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| Aristides Capital LLC
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|---|---|
| CRD # | 162368 |
| SEC # | 801-119110 |
| CIK # | 0000159552, 0001595521 |
| AUM | 541.4 M (2026-05-22) |
| Employees | 11 (73% Investors, 0% Brokers) |
| Phone | 502-694-8001 |
| Address | 552 E Market St Louisville, KY 40202 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 13.2 | ||
| Ituran Location & Control Ltd | 13.0 | ||
| iShares Bitcoin Trust | 10.1 | ||
| Delta Air Lines Inc | 9.5 | ||
| Turning Point Brands Inc | 9.0 | ||
| Pan American Silver Corp | 7.8 | ||
| Microsoft Corp | 7.5 | ||
| California Resources Corp | 6.4 | ||
| Priceline Com Inc | 6.2 | ||
| Johnson Outdoors Inc | 6.0 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Louisburg Square II LP | 2025-03-28 | 41.5 M | |
| HF | Louisburg Square LP | 2025-03-28 | 42.0 M | |
| HF | Aristides Fund LP | 2020-06-22 | 276.4 M | |
| HF | Aristides Fund QP LP | [2020-06-22] | 104.5 M | 181.5 M |
| Filed 2026-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 541.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 541.4 |
| By Discretionary | ||
| Discretionary | 5 | 541.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 541.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 15.4 | |
| United States Persons | 526.0 | |
| Total | 5 | 541.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Brown | Executive Officer | 81 | 2 | |
| Claire Brown | Executive Officer | 5 | 2 | |
| Aristides Capital LLC | Promoter | 5 | 2 | |
| Daniel Nall | Executive Officer | 4 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001595521] | |
| 3 | [0001595521] | |
| 4 | [0001595521] | |
| SC 13D | [0001595521] | |
| SC 13G | [0001595521] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 21380073BP4RXI68KO65 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Aristides Fund QP LP | |
| Brown Christopher M | |
| Aristides Fund LP | |
| Aristides Capital LLC | |
| Tortoise Energy Independence Fund Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2021-04-30 | Buy | 64,936 | $18.30 | 1,188,329 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2021-04-30 | Buy | 128,805 | $18.30 | 2,357,132 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-29 | Buy | 18,655 | $9.99 | 186,363 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-28 | Buy | 1,876 | $9.96 | 18,685 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-28 | Buy | 3,410 | $9.96 | 33,964 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-27 | Buy | 212 | $10.31 | 2,186 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-27 | Buy | 395 | $10.31 | 4,072 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-26 | Buy | 10,579 | $10.40 | 110,022 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-26 | Buy | 5,696 | $10.40 | 59,238 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-23 | Buy | 5,217 | $10.75 | 56,083 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-23 | Buy | 9,689 | $10.75 | 104,157 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-22 | Buy | 2,438 | $10.63 | 25,916 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-22 | Buy | 4,528 | $10.63 | 48,133 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-21 | Buy | 2,964 | $10.38 | 30,766 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-21 | Buy | 1,597 | $10.38 | 16,577 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-19 | Buy | 317 | $10.82 | 3,430 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-19 | Buy | 588 | $10.82 | 6,362 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-16 | Buy | 2,030 | $10.78 | 21,883 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-16 | Buy | 3,772 | $10.78 | 40,662 |
|
Tortoise Energy Independence Fund Inc NDP
Common Stock
|
2020-10-15 | Buy | 65 | $10.92 | 710 |
| showing 20 of 37 most recent transactions | |||||
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