AWM Financial Services Inc

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Assets, Funds, Holdings

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AWM Financial Services Inc
CRD #144351
SEC #801-120940
CIK #
AUM 320.6 M (2026-03-20)
Employees 19 (37% Investors, 0% Brokers)
Phone281-444-7555
Address9595 Six Pines Drive
The Woodlands, TX 77380
Source [IAPD] [Website] [Twitter] [Facebook]
Total AUM ($M)
3502802101407002010201520212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 158 239.7
(b) Individuals (high net worth individuals) 42 74.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 4 3.5
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 5 3.2
(n) Other 0 0.0
Total 2,700 320.6
By Discretionary
Discretionary 2,700 320.6
Non-Discretionary 0 0.0
Total 2,700 320.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 320.6
Total 2,700 320.6
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesInstitutional, Retail, Research
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