Amplius Wealth Advisors LLC

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of the assets in your account
under Amplius Wealth Advisors management. This management fee, which applies only to our firm’s
fee, will not exceed 1.75% per annum. Wealth management fees are negotiable and depend upon the
size and composition of a client's portfolio and the type of services rendered. Assets in each of your
account(s) are included in the fee assessment unless specifically identified in writing for exclusion.

The fee is billed on a quarterly basis, in advance, based upon the market value of the assets as of the
last day of the previous quarter. We include cash and cash management products and securities in our
billing calculation. There may be immaterial differences between the quarter end market value
reflected on your custodial statement and the valuation as of the last business day of the calendar
quarter used for billing purposes, given timing and account activity. If more than $50,000 in assets are
deposited or withdrawn after the beginning of a quarter, the fee will be prorated based on the number
of days remaining in the quarter and adjusted in the following quarter. Fee-based annuities are billed
quarterly as determined by the issuing insurance agency or company.

If the portfolio management agreement is executed at any time other than the first day of a calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. In the event the Advisory
Agreement is terminated, the fee for the final billing period is prorated through the effective date of the
termination and the outstanding or unearned portion of the fee is charged or refunded to the client, as
appropriate.

At our discretion, we can combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we can combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. Further, the qualified custodian will deliver an
account statement to you at least quarterly. These account statements will show all disbursements
from your account. You should review all statements for accuracy.

You may terminate the portfolio management agreement upon 30 days written notice. You will incur a
pro rata charge for services rendered prior to the termination of the portfolio management agreement,
which means you will incur advisory fees only in proportion to the number of days in the quarter for
which you are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive
a prorated refund of those fees.

If an account is being charged a minimum account program fee because of the market value of the
account, the advisory fee charged can be higher than the stated maximum annual fee quoted above.

Under certain circumstances, the Firm may negotiate or offer advisory fee arrangements that differ
from its standard fee schedule, including for employees or affiliates of specific companies. Any such
arrangements will be determined based on relevant facts and circumstances, such as the nature of
the relationship, anticipated services, and overall client engagement.

In all cases, advisory fees will not exceed 1.75% per annum. The specific terms of each client’s
advisory fee, including any applicable variations from the Firm’s standard schedule, will be set forth in
the client’s Investment Management Agreement.

As a result of these practices, similarly situated clients may pay different fees for similar services.

Financial Planning & Consulting Services
We charge flat fees ranging from $5,000 to $50,000 or hourly fees ranging from $200 - $750 per hour
for financial planning and consulting services, which are negotiable depending on the scope and
complexity of the plan, your situation, and your financial objectives. An estimate of the total time/cost
will be determined at the start of the advisory relationship. In limited circumstances, the cost/time could
potentially exceed the initial estimate. In such cases, we will notify you and request that you approve
the additional fee.

Our financial planning and consulting fees are due and payable as described in the advisory
agreement you entered into with us. Typically, our planning and consulting fees are either payable in
equal parts with 50% payable at inception of the engagement and the remaining balance due on
completion of the contracted services; payable in quarterly installments, as invoiced; or due upon
completion of the services rendered.

We will not require prepayment of a fee more than six months in advance and in excess of $1,200.
Should the engagement last longer than six months between acceptance of the engagement and
delivery of the consulting services to be rendered, any prepaid unearned fees will be promptly returned
to you less a pro rata charge for bona fide services rendered to date.

At our discretion, we can offset our financial planning fees to the extent you implement the financial
plan through our Portfolio Management Service.

You may terminate the financial planning or consulting agreement upon 30 days written notice to our
firm. If you have pre-paid financial planning fees that we have not yet earned, you will receive a
prorated refund of those fees. If financial planning or consulting fees are payable in arrears, you will be
...

Item 7 Types of Clients
We offer investment advisory services to individuals, high net worth individuals, small businesses,
charities and pension and profit sharing plans.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively.