BlackRock TCP Capital Corp

-

Stock Issuer and Owners

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
BlackRock TCP Capital Corp
TickerTCPC
CIK #0001370755
CUSIP09259E108
Sector -
Address2951 28th Street Suite 1000, Santa Monica, CA 90405
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
TCP Capital Corp 2012-04-16 235.9 M Exemption: 506 · Duration: One year or less · Net Assets: Decline to Disclose
CIK Filing 2011 - 2026
[0001370755] 10-K
[0001370755] 10-Q
[0001370755] 3
[0001370755] 4
[0001370755] 8-K
[0001370755] D
[0001370755] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Wells Fargo & Company/MN BlackRock TCP Capital Corp [2020-02-04] 1.01
Wells Fargo & Company/MN BlackRock TCP Capital Corp [2019-01-22] 5.14
Steelhead Partners LLC BlackRock TCP Capital Corp [2018-11-06] 5.3
Burgundy Asset Management Ltd TCP Capital Corp [2017-02-10] 6.5963
Clearbridge Investments LLC TCP Capital Corp [2015-02-17] 5.01
Wells Fargo & Company/MN TCP Capital Corp [2015-02-10] 7.27
Vaughan Nelson Investment Management LP TCP Capital Corp [2014-02-13] 5.6
BlackRock Inc TCP Capital Corp [2014-01-30] 5.4
Babson Capital Management LLC TCP Capital Corp [2013-02-15] 7.47
[2012-02-14] None
Form 3/4/5 Filer 2011 - 2026
Wolfe Patrick
BlackRock TCP Capital Corp
Cuellar Erik L
Mehring Jason
Worrell August Daniel
Park Charles
Leets Karen L
Tseng Philip M
Draut Eric John
Hazzard Ariel Tiffany
Vig Rajneesh
Petro Andrea
Usifer Maureen K
Baron John R
Singhal Nik
Williams Karyn Leigh
Levkowitz Howard
Corbet Kathleen A
Davis Paul L
Wruble Brian F
Leitner Michael E
Holdsworth Mark Keith
Reiss M Freddie
Schwab Peter E
Greenwood Elizabeth
Johnson Franklin
Jaquez-Fissori Todd
Gerch Todd
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Wolfe Patrick
Common Stock
2026-03-13 Buy 6,850 $3.65 25,002
Wolfe Patrick
Common Stock
2026-03-13 Buy 700 $3.65 2,555
Wolfe Patrick
Common Stock
2026-03-13 Buy 1,375 $3.65 5,019
Worrell August Daniel
Common Stock
2026-03-10 Buy 40,000 $3.75 150,000
Cuellar Erik L
Common Stock
2026-03-06 Buy 1,750 $3.86 6,755
Mehring Jason
Common Stock
2026-03-06 Buy 6,500 $3.86 25,090
Worrell August Daniel
Common Stock
2026-03-06 Buy 40,000 $3.89 155,600
Wolfe Patrick
Phantom Shares · derivative
2026-01-30 Option exercise 3,743.54
Wolfe Patrick
Phantom Shares · derivative
2026-01-30 Option exercise 2,392.85
Mehring Jason
Phantom Shares · derivative
2026-01-30 Grant 2,702.70 $5.18 14,000
Mehring Jason
Phantom Shares · derivative
2026-01-30 Option exercise 4,148.01
Mehring Jason
Phantom Shares · derivative
2026-01-30 Option exercise 1,449.68
Worrell August Daniel
Phantom Shares · derivative
2026-01-30 Option exercise 11,983.20
Mehring Jason
Common Stock
2026-01-30 Disposed to issuer 5,597.69 $5.18 28,996
Wolfe Patrick
Common Stock
2026-01-30 Disposed to issuer 6,136.39 $5.18 31,787
Wolfe Patrick
Common Stock
2026-01-30 Option exercise 6,136.39
Mehring Jason
Common Stock
2026-01-30 Option exercise 5,597.69
Worrell August Daniel
Common Stock
2026-01-30 Option exercise 11,983.20
Worrell August Daniel
Common Stock
2026-01-30 Disposed to issuer 11,983.20 $5.18 62,073
Wolfe Patrick
Phantom Shares · derivative
2026-01-30 Grant 2,779.92 $5.18 14,400
showing 20 of 181 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 119 19,571,845
2025-12-31 129 18,306,874
2025-09-30 141 18,239,715
2025-06-30 134 16,489,244
2025-03-31 145 17,419,754
2024-12-31 152 16,146,640
2024-09-30 149 14,890,884
2024-06-30 143 14,702,564
2024-03-31 149 17,240,332
2023-12-31 125 13,083,891
2023-09-30 117 11,794,845
2023-06-30 113 12,420,372
Form 13F Holdings
Firm Period DFND Voting Shares
Independent Financial Group LLC [2026-06-30] SOLE 0 50,610
Mallini Complete Financial Planning LLC [2026-06-30] SOLE 25,371 25,371
Significant Wealth Partners LLC [2026-06-30] SOLE 0 14,417
Prospera Financial Services Inc [2026-06-30] SOLE 0 14,200
Accel Wealth Management [2026-06-30] SOLE 0 12,000
Spire Wealth Management [2026-06-30] SOLE 0 5,165
Alaska Retirement Management Board [2026-06-30] SOLE 4,070 4,070
Horizon Financial Services LLC [2026-06-30] SOLE 0 417
Community Financial Services Group LLC [2026-06-30] DFND 292 292
IFP Advisors LLC [2026-06-30] SOLE 200 200
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 80
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com