RBC Capital Markets LLC

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Assets, Funds, Holdings

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RBC Capital Markets LLC
CRD #31194
SEC #801-13059
CIK #0000050916
AUM $260.0 B (2025-06-27)
Employees 8,476 (67% Investors, 73% Brokers)
Phone212-858-7000
Address200 Vesey St
New York, NY 10281
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
3002401801206002000200820172026
Sector Form 13F Holdings Value ($B)
Microsoft Corp 19.5
Nvidia Corp 16.5
Amazon Com Inc 12.6
Apple Inc 12.6
Toronto Dominion Bank 10.9
Royal Bank of Canada 9.7
Bank of Montreal /Can/ 7.9
Bank of Nova Scotia 7.0
J P Morgan Chase & Co 6.8
Transcanada Corp 6.4
View All
Holdings by Sector ($B)
60048036024012002012201620212026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 273,853 160.5
(b) Individuals (high net worth individuals) 11,746 72.9
(c) Banking or thrift institutions 7 0.1
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 18 0.6
(g) Pension and profit sharing plans 2,400 3.1
(h) Charitable organizations 2,335 9.7
(i) State or municipal government entities 227 1.2
(j) Other investment advisers 0 0.0
(k) Insurance companies 112 0.4
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 3,005 11.6
(n) Other 0 0.0
Total 477,674 260.0
By Discretionary
Discretionary 386,303 196.9
Non-Discretionary 91,371 63.0
Total 477,674 260.0
By Non-United States Persons
Non-United States Persons 1.4
United States Persons 258.6
Total 477,674 260.0
Limited Partners2011 - 2025
Baltimore County Fire and Police Employees' Retirement System
Fresno County Employee Retirement Association
Hawaii Employee Retirement System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Maryland State Retirement and Pension System
Massachusetts Pension Reserves Investment Management
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
North Carolina Retirement Services
Ohio Police & Firefighters
Orange County Employee Retirement System
San Diego County Employees Retirement Association
South Carolina Public Employees Benefit Authority
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators
Virginia Retirement System
EDGAR Form CIK 2011 - 2025
13F-NT [0000050916]
4 [0000050916]
SC 13G [0000050916]
Form 13D/13G Filer Form 13D/13G Subject Filed
RBC Capital Markets LLC Aramark [2021-02-16]
RBC Capital Markets LLC Liberty Broadband Corp [2021-02-16]
RBC Capital Markets LLC Cushing Energy Income Fund [2019-02-14]
RBC Capital Markets LLC Invesco Pennsylvania Value Municipal Income Trust [2017-06-05]
RBC Capital Markets LLC Naugatuck Valley Financial Corp [2015-02-12]
Form 3/4/5 Subject 2011 - 2025
Royal Bank of Canada
Invesco Trust for Investment Grade New York Municipals
RBC Capital Markets, LLC
Invesco Pennsylvania Value Municipal Income Trust
RBC Municipal Products, LLC
Comparable Firms State AUM ($B)
Mitsubishi UFJ Trust and Banking Corporation
384.0
Raymond James Financial Services Advisors Inc
FL 344.9
Financial Engines Advisors LLC
CA 292.9
Voya Investment Management Co LLC
NY 253.8
SageView Advisory Group LLC
CA 238.6
Commonwealth Equity Services LLC
MA 209.7
Osaic Wealth Inc
AZ 200.3
Cetera Investment Advisers LLC
IL 163.8
Corient Private Wealth LLC
FL 143.6
Cambridge Investment Research Advisors Inc
IA 102.4
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