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| RBC Capital Markets LLC
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|---|---|
| CRD # | 31194 |
| SEC # | 801-13059 |
| CIK # | 0000050916 |
| AUM | $201.3 BB (2024-08-20) |
| Employees | 8,204 (25% Investors, 74% Brokers) |
| Phone | 212-858-7000 |
| Address | 200 Vesey St New York, NY 10281 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 16.6 | |
| AAPL | 2,382.8 | 13.5 | |
| NVDA | 399.6 | 11.7 | |
| AMZN | 1,093.0 | 9.8 | |
| TD | 118.7 | 8.2 | |
| RY | 136.4 | 8.1 | |
| GOOGL | 1,475.1 | 5.9 | |
| BMO | 62.8 | 5.1 | |
| JPM | 340.2 | 5.0 | |
| BNS | 71.2 | 5.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 243,146 | 133.0 |
| (b) Individuals (high net worth individuals) | 6,688 | 47.5 |
| (c) Banking or thrift institutions | 9 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 18 | 0.5 |
| (g) Pension and profit sharing plans | 2,315 | 1.9 |
| (h) Charitable organizations | 2,016 | 7.7 |
| (i) State or municipal government entities | 223 | 1.1 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 125 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,798 | 9.3 |
| (n) Other | 0 | 0.0 |
| Total | 451,404 | 201.3 |
| By Discretionary | ||
| Discretionary | 357,936 | 148.3 |
| Non-Discretionary | 93,468 | 53.0 |
| Total | 451,404 | 201.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.0 | |
| United States Persons | 200.2 | |
| Total | 451,404 | 201.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000050916] | |
| 4 | [0000050916] | |
| SC 13G | [0000050916] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Raymond James Financial Services Advisors Inc
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|
FL | 275.4 |
|
Financial Engines Advisors LLC
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|
CA | 270.8 |
|
Voya Investment Management Co LLC
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NY | 241.8 |
|
First Trust Advisors LP
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IL | 210.9 |
|
Nissay Asset Management Corporation
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206.7 | |
|
SageView Advisory Group LLC
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|
CA | 202.6 |
|
Commonwealth Equity Services LLC
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|
MA | 177.0 |
|
Corient Private Wealth LLC
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|
FL | 118.2 |
|
Invesco Asset Management Ltd
✚
|
107.4 | |
|
Cetera Investment Advisers LLC
✚
|
IL | 104.5 |