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Carlyle Investment Management LLC
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CRD # | 111128 |
SEC # | 801-52462 |
CIK # | 0001354120, 0001527166 |
AUM | $273.6 BB (2024-07-03) |
Employees | 1,010 (31% Investors, 0% Brokers) |
Phone | 202-729-5626 |
Address | 1001 Pennsylvania Avenue, NW Washington, DC 20004-2505 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
QDEL | 6.7 | 0.4 | |
ZI | 14.1 | 0.2 | |
SLNO | 0.0 | 0.2 | |
GDS | 6.3 | 0.0 | |
PHAT | 0.3 | 0.0 | |
VRNA | 0.3 | 0.0 | |
GETY | 0.0 | ||
HLVX | 0.3 | 0.0 | |
JSPR | 0.1 | 0.0 | |
SMHI | 0.2 | 0.0 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
PE | Abingworth BioVentures 9 | [2024-03-27] | 346.4 | 0.0 |
PE | Abingworth Clinical Co-Development Co-Investment Fund | [2024-03-27] | 346.4 | 57.5 |
PE | Carlyle Asia Partners VI | [2024-03-27] | 1,469.7 | 1.1 |
PE | Carlyle Copia CoInvestment SCSP | [2024-03-27] | 0.0 | 110.7 |
PE | Carlyle CYAN Partners SCSP | 2024-03-27 | 43.6 | |
SA | Carlyle Direct Lending Drawdown CLO 2023-2 LLC | 2024-03-27 | 10.0 | |
SA | Carlyle Euro CLO 2024-1 DAC | 2024-03-27 | 81.8 | |
PE | Carlyle Japan Partners V | [2024-03-27] | 0.0 | 0.0 |
PE | Carlyle Jumper CoInvestment LP | [2024-03-27] | 0.0 | 74.9 |
PE | Carlyle Lotus CoInvestment LP | [2024-03-27] | 0.0 | 171.3 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 622 | 197.9 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 1 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 14 | 74.9 |
(l) Sovereign wealth funds and foreign official institutions | 1 | 0.8 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 1 | 0.0 |
Total | 639 | 273.6 |
By Discretionary | ||
Discretionary | 630 | 195.3 |
Non-Discretionary | 9 | 78.3 |
Total | 639 | 273.6 |
By Non-United States Persons | ||
Non-United States Persons | 110.2 | |
United States Persons | 163.4 | |
Total | 639 | 273.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Sean Flynn | 165 | |||
Patrick Harrigan | 134 | |||
Tej Gujadhur | 51 | |||
Laurence Tosi | 151 | |||
Santosh Gujadhur | 29 | |||
Jonathan Gray | 94 | |||
Anthony Beovich | 157 | |||
Dennis McDonagh | 40 | |||
Judy Turchin | 39 | |||
David Rubenstein | 269 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-NT | [0001354120] | |
3 | [0001354120] | |
4 | [0001354120] | |
SC 13D | [0001354120] | |
SC 13G | [0001354120] | |
10-K | [0001527166] | |
10-Q | [0001527166] | |
13F-HR | [0001527166] | |
3 | [0001527166] | |
4 | [0001527166] | |
8-K | [0001527166] | |
SC 13D | [0001527166] | |
SC 13G | [0001527166] |
Related Firms | State | AUM ($BB) |
---|---|---|
Carlyle Investment Management LLC
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|
DC | 273.6 |
Carlyle Global Credit Investment Management LLC
✚
|
NY | 46.8 |
AlpInvest Partners BV
✚
|
38.0 | |
Carlyle Aviation Securities Partners LLC
✚
|
FL | 1.1 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Ares Management LLC
✚
|
CA | 314.9 |
Point72 Asset Management LP
✚
|
CT | 172.1 |
Brookfield Asset Management PIC US LLC
✚
|
NY | 170.9 |
APG Asset Management US Inc
✚
|
NY | 164.1 |
Nuveen Alternatives Advisors LLC
✚
|
NY | 141.6 |
Corebridge Institutional Investments US LLC
✚
|
NJ | 139.9 |
HPS Investment Partners LLC
✚
|
NY | 125.8 |
StepStone Group LP
✚
|
CA | 85.7 |
Angelo Gordon & Co LP
✚
|
NY | 83.7 |
FIG LLC
✚
|
NY | 80.0 |