SuRo Capital Corp

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SuRo Capital Corp
TickerSSSS
CIK #0001509470
CUSIP86887Q109
Sector -
Address640 Fifth Avenue 12th Floor, New York, NY 10019
Source [EDGAR]
CIK Filing 2011 - 2025
[0001509470] 10-K
[0001509470] 10-Q
[0001509470] 3
[0001509470] 4
[0001509470] 5
[0001509470] 8-K
[0001509470] D
[0001509470] SC 13D
[0001509470] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Thomas J Herzfeld Advisors Inc SuRo Capital Corp [2025-01-21] 0.0
Klein Mark D SuRo Capital Corp [2024-12-04] 5.01
Gamco Investors Inc ET AL SuRo Capital Corp [2024-10-08] 4.25
Birch Robert S Sutter Rock Capital Corp [2020-06-12] 20.2
Division of Investment Department of the Treasury State of New Jersey Sutter Rock Capital Corp [2020-01-03] 4.805
Birch Robert S Sutter Rock Capital Corp [2019-11-20] 7.7
Citadel Advisors LLC GSV Capital Corp [2018-08-16] 4.8
Wellington Management Group LLP GSV Capital Corp [2018-02-08] 6.53
RiverNorth Capital Management LLC GSV Capital Corp [2017-02-14] 5.32
Division of Investment Department of the Treasury State of New Jersey GSV Capital Corp [2017-01-10] 7.99
Division of Investment Department of the Treasury State of New Jersey GSV Capital Corp [2015-07-23] 5.02
Pine River Capital Management LP GSV Capital Corp [2015-02-13] 9.1
Arrowgrass Capital Partners US LP GSV Capital Corp [2014-01-30] 5.3
Citadel Advisors LLC GSV Capital Corp [2013-10-18] 5.0
BlackRock Inc GSV Capital Corp [2013-01-30] 9.17
Form 3/4/5 Filer 2011 - 2025
Klein Mark D
SuRo Capital Corp
Szuch Richard C.
Lott Ronald M
Potter Leonard
Westley Lisa
Mazur Marc
Green Allison
Birch Robert S.
Moe Michael T.
Pottruck David S
Pine River Capital Management L.P.
Pine River MASTER FUND LTD.
Taylor Brian
Flynn Mark W.
Koenig Bradford C.
Tanona William F.
Rizzo Carl M
Bard Stephen D.
Crowder David V.
Friedman Cathy
Campbell William V
Form 13F Holdings
Firm Period DFND Voting Shares
Gabelli Funds LLC [2025-06-30] SOLE 1,450,834 1,450,834
Needham Investment Management LLC [2025-06-30] DFND 356,884 356,884
Gamco Investors Inc ET AL [2025-06-30] SOLE 285,000 285,000
MGO One Seven LLC [2025-06-30] SOLE 270,548 270,548
Thomas J Herzfeld Advisors Inc [2025-06-30] SOLE 264,336 264,336
Franklin Resources Inc [2025-06-30] DFND 240,545 240,545
Bulldog Investors LLP [2025-06-30] SOLE 202,153 202,153
Susquehanna International Group LLP [2025-06-30] OTR 0 177,600
Acadian Asset Management LLC [2025-06-30] DFND 144,164 144,164
Morgan Stanley [2025-06-30] DFND 111,753 128,168
Citadel Advisors LLC [2025-06-30] DFND 125,622 125,622
Intrepid Family Office LLC [2025-06-30] SOLE 100,000 100,000
NJ State Employees Deferred Compensation Plan [2025-06-30] SOLE 94,114 94,114
Supplemental Annuity Collective Trust of NJ [2025-06-30] SOLE 84,007 84,007
Needham Investment Management LLC [2025-06-30] SOLE 81,710 81,710
EJF Capital LLC [2025-06-30] SOLE 79,111 79,111
Two Sigma Investments LP [2025-06-30] SOLE 73,087 73,087
Jane Street Group LLC [2025-06-30] DFND 70,637 70,637
Royal Bank of Canada [2025-06-30] DFND 60,329 60,329
LPL Financial LLC [2025-06-30] SOLE 0 53,515
Northern Trust Corp [2025-06-30] DFND 50,631 50,631
Catalyst Capital Advisors LLC [2025-06-30] OTR 0 42,466
Private Advisor Group LLC [2025-06-30] SOLE 0 39,912
Virtu Financial LLC [2025-06-30] DFND 38,658 38,658
Prelude Capital Management LLC [2025-06-30] OTR 0 36,500
Granahan Investment Management LLC [2025-06-30] SOLE 34,599 34,599
JPMorgan Chase & Co [2025-06-30] DFND 30,253 34,080
HRT Financial LP [2025-06-30] DFND 29,490 29,490
Wellington Shields & Co LLC [2025-06-30] SOLE 0 26,591
Intrinsic Edge Capital Management LLC [2025-06-30] SOLE 19,650 19,650
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