Wealthview Capital LLC

Item 5 - FEES AND COMPENSATION
Wealthview’s fee amount and type will depend on the type of service being delivered, the
complexity of the engagement and the client’s preference. The firm’s compensation will
typically be an assets-under-management (AUM) fee, a fixed fee, a monthly subscription fee,
an hourly rate or possibly a combination depending on the needs and preferences of the client
and Wealthview’s ability to accommodate the client’s needs and preferences. For
Comprehensive Wealth Management and/or Professional Asset Management Wealthview
charges an advisory fee of up to 1.00% annually based on the value of the assets over which it
has discretionary authority. For example, a 1.00% annual fee would be 0.25% per quarter. For
new accounts, the fee is pro-rated.

Wealthview bills its AUM fees quarterly in arrears in the month following the end of a calendar
quarter. The Firm’s fees are based on the average daily balance in a client’s account for the
applicable period (except for employer-sponsored retirement plans, which are billed based on
the market value of the plan on the last business day of the period). When possible, the
Advisor’s fees are deducted from the account the Advisor is managing by the client’s custodian.
In some circumstances, typically with qualified retirement plan accounts, the Firm may be
unable to debit the client’s plan account for Advisor’s fee. In those instances, the Advisor bills
the client directly and requires either credit card payment or direct debit from another account.
There are additional costs associated with managing client portfolios. These costs include
transaction fees charged by the clients’ custodian and fees charged by the various funds

Advisor selects. Please refer to the appropriate fund prospectuses and other disclosure
documents for additional information.
As stated previously, the firm’s goals-based planning service is currently available to most of
Wealthview’s non-qualified clients at no additional charge, although some clients may elect to
not utilize it. It is designed to help investors more clearly define their goals and investment
objectives and develop a plan to estimate the resources and strategies which may be needed to
fund those goals over time. Consulting and planning services provided independent of
investment management are subject to fees described in Fees and Compensation.
For clients interested in Financial Planning only and not asset-management, Wealthview will
charge a fixed fee typically ranging from $1,500 - $25,000, depending on the complexity and
length of the engagement. The firm may charge a fee for consulting or other services if it is
unrelated to discretionary asset management. In these instances, depending on the complexity
of the engagement and the staff involved, the firm charges either a negotiated fixed fee or an
hourly rate ranging from $150 - $500/hour.
Wealthview does not charge or accept commissions, nor does it compensate any of its
employees for the sale of securities or other investment products.

The Advisor believes its fees for its advisory services are reasonable with respect to the services
provided and the fees charged by other investment advisors offering similar services. However,
lower fees for comparable services may be available from other sources.

Item 7 - TYPES OF CLIENTS
Wealthview provides services to individuals, businesses, trusts, foundations, and qualified
retirement plan sponsors. The Firm is committed to providing a high level of service and
maintaining a select number of clients. Wealthview does not presently require a minimum
account size or annual fee. However, the Firm can only accept client relationships if it believes
that it can create value and be compensated accordingly.