AXA Investment Managers US Inc

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Assets, Funds, Holdings

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AXA Investment Managers US Inc
CRD #113608
SEC #801-60374
CIK #0001920120
AUM $90.2 BB (2024-05-22)
Employees 182 (64% Investors, 8% Brokers)
Phone203-983-4200
Address400 Atlantic Street
Stamford, CT 06901
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram]
Total AUM ($BB)
1209672482402001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
NVDA 399.6 1.9
MSFT 1,918.2 1.9
AAPL 2,382.8 1.5
AMZN 1,093.0 1.2
GOOG 1,482.6 0.7
GOOGL 1,475.1 0.7
V 419.3 0.5
AVGO 201.3 0.5
ISRG 72.5 0.4
QCOM 147.4 0.4
View All
Holdings by Sector ($BB)
806448321602013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
SA Adagio X CLO Designated Activity Company 2023-03-31 367.0
SA Allegro CLO XV Ltd 2023-03-31 399.9
SA Adagio IX CLO Designated Activity Company 2022-03-31 440.3
SA Allegro CLO XIII Ltd 2022-03-31 501.4
SA Allegro CLO XIV Ltd 2022-03-31 500.3
SA Allegro CLO XII Ltd 2021-03-31 399.8
SA Adagio VIII CLO Designated Activity Company 2020-03-30 382.1
SA Allegro CLO Xi Ltd 2020-03-30 396.0
SA Allegro CLO X Ltd 2020-03-30 293.6
SA Adagio IV CLO Designated Activity Company 2019-03-28 441.4
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 2 0.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 28 21.4
(g) Pension and profit sharing plans 0 0.4
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 6 41.9
(k) Insurance companies 6 23.3
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 2.2
Total 253 90.2
By Discretionary
Discretionary 241 74.3
Non-Discretionary 12 15.9
Total 253 90.2
By Non-United States Persons
Non-United States Persons 63.1
United States Persons 27.1
Total 253 90.2
Form D Directors # Filings # Firms 2011 - 2024
Thomas Kelleher 9
Anne Yobage 4
Hannah Strasser 4
Stephane Prunet 2
Theodora Zemek 2
Gautier Ripert 2
Jennifer Rosalind 2
Emannuel Vercoustre 2
David Fourgoux 2
Jennifer Patterson 1
View All
EDGAR Form CIK 2011 - 2024
13F-NT [0001920120]
Comparable Firms State AUM ($BB)
Acadian Asset Management LLC
MA 101.7
Capula Investment US LP
NY 101.1
PGIM Quantitative Solutions LLC
NJ 93.4
First Eagle Investment Management LLC
NY 91.4
Schonfeld Strategic Advisors LLC
NY 91.2
Renaissance Technologies LLC
NY 89.3
Walter Scott & Partners Limited
84.0
Two Sigma Investments LP
NY 84.0
Sanders Capital LLC
FL 82.3
Neuberger Berman Europe Limited
79.4
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