|
⚲
|
| Occam Capital Management LLC
✚
|
|
|---|---|
| CRD # | 108201 |
| SEC # | 801-60137 |
| CIK # | |
| AUM | $67.4 MM (2023-03-30) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 585-218-0310 |
| Address | 1303 Marsh Road, Ste 4 Pittsford, NY 14534-1742 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 78 | 28.3 |
| (b) Individuals (high net worth individuals) | 14 | 38.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 219 | 67.4 |
| By Discretionary | ||
| Discretionary | 219 | 67.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 219 | 67.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 67.4 | |
| Total | 219 | 67.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Newman Ladd Capital Advisors LLC
✚
|
NY | 0.1 |
|
Compass Private Wealth Group LLC
✚
|
NJ | 0.1 |
|
Liberty Wealth Managers LLC
✚
|
NJ | 0.1 |
|
LK Financial Planning LLC
✚
|
NY | 0.1 |
|
Buckram Securities Ltd
✚
|
NY | 0.1 |
|
SHFP LLC
✚
|
NY | 0.1 |
|
Luther Forest Wealth Advisors LLC
✚
|
NY | 0.1 |
|
East Beach Asset Management LLC
✚
|
CA | 0.1 |
|
Nest Investments LLC
✚
|
PA | 0.1 |
|
Global Opportunistic Investment LLC
✚
|
FL | 0.1 |