RW Investment Management LLC

Item 5: Fees & Compensation

How We Are Compensated for Our Advisory Services

Comprehensive Portfolio Management:

Our firm’s standard fee schedule for our Comprehensive Portfolio Management service is as follows:

         Assets Under Management                           Annual Percentage of Assets Charge
        (Based on Household Value)
             $0 to $999,999.99                                           1.125%
        $1,000,000 to $2,499,999.99                                      0.875%
        $2,500,000 to $4,999,999.99                                      0.750%
        $5,000,000 to $9,999,999.99                                      0.625%
       $10,000,000 to $24,999,999.99                                     0.500%
             Over $25,000,000                                           Negotiable

Our firm’s maximum annual advisory fee charged for this service will not exceed 1.125%. Certain custodians
may limit the number of decimal places that may be entered to calculate fees. In these scenarios, our firm
will round down to achieve the closest possible fee calculation as detailed in the signed Comprehensive
Portfolio Management agreement. Our firm’s advisory fees are generally not negotiable. However, certain
clients such as employees and their family members, friends, and legacy clients may be charged a reduced
advisory fee at our firm’s discretion.

For accounts custodied at Charles Schwab & Co., Inc. or RBC Wealth Management, our firm’s advisory fees
are billed on a pro-rata annualized basis quarterly in advance based on the aggregate value of your accounts
on the last day of the previous quarter.

For accounts custodied at Betterment, our firm’s advisory fees are billed on a pro-rata annualized basis
quarterly in arrears based on the aggregate value of your accounts two days prior to the current quarter
calendar end. At Betterment, the quarter begins one day before the end of the prior quarter and ends two
days prior to the end of the current quarter. Betterment will charge an advisory fee of up to 0.20% for
clients’ accounts custodied on their platform. Betterment’s advisory fee is in addition to our firm’s advisory
fee and will be detailed in the client’s signed advisory agreement.

ADV Part 2A – Firm Brochure                       Page 5                               RW Investment Management

Fees will be deducted from your managed account. In rare cases, we will agree to direct bill clients.
Adjustments are made for deposits and withdrawals made during the quarter that exceed $25,000 and
impact billing by $25 or more. Our firm bills on cash unless indicated otherwise in writing. As part of our
firm’s billing practices, you understand and acknowledge the following:

    a) Your independent custodian sends statements to you showing the market values for each security
       included in the assets and all disbursements in your account including the amount of the advisory
       fees paid to us.
    b) You provide authorization permitting us to be directly paid by these terms. We send our invoice
       directly to the custodian.
    c) It is the client’s responsibility to verify the calculation of advisory fees deducted from your account.

Financial Planning:

Our firm charges a recurring or one-time flat fee for Financial Planning services. The total estimated fee, as
well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client.
The maximum annual flat fee to be charged will not exceed $250,000. The fee-paying arrangements for this
service will be determined on a case-by-case basis and will be detailed in the signed consulting agreement.
Our firm will not require a retainer exceeding $1,200 when services cannot be rendered within 6 months.

Pension Consulting:

Our Pension Consulting services may be billed on an hourly fee, flat fee or a fee based on the percentage of
Plan assets under management. The total estimated fee, as well as the ultimate fee that we charge you, is
based on the scope and complexity of our engagement with you. Our hourly fee is $250. Flat fees range
from $500 to $25,000. Fees based on a percentage of managed Plan assets will not exceed 1.125%. The
fee-paying arrangements for Pension Consulting service will be determined on a case-by-case basis and will
be detailed in the signed Pension Consulting Agreement. Fees may be paid from plan assets or clients can
elect to be invoiced directly for the fees.

Other Types of Fees & Expenses

Clients will incur transaction fees for trades executed by their chosen custodian via individual transaction
charges. These transaction fees are separate from our firm’s advisory fees and will be disclosed by the
chosen custodian. Schwab, RBC, and Betterment do not charge transaction fees for U.S. listed equities and
exchange traded funds. Clients may also pay holdings charges imposed by the chosen custodian for certain
investments, charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall
be disclosed in the fund’s prospectus (i.e., fund management fees and other fund expenses), initial or
deferred sales charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable annuity fees, IRA
and qualified retirement plan fees, mark-ups and mark-downs, spreads paid to market makers, fees for trades
executed away from custodian, wire transfer fees and other fees and taxes on brokerage accounts and
securities transactions. Our firm does not receive a portion of these fees.

Termination & Refunds

Either party to a Comprehensive Portfolio Management agreement may terminate the agreement at any
time by providing written notice to the other party. Upon notice of termination, we will delink your account
from our firm’s management and process a pro-rata refund of any unearned advisory fees charged in
advance.

Financial Planning clients may terminate their agreement at any time before the delivery of a financial plan
...

Item 7: Types of Clients & Account Requirements

We have the following types of clients:
   • Individuals and High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   • Pension and Profit Sharing Plans; and
   • Corporations, Limited Liability Companies and/or Other Business Types

Our firm maintains an annual minimum advisory fee requirement of $10,000 for Comprehensive Portfolio
Management clients that is negotiable at our firm’s discretion.