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⚲
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| Prospera Financial Services Inc
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|
|---|---|
| CRD # | 10740 |
| SEC # | 801-65845 |
| CIK # | 0001541625 |
| AUM | $12.4 B (2025-09-30) |
| Employees | 333 (62% Investors, 66% Brokers) |
| Phone | 972-581-3000 |
| Address | 5429 LBJ Freeway Dallas, TX 75240 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Caterpillar Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Micron Technology Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12,511 | 5.0 |
| (b) Individuals (high net worth individuals) | 6,195 | 5.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 228 | 1.1 |
| (h) Charitable organizations | 61 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 103 | 0.2 |
| (n) Other | 3 | 0.3 |
| Total | 29,500 | 12.4 |
| By Discretionary | ||
| Discretionary | 20,134 | 8.4 |
| Non-Discretionary | 9,366 | 4.1 |
| Total | 29,500 | 12.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 12.4 | |
| Total | 29,500 | 12.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001541625] | |
| SC 13G | [0001541625] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
State Farm Investment Management Corp
✚
|
IL | 12.9 |
|
Independent Financial Group LLC
✚
|
CA | 12.9 |
|
Citizens Securities Inc
✚
|
RI | 12.9 |
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
✚
|
MA | 12.8 |
|
Ariel Investments LLC
✚
|
IL | 12.8 |
|
United Planners' Financial Services of America A Limited Partner
✚
|
AZ | 12.8 |
|
Westwood Management Corp
✚
|
TX | 12.5 |
|
Vaughan Nelson Investment Management LP
✚
|
TX | 12.2 |
|
Gilder Gagnon Howe & Co LLC
✚
|
NY | 12.1 |
|
Gusto Investment Services LLC
✚
|
CA | 12.0 |