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| RBC Capital Markets LLC
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|
|---|---|
| CRD # | 31194 |
| SEC # | 801-13059 |
| CIK # | 0000050916 |
| AUM | $183.5 BB (2023-03-31) |
| Employees | 8,094 (25% Investors, 74% Brokers) |
| Phone | 212-858-7000 |
| Address | 3 World Financial Center New York, NY 10281 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| TD | 118.7 | 10.6 | |
| MSFT | 1,918.2 | 10.4 | |
| AAPL | 2,382.8 | 9.5 | |
| RY | 136.4 | 7.2 | |
| BMO | 62.8 | 6.3 | |
| BNS | 71.2 | 6.0 | |
| ENB | 86.2 | 5.8 | |
| AMZN | 1,093.0 | 4.8 | |
| UNH | 477.0 | 4.6 | |
| CP | 65.2 | 4.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 246,364 | 122.8 |
| (b) Individuals (high net worth individuals) | 8,032 | 39.8 |
| (c) Banking or thrift institutions | 8 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 17 | 0.4 |
| (g) Pension and profit sharing plans | 2,025 | 2.5 |
| (h) Charitable organizations | 2,020 | 7.6 |
| (i) State or municipal government entities | 206 | 1.0 |
| (j) Other investment advisers | 1 | 0.1 |
| (k) Insurance companies | 110 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,677 | 8.9 |
| (n) Other | 0 | 0.0 |
| Total | 423,124 | 183.5 |
| By Discretionary | ||
| Discretionary | 331,129 | 132.9 |
| Non-Discretionary | 91,995 | 50.5 |
| Total | 423,124 | 183.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.9 | |
| United States Persons | 182.6 | |
| Total | 423,124 | 183.5 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000050916] | |
| 4 | [0000050916] | |
| SC 13G | [0000050916] |
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|---|---|---|
|
Raymond James Financial Services Advisors Inc
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FL | 245.2 |
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Financial Engines Advisors LLC
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CA | 242.0 |
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|
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FL | 94.6 |
|
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83.1 | |
|
Cambridge Investment Research Advisors Inc
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IA | 82.4 |