RBC Capital Markets LLC

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Assets, Funds, Holdings

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RBC Capital Markets LLC
CRD #31194
SEC #801-13059
CIK #0000050916
AUM $310.4 B (2026-06-30)
Employees 8,781 (67% Investors, 74% Brokers)
Phone212-858-7000
Address200 Vesey St
New York, NY 10281
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
3502802101407001999200820172027
Sector Form 13F Holdings Value ($B)
Apple Inc 17.3
Nvidia Corp 17.3
Microsoft Corp 14.0
Royal Bank of Canada 11.8
Toronto Dominion Bank 11.1
Alphabet Inc 10.2
Amazon Com Inc 9.9
Bank of Montreal /Can/ 7.9
Broadcom Inc 7.4
J P Morgan Chase & Co 7.1
View All
Holdings by Sector ($B)
120096072048024002011201620212027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 263,588 182.2
(b) Individuals (high net worth individuals) 12,350 98.5
(c) Banking or thrift institutions 7 0.1
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 17 0.7
(g) Pension and profit sharing plans 2,335 2.7
(h) Charitable organizations 2,222 10.8
(i) State or municipal government entities 215 1.2
(j) Other investment advisers 0 0.0
(k) Insurance companies 105 0.4
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3,071 13.8
(n) Other 0 0.0
Total 511,871 310.4
By Discretionary
Discretionary 417,652 235.3
Non-Discretionary 94,219 75.1
Total 511,871 310.4
By Non-United States Persons
Non-United States Persons 1.6
United States Persons 308.9
Total 511,871 310.4
Limited Partners2011 - 2026
Baltimore County Fire and Police Employees' Retirement System
Fresno County Employee Retirement Association
Hawaii Employee Retirement System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Maryland State Retirement and Pension System
Massachusetts Pension Reserves Investment Management
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
North Carolina Retirement Services
Ohio Police & Firefighters
Orange County Employee Retirement System
San Diego County Employees Retirement Association
South Carolina Public Employees Benefit Authority
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators
Virginia Retirement System
EDGAR Form CIK 2011 - 2026
13F-NT [0000050916]
4 [0000050916]
SC 13G [0000050916]
Form 13D/13G Filer Form 13D/13G Subject Filed
RBC Capital Markets LLC Aramark [2021-02-16]
RBC Capital Markets LLC Liberty Broadband Corp [2021-02-16]
RBC Capital Markets LLC Cushing Energy Income Fund [2019-02-14]
RBC Capital Markets LLC Invesco Pennsylvania Value Municipal Income Trust [2017-06-05]
RBC Capital Markets LLC Naugatuck Valley Financial Corp [2015-02-12]
Form 3/4/5 Subject 2011 - 2026
RBC Capital Markets, LLC
Invesco Trust for Investment Grade New York Municipals
Royal Bank of Canada
Invesco Pennsylvania Value Municipal Income Trust
RBC Municipal Products, LLC
Comparable Firms State AUM ($B)
Mitsubishi UFJ Trust and Banking Corporation
407.0
Raymond James Financial Services Advisors Inc
FL 390.0
Financial Engines Advisors LLC
CA 326.3
Voya Investment Management Co LLC
NY 274.9
Cetera Investment Advisers LLC
IL 256.8
Osaic Wealth Inc
AZ 234.9
Commonwealth Equity Services LLC
MA 212.7
Corient Private Wealth LLC
IL 165.3
NEPC LLC
MA 152.7
Cambridge Investment Research Advisors Inc
IA 138.7
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