Top Fund Brokers

-

Custodians, Auditors, Brokers & Marketers

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
701 Vision Financial Markets LLC 169.5 M 5
702 Ravenscroft Limited 169.1 M 1
703 AXOS Clearing LLC 168.9 M 10
704 Canaccord Genuity Wealth Management 168.8 M 1
705 BW Equities PTY Ltd 168.8 M 1
706 Euroz Hartleys Limited 168.8 M 1
707 Pershing Securities Australia PTY Ltd 168.8 M 1
708 TWP Private Wealth Management 166.3 M 1
709 Shinhan Investment Corp 165.1 M 10
710 RJ Obrien 165.0 M 3
711 Garwood Securities LLC 164.5 M 1
712 GSR Markets Limited 162.4 M 2
713 Pictet & CIE Europe Sa 161.9 M 5
714 Thomas Wiesel Partners LLC 159.7 M 2
715 Fidelity 159.0 M 3
716 TD Prime Services 158.0 M 2
717 SMBC Nikko Securities Inc 157.6 M 3
718 First Southern LLC 156.4 M 2
719 Northeast Securities Inc 156.2 M 7
720 Guotai Junan Securities Hong Kong Limited 156.0 M 2
721 First Clearing LLC 156.0 M 15
722 Marex Prime Services LLC 154.2 M 5
723 Richardson GMP USA Corp 153.2 M 9
724 Sterne AGEE & Leech 151.3 M 2
725 Beech Hill Securities Inc 151.3 M 5
726 Insigneo Securities LLC 151.2 M 6
727 GAR Wood Securities LLC 150.6 M 6
728 IBKR Securities Services LLC 150.1 M 2
729 Interactive Brokers Group 150.0 M 2
730 GYR Capital Advisors Private Limited 149.9 M 2
731 Invemed Associates LLC 148.0 M 1
732 Newedge UK Financial 147.1 M 1
733 Socit General 145.9 M 2
734 J Safra Sarasin Brokerage Limited 144.0 M 1
735 Network 1 Financial Securities Inc 140.4 M 27
736 MMG 139.3 M 2
737 BTIG Prime Brokerage 138.4 M 2
738 Primextend 138.3 M 2
739 JPM Securities LLC 137.1 M 2
740 Needham & Company LLC 134.4 M 2
741 Lucid Capital Markets LLC 132.7 M 1
742 Tradeup Securities Inc 132.7 M 1
743 RJ Obrien Associates LLC 132.5 M 8
744 Optionshouse1 LLC 131.5 M 3
745 E-Trade Securities Inc 131.2 M 2
746 Deltec Bank & Trust 130.8 M 1
747 Sagetrader LLC 130.7 M 2
748 Kraken Payward Inc 130.7 M 1
749 Precision Securities LLC 130.6 M 3
750 Sterne AGEE & Leach Inc 130.3 M 12
751 Principal Custody Solutions 129.8 M 2
752 NBCN Inc 129.2 M 3
753 Falconx Delta Inc 127.5 M 3
754 Deustche Bank AG London Branch 126.8 M 1
755 Charles Schwab & Co 124.9 M 4
756 Daiwa Capital Markets India PVT Ltd 124.1 M 2
757 SEB Enskilda Inc 123.4 M 1
758 SEB Securities Inc 123.4 M 1
759 Religare Capital Markets Limited 122.1 M 1
760 India Infoline Limited 122.1 M 1
761 ITAU International Securities Inc 121.6 M 1
762 First Repuiblic Bank 121.2 M 3
763 Pictet & CIE Sa 120.0 M 1
764 DMS Bank & Trust Ltd 118.8 M 1
765 EFG Hermes Holding SAE 118.8 M 1
766 GBM Grupo Bursatil Mexicano SAB de CV 118.6 M 2
767 Mandiri Sekuritas 117.9 M 2
768 Dash Prime LLC 117.6 M 3
769 Thomas Weisel Partners LLC 115.2 M 11
770 Newedge UK Financial Limited Clearing Broker 114.1 M 1
771 Access Securities LLC 113.6 M 3
772 US Bank Global Fund Service 112.9 M 2
773 Banque Pictet ET CIE Sa 112.4 M 1
774 Convergex Trading Partners 111.4 M 3
775 JLT Capital Partners LLC 111.2 M 1
776 Standard Chartered Bank India 111.1 M 2
777 EFG Bank AG Cayman Branch 110.6 M 2
778 Argentex LLP 110.4 M 1
779 Charles Schwab Institutional 109.1 M 2
780 Cowen Institutional Prime Services 108.9 M 1
781 Credit Agricole Securities USA Inc 108.5 M 3
782 CICC Financial Products Ltd 108.4 M 1
783 CICC Commodity Trading Limited 108.4 M 1
784 SBI Securities Co Ltd 107.8 M 2
785 Convergex Group 107.7 M 2
786 Moran Stanley & Co Inc 107.2 M 1
787 R F Lafferty & Co Inc 106.0 M 1
788 Echelon Capital Markets 106.0 M 1
789 Lightspeed Trading LLC 105.9 M 9
790 CSC Financial Co Ltd 105.4 M 2
791 IG Markets Limited 105.2 M 2
792 The Tachibana Securities Co Ltd 105.0 M 2
793 Philip Securities Japan Ltd 105.0 M 2
794 Bessemer Trust Company 103.4 M 4
795 PI Financial 103.2 M 1
796 Goodbody Stockbrokers 102.8 M 2
797 Raison Securities Ltd 102.8 M 1
798 Canaccord Genuity Wealth Management USA Inc 102.2 M 4
799 Norhtern Trust International Banking Corporation 100.4 M 1
800 Fidelity Prime Service 100.0 M 1
Prev | Page 8 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com