Top Fund Brokers

-

Custodians, Auditors, Brokers & Marketers

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
Related People
Fund Service Providers
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
801 Morgan Stanley & Co LLC NY 813.2 M 1
802 Vanguard Marketing Corporation 812.7 M 7
803 RJ O'Brien 810.8 M 4
804 BNP Paribas London 803.4 M 2
805 RJ O'Brien & Associates LLC 802.7 M 9
806 ADM Investor Inc 793.5 M 1
807 Pershing 791.3 M 7
808 Cowen Inc 782.5 M 5
809 Morgan Stanley Private Wealth Management 781.6 M 7
810 Credit Agricole Corporate and Investment Bank 780.5 M 1
811 Edelweiss Securities Limited 776.2 M 4
812 Intl FCStone Securities Inc 774.2 M 13
813 Goldman Sachs International Limited 772.7 M 8
814 Merrill Lynch Internatonal 771.6 M 1
815 Jeffries LLC 770.2 M 4
816 ED&F 767.6 M 1
817 BNP Paribas Prime Brokerage Intl Limited 765.8 M 2
818 Wells Fargo Advisors 763.4 M 4
819 Cantor Prime Services 760.9 M 7
820 Jefferies Execution Services Inc 760.5 M 6
821 US Bancorp Financial Services LLC 760.0 M 1
822 Sanders Morris Harris LLC 758.5 M 1
823 The Northern Trust International Banking Corp 754.6 M 3
824 Nomura 750.6 M 3
825 Western International Securities Inc 746.1 M 17
826 China International Capital Corporation 742.1 M 3
827 State Street Bank & Trust Company 738.4 M 4
828 State Street Corporation 737.7 M 4
829 J P Morgan Chase Bank NA London Branch 733.1 M 1
830 J P Morgan Chase Bank National Association 733.1 M 1
831 TD Ameritrade 721.1 M 10
832 Goldman Sachs & Company 717.3 M 7
833 JPMorgan Chase 713.8 M 5
834 National Financial Services 704.4 M 6
835 RBC Investor Services 699.3 M 2
836 Genesis Global Capital LLC 694.8 M 3
837 Cibfx 692.9 M 1
838 JPM 688.8 M 1
839 Citibank National Association 683.7 M 2
840 Bank of America Merrill Lynch International Limited 683.0 M 4
841 Jefferies 681.5 M 8
842 BTG Pactual US Capital LLC 674.2 M 2
843 Interactive Brokers Corporation 673.2 M 2
844 The Bank of New YOK Mellon TUST Company NA 667.6 M 1
845 Investec Capital Services India Private Limted 652.0 M 1
846 Spark Capital Ltd 652.0 M 1
847 AXIS Capital Ltd 652.0 M 1
848 IIFL Securities Ltd 652.0 M 1
849 Edelweiss Custodial Services Limited 652.0 M 1
850 Nuvama Wealth Management Ltd 652.0 M 1
851 Emkay Global Financial Services Ltd 652.0 M 1
852 Firstrand Bank Limited 650.1 M 4
853 LMAX Digital Broker Limited 646.4 M 1
854 JP Morgan Secuities PLC 643.8 M 2
855 BNY Mellon Servios Financeiros Distribuidora de Ttulos E Valores Mobilirios 643.5 M 3
856 NTSI Prime Services Sa 643.2 M 1
857 Merrill Lynch International Ltd 640.7 M 1
858 Jefferies & Company 639.2 M 8
859 FC Stone LLC 637.1 M 8
860 JPMorgan Securities LLC 636.9 M 3
861 PT Mandiri Sekuritas 632.8 M 6
862 EMFI Capital Limited 625.9 M 1
863 State Street Global Advisors Funds Distributors LLC 625.3 M 6
864 National Financial Services LLC Fidelity Prime Services 623.2 M 3
865 JP Moran Securities LLC 621.0 M 1
866 CSI Capital Management Ltd 620.3 M 3
867 Orient Futures Singapore 620.3 M 3
868 Stonex Financial PTE Ltd 620.3 M 3
869 North Capital Private Securities Corporation 617.9 M 313
870 JP Morgan Futures Co Limited 617.1 M 1
871 Citigroup Capital Markets Inc 615.6 M 5
872 DBS Bank Ltd 614.1 M 2
873 Goldman Sachs Asset Management International 612.3 M 5
874 Credit Suisse US 603.3 M 1
875 Macquarie Securities 591.7 M 1
876 JH Darbie & Co 591.7 M 1
877 Credit Suisse - Sydney Branch 590.1 M 1
878 JP Morgan Futures Inc 590.1 M 1
879 Barclays Investment Bank 587.9 M 2
880 Societe Generale S A 574.1 M 1
881 Coinbase Trust Company 573.3 M 4
882 Korea Exchange Bank 570.6 M 2
883 Lazard Freres & Co LLC 566.1 M 2
884 PT CIMB Securities Indonesia 559.4 M 1
885 China Development Bank Securities 559.4 M 1
886 Deutsche Bank AG Ho CHI MINH City Branch 559.4 M 1
887 CCB International Securities Limited 559.4 M 1
888 Stonex 559.3 M 5
889 Lightspeed Financial Services Group LLC 556.7 M 6
890 PT Trimegah Sekuritas Indonesia TBK 551.3 M 3
891 Cowen Financial Products LLC 551.1 M 4
892 State Street Bank GmbH 549.1 M 1
893 Bank of New York Mellon Sa/Nv 549.1 M 1
894 Kotak Mahindra Inc 547.2 M 1
895 Toronto Dominion Bank 547.2 M 1
896 Silicon Valley Bank UK Limited 540.7 M 2
897 Citigroup Global Markets Inc Prime Brokerage 540.6 M 2
898 Deutsche Bank Sa 540.0 M 3
899 HBSC Innovation Bank Limited 526.7 M 1
900 Haywood Securities 525.5 M 2
Prev | Page 9 | Next
Terms | Privacy | Providers | Guide
tony@aum13f.com