Nexus One Financial Advisors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
agreement. Wealth management fees are based on the market value of assets under management at the end of the
prior quarter. Wealth management fees range from 0.50% to 1.85% annually based on several factors, including: the
scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship
with the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions and other
complexities may be charged a higher fee.

The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Nexus One will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Third-Party Access Platforms -- For assets managed through a third-party platform, the Client is not charged any
additional platform fees. The Advisor bears the cost of the platform in order to service these Client assets. Advisory
fees apply to assets accessed and managed through the platform as part of the Client’s assets under management,
as disclosed above.

Use of Independent Managers – As noted in Item 4, the Advisor may implement all or a portion of a Client’s
investment portfolio utilizing one or more Independent Managers. The Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its wealth management fee as described above. The total
blended fee, including the Advisor’s fee and the Independent Manager’s fee, will not exceed 2.50% annually.

Contributions and Withdrawals – Clients may make additions to and withdrawals from their account[s] at any time,
subject to Nexus One’s right to terminate an account. Additions may be in cash or securities provided that Nexus

                                              Nexus One Financial Advisors LLC
                                        5060 Tennyson Pkwy, Suite 300, Plano, TX 75024
                                        Phone: (214) 800-4442 | Website: https://nxfa.com

One reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account[s]. Clients may withdraw account assets on notice to Nexus One, subject to the usual and customary
securities settlement procedures. However, Nexus One designs its portfolios as long-term investments, and the
withdrawal of assets may impair the achievement of a Client’s investment objectives. Nexus One may consult with
its Clients about the options and ramifications of transferring securities. However, Clients are advised that when
transferred securities are liquidated, they may be subject to transaction fees, fees assessed at the mutual fund level
(i.e. sales charges) and/or tax ramifications.

Financial Planning Services
Nexus One offers financial planning services either on an hourly basis or a fixed engagement fee. Hourly fees range
up to $500 per hour. Fixed fees are negotiated based on the expected number or hours or duration at the Advisor’s
hourly rate. Fees may be negotiable based on the nature and complexity of the services to be provided and the overall
relationship with the Advisor. An estimate for total hours and/or total costs will be provided to the Client prior to
engaging for these services.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at
the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted
from the Client’s account[s] for the respective billing period. The amount due is calculated based on the total assets
under management with Nexus One at the end of the end of the prior quarter. Clients will be provided with a
statement, at least quarterly, from the Custodian reflecting deduction of the wealth management fee. Clients are urged
to also review the statement provided by the Custodian, as the Custodian does not perform a verification of the
Advisor’s fees. Clients provide written authorization permitting advisory fees to be deducted by Nexus One to be paid
directly from their account[s] held by the Custodian as part of the wealth management agreement and separate
account forms provided by the Custodian.

Use of Independent Managers – For Client accounts implemented through an Independent Manager, the Client’s
overall fees may include Nexus One’s wealth management fee (as noted above) plus investment management fees
and/or platform fees charged by the Independent Manager[s], as applicable. In certain instances, the Independent
Manager or the Advisor may assume responsibility for calculating the Client’s fees and deduct all fees from the
Client’s account[s].

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
...

Item 7 – Types of Clients

Nexus One offers investment advisory services to high net worth individuals, families, trusts, estates, businesses,
and retirement plans. Nexus One generally does not impose a minimum relationship size. However, its services are
tailored to high net worth families.