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| AWM Financial Services Inc
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| |
|---|---|
| CRD # | 144351 |
| SEC # | 801-120940 |
| CIK # | |
| AUM | $198.0 MM (2024-05-16) |
| Employees | 13 (85% Investors, 0% Brokers) |
| Phone | 281-444-7555 |
| Address | 9595 Six Pines Drive The Woodlands, TX 77380 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 592 | 156.5 |
| (b) Individuals (high net worth individuals) | 24 | 41.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,013 | 198.0 |
| By Discretionary | ||
| Discretionary | 2,013 | 198.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,013 | 198.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 198.0 | |
| Total | 2,013 | 198.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Fox Hill Wealth Management
✚
|
MA | 0.2 |
|
Andrews Advisory Associates LLC
✚
|
HI | 0.2 |
|
Hawke Financial Group LLC
✚
|
ID | 0.2 |
|
Antoine Williams & Associates Wealth Management LLC
✚
|
VT | 0.2 |
|
Stonebridge Financial Inc
✚
|
NJ | 0.2 |
|
Hurley Capital LLC
✚
|
NY | 0.2 |
|
46 Peaks LLC
✚
|
PA | 0.2 |
|
Valley Financial Group Inc
✚
|
PA | 0.2 |
|
Spectrum Financial Resources LLC
✚
|
MI | 0.2 |
|
724 Capital LLC
✚
|
MI | 0.2 |