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Custodians, Auditors, Brokers & Marketers

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Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Fund Sponsors / GPs Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
601 Anchorage Hold LLC A1 Ltd 332.5 M 4
602 Genesis Global Trading Inc 326.3 M 2
603 Industrial Commercial Bank of China Financial Services LLC 325.1 M 3
604 Cowen Prime Services Trading LLC 322.4 M 5
605 BMO Harris Financial Advisors Inc 321.6 M 5
606 Ceros Financial Services Inc 319.7 M 7
607 Odeon Capital Group LLC 315.8 M 7
608 CLSA Americas LLC 312.7 M 2
609 Institutional Liquidity LLC 312.1 M 2
610 Societe General 309.1 M 4
611 Standard Chartered Bank Mauritius Limited 308.0 M 2
612 Caldwell Sutter Capital Inc 303.4 M 2
613 Sumitomo Mitsui Banking Corporation 299.1 M 2
614 Jeffries Group LLC 297.6 M 4
615 Standard Chartered Bank London Branch 296.7 M 1
616 City National Bank 295.8 M 4
617 Dorman Trading 295.7 M 1
618 Gates Capital Corporation 295.4 M 1
619 CSG-Cimb Securities SDN BHD 294.8 M 1
620 Evolution Japan Securities Co Ltd 287.9 M 8
621 Shinhan Securities Co Ltd 286.0 M 2
622 LEK Securities Corporation 285.2 M 12
623 Oppenheimer & Co 285.1 M 6
624 Nordea Bank AB PUBL Filial I Norge 283.9 M 2
625 KB Securities Co Ltd 283.8 M 18
626 Scotia Capital Markets 281.7 M 1
627 Shard Capital Partners LLP 279.0 M 1
628 USB AG London Branch 277.2 M 1
629 RJ O'Brien & Associates 271.5 M 8
630 Fidelity Investments Inc 270.8 M 2
631 ABN AMRO Clearing Americas LLC 270.4 M 1
632 BCS Prime Brokerage Limited UK 270.4 M 1
633 First Republic Securities LLC 267.9 M 2
634 Interactive Brokers UK Limited 266.8 M 5
635 Icici Bank Limited 265.3 M 3
636 Skandinaviska Enskilda Banken AB London Branch 262.6 M 2
637 Newedge Group 259.1 M 4
638 Tigress Financial Partners LLC 258.7 M 2
639 Afrasia Bank Limited 255.4 M 4
640 Cowen 254.6 M 3
641 Lime Brokerage LLC 252.9 M 8
642 APLO SAS 252.8 M 6
643 Korea Investments & Securities Co Ltd 251.2 M 1
644 Panmure Gordon & Co 248.6 M 1
645 ABG Sundal Collier 248.6 M 1
646 Penser 248.6 M 1
647 N 1 Singer 248.6 M 1
648 Carnegie Investment Bank 248.6 M 1
649 Pareto Securities 248.6 M 1
650 WH Ireland 248.6 M 1
651 Triad Securities Corp 246.8 M 9
652 Investec Markets PTY Limited 242.6 M 2
653 Schroders & Co Bank 238.5 M 1
654 ADM Investor Services 237.5 M 6
655 The Mauritius Commercial Bank Ltd 232.8 M 3
656 Bank One Limited 232.8 M 3
657 Kotak Mahindra Bank Ltd 230.1 M 2
658 Edelweiss Financial Services Ltd 228.9 M 1
659 Financorp Group International Corporation 227.9 M 2
660 BMO Capital Markets Inc 227.0 M 2
661 Coinbase 226.9 M 3
662 B Riley Securities Inc 225.0 M 4
663 AGP / Alliance Global Partners 223.1 M 9
664 Cenkos Securities PLC 221.5 M 1
665 MFX Solutions 221.3 M 7
666 Canaccord Genuity Securities LLC 220.4 M 1
667 Cortland Capital Market Services 220.3 M 3
668 Julius Baer 220.0 M 1
669 Skandinaviska Ensilda Banken AB 219.7 M 1
670 Amber Technologies Limited 217.8 M 1
671 National Bank Financial Inc 217.2 M 1
672 BOC International China Limited 216.7 M 2
673 Canaccord Genuity Australia Limited 215.2 M 2
674 Pictet & CIE 213.9 M 4
675 Haven Green Capital Partners Limited 213.0 M 1
676 Avondale Alternative Advisors 213.0 M 1
677 Diversifying Strategies Limited 213.0 M 1
678 Stanbic IBTC Bank 212.7 M 1
679 Jamestown US-Immobilien GmbH 211.2 M 1
680 Gemini Trust Company LLC 208.3 M 4
681 PI Financial Corp 204.1 M 6
682 Batlivala & Karani Securities India PVT Ltd 202.1 M 1
683 CLSA India Private Limited 202.1 M 1
684 Kotak Securities Ltd 202.1 M 1
685 Banque Pictet & CIE Sa 202.1 M 1
686 Citizens Bank 195.1 M 3
687 Sumitomo Mitsui Trust UK Limited 194.6 M 4
688 Julius Baer & Co Ltd 192.3 M 1
689 Argon Financial Limited 190.0 M 1
690 Charles Schwab 189.4 M 4
691 Fidelity Captial Markets Services 189.0 M 1
692 Roth Capital Partners LLC 188.7 M 2
693 Bitstamp Limited 187.9 M 3
694 NH Investment Securities 187.2 M 5
695 CMB International Global Market Limited 185.4 M 1
696 Chardan Capital Markets LLC 183.1 M 5
697 Barlcays Capital Inc 180.3 M 1
698 Yunfeng Securities Limited 177.3 M 1
699 Advantage Futures LLC 177.0 M 4
700 Bank Pictet & CIE Asia Ltd 175.3 M 1
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