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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	3,516,176	3,516,176
Karpus Management Inc	[2025-06-30]	SOLE	2,185,216	2,185,216
Guggenheim Capital LLC	[2025-06-30]	DFND	0	1,201,076
Robinson Capital Management LLC	[2025-06-30]	SOLE	0	1,144,311
UBS Group AG	[2025-06-30]	DFND	9,829	1,054,398
Morgan Stanley	[2025-06-30]	DFND	39,437	1,029,215
SIT Investment Associates Inc	[2025-06-30]	SOLE	0	856,256
Fiera Capital Corp	[2025-06-30]	OTR	526,851	527,966
Advisors Asset Management Inc	[2025-06-30]	SOLE	366,039	366,039
van Eck Associates Corp	[2025-06-30]	SOLE	340,602	340,602
Wells Fargo & Company/MN	[2025-06-30]	DFND	1	243,648
Rareview Capital LLC	[2025-06-30]	SOLE	238,154	238,154
Raymond James Financial Inc	[2025-06-30]	DFND	0	203,544
LPL Financial LLC	[2025-06-30]	SOLE	0	203,215
Stratos Wealth Advisors LLC	[2025-06-30]	SOLE	0	198,777
Mackay Shields LLC	[2025-06-30]	OTR	0	173,210
Baird Financial Group, Inc.	[2025-06-30]	DFND	121,546	165,998
Invesco Ltd.	[2025-06-30]	DFND	0	163,951
Bank of America Corp /DE/	[2025-06-30]	DFND	5,000	158,856
Mackay Shields LLC	[2025-06-30]	SOLE	151,897	151,897
Capital Investment Advisors LLC	[2025-06-30]	SOLE	148,638	148,638
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	148,074
JFS Wealth Advisors LLC	[2025-06-30]	SOLE	0	144,716
Stifel Financial Corp	[2025-06-30]	DFND	52,005	130,505
Dakota Wealth Management	[2025-06-30]	DFND	0	124,380
Smith Moore & Co	[2025-06-30]	SOLE	0	103,910
Rockefeller Capital Management L.P.	[2025-06-30]	DFND	102,530	102,530
Pathstone Holdings, LLC	[2025-06-30]	DFND	101,500	101,500
IBEX Wealth Advisors	[2025-06-30]	SOLE	9,491	96,949
Seamount Financial Group Inc	[2025-06-30]	SOLE	0	83,888
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