Top Fund Brokers

-

Custodians, Auditors, Brokers & Marketers

Home | Sign Up | Log In
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
Related People
Fund Service Providers
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Fund Service Providers
Firms disclose their funds' custodians, auditors, brokers, and marketers on SEC IAPD Schedule D. These leaderboards rank each provider by the number of private funds it serves. Provider pages chart cumulative funds over time, by each fund's first filing year.
Overview Custodians Auditors Brokers Marketers
# Top Brokers Fund AUM Funds
601 JP Morgan Futures Korea Limited 2.0 B 1
602 JP Morgan Securities 2.0 B 17
603 Citigroup 2.0 B 2
604 Deutsche Bank A G 1.9 B 5
605 Monarch Capital Group LLC 1.9 B 1
606 Fidelity Investments 1.9 B 10
607 Marex Prime Services Limited 1.9 B 9
608 JPMorgan Securities PLC 1.9 B 7
609 China International Capital Corporation Hong Kong Securities Ltd 1.9 B 3
610 Silicon Valley Bank A Division of First Citizens Bank 1.9 B 3
611 City National Investments 1.9 B 11
612 Bank Morgan Stanley AG Hong Kong Branch 1.8 B 3
613 US Bank 1.8 B 11
614 Nomura Singapore Limited 1.8 B 1
615 State Street Bank and Trust Company SSB 1.8 B 4
616 Spark Institutional Equities Private Limited 1.8 B 4
617 TD Sponsored Companies Inc 1.8 B 1
618 JH Darbie & Co Inc 1.8 B 6
619 US Bancorp Investments Inc 1.8 B 7
620 Jefferies Bache Securities LLC 1.8 B 5
621 BOFA Securities Europe Sa 1.8 B 1
622 Interactive Brokers Hong Kong Limited 1.8 B 7
623 Banco Esprito Santo Sa 1.7 B 2
624 Golman Sachs International 1.7 B 2
625 Stonex Markets LLC 1.7 B 6
626 Hilltop Securities Inc 1.7 B 3
627 Nomura Securities 1.7 B 3
628 Merrill Lynch Internationa 1.7 B 2
629 Barclays Capital Services LLC 1.7 B 1
630 Brean Capital LLC 1.7 B 2
631 Banco Santander International 1.7 B 2
632 Deutsche Bank London 1.7 B 1
633 JP Morgan Suisse Sa 1.7 B 1
634 Banco ITAU Europa Luxembourg Sa 1.7 B 1
635 Banco ITAU International 1.7 B 1
636 Morgan Stanley Capital Markets 1.7 B 2
637 SIG Brokerage LP 1.7 B 5
638 JMP Securities LLC 1.7 B 3
639 Citizens JMP Securities LLC 1.7 B 3
640 RBC Dominion Securities Inc 1.7 B 22
641 JP Morgan Securities Ltd Futures Clearing Broker 1.6 B 3
642 Newedge UK Financial Limited Futures Clearing Broker 1.6 B 3
643 BBVA Securities Inc 1.6 B 1
644 Vining Sparks 1.6 B 1
645 FTN Financial Securities Corp 1.6 B 1
646 SunTrust Robinson Humphrey Inc 1.6 B 1
647 Amherst Pierpont 1.6 B 1
648 Arbor Research & Trading LLC 1.6 B 1
649 CRT Capital Group LLC 1.6 B 1
650 Mesirow Financial Inc 1.6 B 1
651 Rwpressprich & Co 1.6 B 1
652 Mitsubishi UFJ Securities USA Inc 1.6 B 1
653 Societe General Newedge UK Limited 1.6 B 3
654 Goldman Sachs International PLC 1.6 B 5
655 Nuvama Wealth Management Limited 1.6 B 4
656 TD Securities 1.6 B 6
657 Sanford C Bernstein India Private Limited 1.6 B 3
658 JM Financial Institutional Securities Limited 1.6 B 3
659 Samsung Securities Co Ltd 1.6 B 10
660 Deustche Bank AG 1.6 B 6
661 Ladenburg Thalmann & Co Inc 1.5 B 11
662 Merrill Lynch International Futures Clearing Broker 1.5 B 1
663 UBS AG Acting Through ITS London Branch 1.5 B 6
664 DBS Bank 1.5 B 1
665 Bank of America/Merrill Lynch Securities 1.5 B 17
666 TD Prime 1.4 B 2
667 Monex Canada Inc 1.4 B 1
668 Credit Suisse USA LLC 1.4 B 1
669 Credit Suissse Europe Limited 1.4 B 1
670 Credit Suissse AG Dublin Branch 1.4 B 1
671 Credit Suissse AG 1.4 B 1
672 Wells Fargo Bank National Association 1.4 B 3
673 TCBI Securities Inc 1.4 B 3
674 TCBI Securities 1.4 B 3
675 ABN AMRO Clearing Bank NV 1.4 B 6
676 RBC Capital Markets 1.4 B 1
677 National Bank Independent Network NBIN 1.4 B 1
678 NBCN National Bank Correspondent Network 1.4 B 1
679 The Hongkong and Shanghai Banking Corporation 1.4 B 1
680 Citibank NA London 1.4 B 2
681 JPM Morgan Securities PLC 1.4 B 5
682 CIMB Investment Bank BHD 1.4 B 2
683 Comerica Bank 1.3 B 5
684 Tagomi Trading LLC 1.3 B 5
685 ING Bank NV Sucursal EN Espana 1.3 B 1
686 Credit Suisse Hong Kong 1.3 B 1
687 H & L Equities LLC 1.3 B 3
688 SVB Securities LLC 1.3 B 4
689 Credit Suisse First Boston Europe Limited 1.3 B 8
690 Falcon X 1.3 B 5
691 Daiwa Securities Co Ltd 1.3 B 4
692 Celadon Financial Group LLC 1.3 B 25
693 Nordea Bank ABP 1.2 B 3
694 Jeffries 1.2 B 5
695 Cowen International Ltd 1.2 B 3
696 Barclays Capital PLC 1.2 B 2
697 MS Howells & Co 1.2 B 5
698 Brown Brothers Harriman Luxembourg SCA 1.2 B 4
699 Simpson Spence Young 1.2 B 2
700 GFI Brokers Ltd 1.2 B 2
Prev | Page 7 | Next
Terms | Privacy | Providers | Guide
tony@aum13f.com