Asset Planning Inc

Item 5 - Fees and Compensation

Description
       Asset Planning, Inc. bases its fees as a percentage of assets under management, hourly charges,
       and fixed fees depending on the client service provided. Fees may be negotiable.

       Financial Planning
       Fees for Financial Planning services are computed at an hourly rate. Various rates apply as
       determined by the person performing the service as follows: The hourly rate may range from $250-
       $500/hour. The rate will be determined by the associate serving the client, their experience level
       and the complexity of the engagement. Since the nature of the work involves variables or
       circumstances unknown at the start of the engagement, estimates may be given, but they are not
       guaranteed. A deposit equal to one hour may be required. A signed contract is not required by either
       party a verbal arrangement is used for most financial plan engagements.

       Asset Management

       Fees for Asset Management are computed at an annualized percentage of assets under management.
       The maximum fee charged is 1%. Depending on the size of the account, fee breakpoints may be
       given on accounts over $500,000.

       These fees are for advisory services only and do not include any transaction fees, which may be
       charged separately by the custodial firm. See the section heading Brokerage Practices for more
       information.

Fee Billing
       For Asset Management the fee will be payable quarterly in arrears. The first payment is assessed
       and due at the end of the first calendar quarter and will be assessed pro rata in the event the
       Agreement is executed at any time other than the first day of the current calendar quarter.
       Subsequent payments are due and will be assessed on the first day after the end of each calendar
       quarter based on the value of the account assets under supervision as of the close of business on the
       last business day of that quarter.

       Payment of fees may be paid directly by the client, or the client may authorize the custodian holding
       client funds and securities to deduct Asset Planning, Inc. advisory fees directly from the client
       account in accordance with statements prepared and submitted to the custodian by Asset Planning,
       Inc. The custodian will provide periodic account statements to the client. Such statements will
       reflect all fee withdrawals by Asset Planning, Inc. It is the client’s responsibility to verify the
       accuracy of the fee calculation. The custodian will not determine whether the fee is properly
       calculated.

Termination of Agreement
      Asset Management services will continue until either party terminates the Agreement with written
      notice. If termination occurs prior to the end of a calendar quarter, the client will be invoiced for
      fees due on a pro-rata basis.

       For Financial Plans, the client may terminate the engagement at any time and the client will owe a
       fee for any work done up to the date of termination. The Financial Plan engagement terminates
       upon delivery of the plan or services at which time all fees are due. At this time no refunds will be
       made.

       The Advisory Agreement contains a pre-dispute arbitration clause. Client understands that the
       agreement to arbitrate does not constitute a waiver of the right to seek a judicial forum where such
       a waiver would be void under the federal securities laws. Arbitration is final and binding on the
       parties.

Compensation for Sales of Investment Products
     The firm’s compensation is solely from fees paid directly by clients. The firm does not receive
     commission based on the client’s purchase of any financial product, including insurance. No
     commissions in any form are accepted.

Item 7 - Types of Clients

       Asset Planning, Inc. provides advisory services to individuals, families, trusts, estates, pension and
       profit-sharing plans and other ERISA accounts, and business entities.

       Generally, for asset management the minimum account size for Sandra C. Field is $1,000,000,
       $500,000 for Carol Somoano and Erin Nelsen. The minimum account size is waived for clients that
       have had a complete financial plan prepared by Asset Planning, Inc.

       There is no minimum for clients retaining financial planning services.