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RBC Capital Markets LLC
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CRD # | 31194 |
SEC # | 801-13059 |
CIK # | 0000050916 |
AUM | $183.5 BB (2023-03-31) |
Employees | 8,094 (25% Investors, 74% Brokers) |
Phone | 212-858-7000 |
Address | 3 World Financial Center New York, NY 10281 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
TD | 118.7 | 10.6 | |
MSFT | 1,918.2 | 10.4 | |
AAPL | 2,382.8 | 9.5 | |
RY | 136.4 | 7.2 | |
BMO | 62.8 | 6.3 | |
BNS | 71.2 | 6.0 | |
ENB | 86.2 | 5.8 | |
AMZN | 1,093.0 | 4.8 | |
UNH | 477.0 | 4.6 | |
CP | 65.2 | 4.2 | |
View All |
Holdings by Sector ($BB) |
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AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 246,364 | 122.8 |
(b) Individuals (high net worth individuals) | 8,032 | 39.8 |
(c) Banking or thrift institutions | 8 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 17 | 0.4 |
(g) Pension and profit sharing plans | 2,025 | 2.5 |
(h) Charitable organizations | 2,020 | 7.6 |
(i) State or municipal government entities | 206 | 1.0 |
(j) Other investment advisers | 1 | 0.1 |
(k) Insurance companies | 110 | 0.3 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 2,677 | 8.9 |
(n) Other | 0 | 0.0 |
Total | 423,124 | 183.5 |
By Discretionary | ||
Discretionary | 331,129 | 132.9 |
Non-Discretionary | 91,995 | 50.5 |
Total | 423,124 | 183.5 |
By Non-United States Persons | ||
Non-United States Persons | 0.9 | |
United States Persons | 182.6 | |
Total | 423,124 | 183.5 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-NT | [0000050916] | |
4 | [0000050916] | |
SC 13G | [0000050916] |
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Raymond James Financial Services Advisors Inc
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|
FL | 245.2 |
Financial Engines Advisors LLC
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CA | 242.0 |
Voya Investment Management Co LLC
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NY | 236.7 |
First Trust Advisors LP
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IL | 190.5 |
SageView Advisory Group LLC
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CA | 156.4 |
Invesco Asset Management Ltd
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155.2 | |
Commonwealth Equity Services LLC
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MA | 146.4 |
CI Private Wealth LLC
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|
FL | 94.6 |
Record Currency Management Limited
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|
83.1 | |
Cambridge Investment Research Advisors Inc
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|
IA | 82.4 |