|
⚲
|
| Keyboard |
| Investments & Financial Planning LLC
✚
|
|
|---|---|
| CRD # | 164333 |
| SEC # | 801-119021 |
| CIK # | 0001909307 |
| AUM | 318.7 M (2026-02-27) |
| Employees | 6 (33% Investors, 0% Brokers) |
| Phone | 859-543-8188 |
| Address | 1795 Alysheba Way Lexington, KY 40509 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 4.3 | ||
| Tesla Motors Inc | 2.1 | ||
| Microsoft Corp | 0.7 | ||
| S Y Bancorp Inc | 0.7 | ||
| Apple Inc | 0.6 | ||
| Amazon Com Inc | 0.4 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 696 | 236.2 |
| (b) Individuals (high net worth individuals) | 54 | 81.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,780 | 318.7 |
| By Discretionary | ||
| Discretionary | 1,780 | 318.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,780 | 318.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 318.7 | |
| Total | 1,780 | 318.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001909307] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 15 |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Stewardship Advisory Group LLC
✚
|
FL | 321.9 M |
|
AWM Financial Services Inc
✚
|
TX | 320.6 M |
|
Robasciotti & Associates Inc
✚
|
320.4 M | |
|
Wealthview Capital LLC
✚
|
MS | 319.5 M |
|
Navigate 401K LLC
✚
|
AL | 317.9 M |
|
May Barnhard Investments LLC
✚
|
MD | 316.9 M |
|
Peirce Park Group Inc
✚
|
PA | 315.7 M |
|
Accelerate Investment Advisors LLC
✚
|
CA | 315.4 M |
|
Aurelius Family Office LLC
✚
|
NH | 315.3 M |
|
Marcellus Investment Managers Private Limited
✚
|
315.2 M |