Upstart Holdings Inc

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Upstart Holdings Inc
TickerUPST
CIK #0001647639
CUSIP91680M107
SectorFinance - Finance Services
Address2950 S Delaware Street, Suite 300, San Mateo, CA 94403
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Upstart Holdings Inc 2017-03-02 32.4 M Exemption: 506(b) · Remaining: $24,208,195 · Duration: One year or less · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001647639] 10-K
[0001647639] 10-Q
[0001647639] 3
[0001647639] 4
[0001647639] 8-K
[0001647639] D
[0001647639] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Jericho Capital Asset Management LP Upstart Holdings Inc [2026-02-17] 0.0
Susquehanna Securities LLC Upstart Holdings Inc [2025-11-13] 0.0
Citadel Securities GP LLC Upstart Holdings Inc [2025-10-09] 0.0
D E Shaw & Co LP Upstart Holdings Inc [2025-01-08] 0.0
BlackRock Inc Upstart Holdings Inc [2024-01-29] 6.5
Vulcan Value Partners LLC Upstart Holdings Inc [2022-02-14] 5.91
Vanguard Group Inc Upstart Holdings Inc [2022-02-10] 6.08
Upstart Holdings Inc Upstart Holdings Inc [2022-02-03] 15.3
Khosla Ventures Associates V LLC Upstart Holdings Inc [2021-02-16] 1.4
Third Point LLC Upstart Holdings Inc [2021-02-12] 18.4
Girouard Dave Upstart Holdings Inc [2021-02-05] 17.8
Stone Ridge Trust V Upstart Holdings Inc [2021-01-27] 5.1
Form 3/4/5 Filer 2011 - 2026
Datta Sanjay
Upstart Holdings Inc
Terry Hilliard C III
O'Kelly Ciaran
Bernard Peter J
Wennes Timothy H
Cooper Kerry Whorton
Hentges Mary
Mirgorodskaya Natalia
Darling Scott
Blankmeyer Andrea
Gu Paul
Girouard Dave
Huber Jeff
Singh Cassidy Sukhinder
Nicoll Alison
Counselman Anna M
Third Point LLC
Loeb Daniel S
Mielczarek de la Miel Oskar
Schwartz Robert S
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Mirgorodskaya Natalia
Common Stock
2026-03-02 Sell 390 $26.02 10,148
Mirgorodskaya Natalia
Employee Stock Option (Right to buy) · derivative
2026-02-28 Grant 5,938 $0.00
Datta Sanjay
Common Stock
2026-02-28 Grant 61,670 $0.00
Darling Scott
Performance-based Restricted Stock Unit · derivative
2026-02-28 Grant 74,003 $0.00
Darling Scott
Common Stock
2026-02-28 Grant 24,668 $0.00
Mirgorodskaya Natalia
Common Stock
2026-02-28 Grant 9,375 $0.00
Datta Sanjay
Performance-based Restricted Stock Unit · derivative
2026-02-28 Grant 185,008 $0.00
Gu Paul
Performance-based Restricted Stock Unit · derivative
2026-02-28 Grant 912,702 $0.00
Mirgorodskaya Natalia
Common Stock
2026-02-25 Sell 866 $28.79 24,932
Datta Sanjay
Common Stock
2026-02-20 Sell 7,982 $29.86 238,343
Mirgorodskaya Natalia
Common Stock
2026-02-20 Sell 633 $29.90 18,927
Darling Scott
Common Stock
2026-02-20 Sell 390 $30.25 11,798
Darling Scott
Common Stock
2026-02-20 Other 6,638
Darling Scott
Common Stock
2026-02-20 Sell 6,478 $29.85 193,368
Darling Scott
Common Stock
2026-02-20 Other 6,638
Darling Scott
Employee Stock Option (Right to buy) · derivative
2026-01-22 Option exercise 7,564 $0.00
Darling Scott
Common Stock
2026-01-22 Option exercise 7,564 $13.22 99,996
Cooper Kerry Whorton
Common Stock
2026-01-12 Grant 1,459 $0.00
O'Kelly Ciaran
Common Stock
2026-01-12 Grant 1,168 $0.00
Bernard Peter J
Common Stock
2026-01-12 Grant 834 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 343 73,826,811
2025-12-31 402 81,667,005
2025-09-30 424 94,082,305
2025-06-30 433 79,779,514
2025-03-31 400 80,608,195
2024-12-31 412 90,756,935
2024-09-30 365 71,996,275
2024-06-30 287 54,596,995
2024-03-31 290 59,877,833
2023-12-31 350 68,047,930
2023-09-30 306 54,983,724
2023-06-30 317 50,365,770
Form 13F Holdings
Firm Period DFND Voting Shares
Falcon Wealth Planning [2026-06-30] SOLE 0 30,067
Gemmer Asset Management LLC [2026-06-30] OTR 0 29,707
Portman Square Capital LLP [2026-06-30] SOLE 19,036 19,036
Prospera Financial Services Inc [2026-06-30] SOLE 0 15,718
Royal Fund Management LLC [2026-06-30] SOLE 14,540 14,540
Capital Advantage Inc [2026-06-30] SOLE 0 11,625
Independent Financial Group LLC [2026-06-30] SOLE 0 10,103
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 66 7,338
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 7,174
Merit Financial Group LLC [2026-06-30] SOLE 1 6,472
Farther Finance Advisors LLC [2026-06-30] SOLE 0 3,426
Versant Capital Management Inc [2026-06-30] SOLE 2,905 2,905
Gamma Investing LLC [2026-06-30] DFND 2,174 2,174
Holos Integrated Wealth LLC [2026-06-30] SOLE 2,041 2,041
Merit Financial Group LLC [2026-06-30] OTR 0 1,399
IFP Advisors LLC [2026-06-30] SOLE 558 558
Rosenberg Matthew Hamilton [2026-06-30] SOLE 300 300
Corecap Advisors LLC [2026-06-30] SOLE 0 210
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 204 204
City State Bank [2026-06-30] SOLE 200 200
Allied Private Wealth LLC [2026-06-30] SOLE 175 175
Dogwood Wealth Management LLC [2026-06-30] SOLE 165 165
Kerr Financial Planning Corp [2026-06-30] SOLE 150 150
Adirondack Trust Co [2026-06-30] SOLE 150 150
Cedar Mountain Advisors LLC [2026-06-30] SOLE 0 100
Spire Wealth Management [2026-06-30] SOLE 0 100
Main Street Group LTD [2026-06-30] SOLE 0 100
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 97
Fortitude Family Office LLC [2026-06-30] SOLE 77 77
FNY Investment Advisers LLC [2026-06-30] DFND 2,269 72
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