series C · derivative
|
2025-08-22 | Sell | 3,000 | $25.10 | 75,300 |
|
Goldstein Phillip
Common Stock
|
2025-04-04 | Buy | 3,000 | $13.80 | 41,400 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2024-10-15 | Sell | 618 | $23.50 | 14,523 |
|
Dakos Andrew
Common Stock
|
2024-09-20 | Sell | 377 | $13.74 | 5,180 |
|
Walden Charles C
2.75% Convertible Preferred Stock, Series C · derivative
|
2023-12-29 | Buy | 10 | $22.70 | 227 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2023-12-29 | Sell | 3,008 | $22.90 | 68,883 |
|
Goldstein Phillip
Common Stock
|
2023-12-28 | Buy | 1,319 | $11.78 | 15,538 |
|
Goldstein Phillip
Common Stock
|
2023-12-28 | Buy | 44 | $11.75 | 517 |
|
Walden Charles C
2.75% Convertible Preferred Stock, Series C · derivative
|
2023-12-28 | Buy | 1,000 | $22.85 | 22,850 |
|
Goldstein Phillip
2.75% Convertible Preferred Stock, Series C · derivative
|
2023-12-28 | Sell | 2,623 | $22.85 | 59,936 |
|
Goldstein Phillip
Common Stock
|
2023-04-06 | Buy | 5,000 | $10.85 | 54,250 |
|
Goldstein Phillip
Common Stock
|
2023-04-05 | Buy | 2,400 | $10.85 | 26,040 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 43 | 3,108,626 |
| 2025-12-31 | 44 | 3,013,272 |
| 2025-09-30 | 41 | 3,144,555 |
| 2025-06-30 | 35 | 2,832,452 |
| 2025-03-31 | 37 | 2,810,213 |
| 2024-12-31 | 39 | 3,055,587 |
| 2024-09-30 | 38 | 3,128,074 |
| 2024-06-30 | 38 | 1,592,021 |
| 2024-03-31 | 38 | 3,672,179 |
| 2023-12-31 | 37 | 3,753,632 |
| 2023-09-30 | 38 | 3,520,847 |
| 2023-06-30 | 36 | 3,700,321 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Shaker Financial Services LLC | [2026-06-30] | SOLE | 663,959 | 664,992 |
| Sowell Financial Services LLC | [2026-06-30] | SOLE | 17,933 | 17,933 |
| Live Oak Private Wealth LLC | [2026-06-30] | SOLE | 15,333 | 15,333 |
| PMG Family Office LLC | [2026-06-30] | SOLE | 0 | 10,137 |
| Eastern Bank | [2026-06-30] | SOLE | 750 | 750 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 206 | 206 |
| First Horizon Corp | [2026-06-30] | DFND | 0 | 103 |
| Aspect Partners LLC | [2026-06-30] | SOLE | 10 | 10 | Prev | Page 1 | Next |