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| RBC Capital Markets LLC
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|---|---|
| CRD # | 31194 |
| SEC # | 801-13059 |
| CIK # | 0000050916 |
| AUM | 310.43 B (2026-06-30) |
| Employees | 8,781 (67% Investors, 74% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-858-7000 |
| Address | 200 Vesey St New York, NY 10281 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 17.3 | ||
| Nvidia Corp | 17.3 | ||
| Microsoft Corp | 14.0 | ||
| Royal Bank of Canada | 11.8 | ||
| Toronto Dominion Bank | 11.1 | ||
| Alphabet Inc | 10.2 | ||
| Amazon Com Inc | 9.9 | ||
| Bank of Montreal /Can/ | 7.9 | ||
| Broadcom Inc | 7.4 | ||
| J P Morgan Chase & Co | 7.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 263,588 | 182.2 |
| (b) Individuals (high net worth individuals) | 12,350 | 98.5 |
| (c) Banking or thrift institutions | 7 | 0.1 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 17 | 0.7 |
| (g) Pension and profit sharing plans | 2,335 | 2.7 |
| (h) Charitable organizations | 2,222 | 10.8 |
| (i) State or municipal government entities | 215 | 1.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 105 | 0.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3,071 | 13.8 |
| (n) Other | 0 | 0.0 |
| Total | 511,871 | 310.4 |
| By Discretionary | ||
| Discretionary | 417,652 | 235.3 |
| Non-Discretionary | 94,219 | 75.1 |
| Total | 511,871 | 310.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.6 | |
| United States Persons | 308.9 | |
| Total | 511,871 | 310.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000050916] | |
| 4 | [0000050916] | |
| SC 13G | [0000050916] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $20.7B |
| Clients | 1,893 (1 non-US) |
| Serves | Institutional, Retail, Research |
| LEI | 549300LCO2FLSSVFFR64 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Invesco Pennsylvania Value Municipal Income Trust VPV
Variable Rate Muni Term Preferred Shares
|
2019-05-30 | Other | 1,376 | ||
|
Invesco Trust for Investment Grade New York Municipals VTN
Variable Rate Muni Term Preferred Shares
|
2019-05-30 | Other | 904 | ||
|
Invesco Pennsylvania Value Municipal Income Trust VPV
Variable Rate Muni Term Preferred Shares
|
2019-05-01 | Other | 1,376 | $100,000.00 | 137,600,000 |
|
Invesco Trust for Investment Grade New York Municipals VTN
Variable Rate Muni Term Preferred Shares
|
2019-05-01 | Other | 904 | $100,000.00 | 90,400,000 |
|
Invesco Trust for Investment Grade New York Municipals VTN
Variable Rate Muni Term Preferred Shares
|
2019-05-01 | Other | 904 | $100,000.00 | 90,400,000 |
|
Invesco Pennsylvania Value Municipal Income Trust VPV
Variable Rate Muni Term Preferred Shares
|
2019-05-01 | Other | 1,376 | $100,000.00 | 137,600,000 |
|
Invesco Pennsylvania Value Municipal Income Trust VPV
Variable Rate Muni Term Preferred Shares
|
2017-06-01 | Other | 75 | $100,000.00 | 7,500,000 |
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|---|---|---|
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Cetera Investment Advisers LLC
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IL | 256.81 B |
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Osaic Wealth Inc
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AZ | 234.86 B |
|
Commonwealth Equity Services LLC
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|
MA | 212.66 B |
|
Corient Private Wealth LLC
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|
IL | 165.25 B |
|
NEPC LLC
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|
MA | 152.72 B |
|
Cambridge Investment Research Advisors Inc
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|
IA | 138.69 B |