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| Empirical Asset Management LLC
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| CRD # | 155436 |
| SEC # | 801-71967 |
| CIK # | 0001926596 |
| AUM | 560.0 M (2026-03-30) |
| Employees | 14 (71% Investors, 0% Brokers) |
| Phone | 781-431-2223 |
| Address | 57 River Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 19.4 | ||
| ETFS Gold Trust | 9.4 | ||
| Nvidia Corp | 6.8 | ||
| iShares Silver Trust | 6.7 | ||
| Facebook Inc | 5.3 | ||
| Microsoft Corp | 5.1 | ||
| J P Morgan Chase & Co | 4.0 | ||
| Amazon Com Inc | 4.0 | ||
| SPDR Gold Trust | 4.0 | ||
| Home Depot Inc | 3.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Empirical Long Short Fund LP | [2012-03-30] | 11.9 M | 0.4 M |
| Filed 2025-09-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 190 | 74.8 |
| (b) Individuals (high net worth individuals) | 267 | 422.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.4 |
| (g) Pension and profit sharing plans | 6 | 35.3 |
| (h) Charitable organizations | 0 | 4.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 22.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,399 | 560.0 |
| By Discretionary | ||
| Discretionary | 1,296 | 539.7 |
| Non-Discretionary | 103 | 20.4 |
| Total | 1,399 | 560.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 559.9 | |
| Total | 1,399 | 560.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Fiskio | Executive Officer | 1 | 1 | |
| Empirical Fiscal Partners LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001926596] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 2 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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