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| Empirical Asset Management LLC
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| |
|---|---|
| CRD # | 155436 |
| SEC # | 801-71967 |
| CIK # | 0001926596 |
| AUM | $328.7 MM (2024-03-26) |
| Employees | 12 (58% Investors, 0% Brokers) |
| Phone | 781-431-2220 |
| Address | 57 River Street Wellesley, MA 02481 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 17.6 | |
| MSFT | 1,918,222.4 | 6.6 | |
| HD | 277,648.0 | 4.6 | |
| SGOL | 4.4 | ||
| META | 434,852.0 | 4.1 | |
| NVDA | 399,550.0 | 3.8 | |
| AMZN | 1,092,997.8 | 3.5 | |
| GOOG | 1,482,566.4 | 3.1 | |
| JPM | 340,169.2 | 2.9 | |
| PG | 338,108.9 | 2.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Empirical Long Short Fund LP | [2012-03-30] | 11.9 | 1.3 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 170 | 57.2 |
| (b) Individuals (high net worth individuals) | 142 | 228.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.6 |
| (g) Pension and profit sharing plans | 16 | 28.3 |
| (h) Charitable organizations | 0 | 3.7 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 10.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,058 | 328.7 |
| By Discretionary | ||
| Discretionary | 1,030 | 316.8 |
| Non-Discretionary | 28 | 11.9 |
| Total | 1,058 | 328.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 328.3 | |
| Total | 1,058 | 328.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Mark Fiskio | 1 | ||
| Empirical Fiscal Partners LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001926596] |
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