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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
701 Freight Investor Services Ltd 1.2 B 2
702 Jefferies Bache LLC 1.2 B 5
703 Morgan Stanley Asia Limited 1.2 B 5
704 Bank of America Limited 1.2 B 2
705 Haywood Securities Inc 1.1 B 10
706 Morgan Stanley Capital Products LLC 1.1 B 3
707 DRW Cumberland 1.1 B 3
708 Societe Generale Sa Sa 1.1 B 4
709 Barclays Capital Securities Limited SEE Note in Schedule D - Miscellaneous 1.1 B 1
710 China International Capital Corporation Limited 1.1 B 7
711 Fidelity Prime 1.1 B 2
712 IIFL Securities Limited 1.1 B 2
713 Merrill Lynch 1.0 B 25
714 Cowen International Limited 1.0 B 11
715 Cowen Securities LP 1.0 B 1
716 China Renaissance Securities HK Ltd 1.0 B 1
717 Kotak Mahindra International Limited 1.0 B 9
718 Mizuho Securities Co Ltd 1.0 B 2
719 Tastytrade Inc 1.0 B 3
720 Shelby Cullom Davis & Co LP 999.7 M 1
721 HSBC 999.6 M 2
722 Cantor Fitzgerald Europe 984.2 M 8
723 Stifel Financial Corp 978.6 M 2
724 UBS Asset Management US Inc 969.9 M 4
725 Deutsche Bank AG Acting Through ITS London Branch 958.2 M 8
726 Northern Trust Company 956.6 M 2
727 BNP Paribus London Branch 955.3 M 1
728 JP Morgan Prime Brokerage 954.6 M 8
729 Barclays Capital 948.3 M 4
730 Goldman Sachs Bank Europe SE 947.1 M 3
731 HSBC Bank Middle East Bahrain 947.1 M 2
732 Solios Inc D/B/A Falconx 940.9 M 4
733 RHB Investment Bank Berhad 937.1 M 1
734 Motilal Oswal Securities Limited 933.9 M 3
735 First Republic Investment Management 932.9 M 2
736 Integral Wealth Securities LLC 925.8 M 1
737 Newedge Wealth 925.8 M 1
738 CWA Asset Management Group LLC 925.8 M 1
739 Kraken Crypto 925.8 M 1
740 ION Pacific Investment Management Limited 925.8 M 1
741 Nedbank Private Wealth 925.8 M 1
742 Kraken Securities 925.8 M 1
743 London & Capital AM Limited 925.8 M 1
744 Vestra US Wealth Management Limited 925.8 M 1
745 Utmost Wealth Solutions 925.8 M 1
746 Nowinta Investment Group SL 925.8 M 1
747 Cannacord Genuity Wealth Management 925.8 M 1
748 Junto Wealth LLC 925.8 M 1
749 CWS CPA LLP 925.8 M 1
750 Bessemer Trust 925.8 M 1
751 Almanack Investment Partners 925.8 M 1
752 Ameritas Investment Company LLC 925.8 M 1
753 Ameriprise Financial Services LLC 925.8 M 1
754 Edward Jones 925.8 M 1
755 US Bank NA 921.8 M 6
756 Shard Capital Partners LP 919.5 M 8
757 BNY Mellon Securities Corporation 919.2 M 7
758 UBS Financial 910.1 M 3
759 C L King & Associates Inc 901.0 M 3
760 TD Securities Canadian Prime 894.1 M 2
761 The Royal Bank of Scotland Public Limited Company 893.8 M 1
762 Credit Suisse Group AG 888.9 M 2
763 COR Clearing LLC 867.0 M 3
764 Scottsdale Capital Advisors Corp 859.9 M 3
765 Icici Securities Ltd 859.8 M 3
766 Huatai Financial Holdings Hong Kong Limited 859.3 M 4
767 Dinosaur Merchant Bank 856.8 M 2
768 Icici Securities Limited 854.1 M 2
769 Goldman Sachs India Securities Private Limited 851.2 M 1
770 Bank Leumi Le Israel BM 849.7 M 1
771 Israel Brokerage and Investments IBI Ltd 849.7 M 1
772 Bank Hapoalim BM 849.7 M 1
773 ABRA Capital Management LP 849.2 M 1
774 RBI 845.2 M 1
775 CSI 845.2 M 1
776 Sanders Morris LLC 843.1 M 8
777 JP Morganchase Bank 841.4 M 3
778 Mogan Stanley & Co International PLC 836.5 M 1
779 Goldman Sachs and Co 835.7 M 6
780 Credit Suisse LLC 832.8 M 6
781 JP Morgan Institutional Investments Inc 832.6 M 5
782 PT Bank CIMB Niaga TBK 819.7 M 2
783 AXIS 815.2 M 2
784 IIFL Capital 815.2 M 2
785 Morgan Stanley Swap 815.2 M 2
786 Motilal Oswal Securities 815.2 M 2
787 Equirus Securities 815.2 M 2
788 JM Financial 815.2 M 2
789 Bank of America ML 815.2 M 2
790 Icici Securities 815.2 M 2
791 Nomura Financial Advisory and Securities India PVT Ltd 815.2 M 2
792 CLSA 815.2 M 2
793 Emkay Global Financial Services 815.2 M 2
794 Investec Capital Services India PVT Ltd 815.2 M 2
795 Nuvama Securities Formerly Edelweiss Securities Limited 815.2 M 2
796 Prabhudas Lilladher Private Limited 815.2 M 2
797 Spark Capital Advisors 815.2 M 2
798 Millenium Stock Broking 815.2 M 2
799 Societe Generale Swap 815.2 M 2
800 Kotak Securities 815.2 M 2
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