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| AXA Investment Managers US Inc
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| CRD # | 113608 |
| SEC # | 801-60374 |
| CIK # | 0001920120 |
| AUM | 79.24 B (2026-03-30) |
| Employees | 167 (52% Investors, 7% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-983-4200 |
| Address | 400 Atlantic Street Stamford, CT 06901 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 5.0 | ||
| Apple Inc | 3.8 | ||
| Microsoft Corp | 3.5 | ||
| Amazon Com Inc | 2.5 | ||
| Alphabet Inc | 2.3 | ||
| Broadcom Inc | 1.7 | ||
| Astrazeneca PLC | 1.5 | ||
| Facebook Inc | 1.4 | ||
| Alphabet Inc | 1.2 | ||
| Lilly Eli & Co | 1.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | Adagio V-S EUR CLO Designated Activity Company | 2026-03-30 | 380.5 M | |
| SA | Adagio XIII Euro CLO Designated Activity Company | 2026-03-30 | 470.3 M | |
| SA | Allegro CLO XIX Ltd | 2026-03-30 | 400.4 M | |
| SA | Allegro CLO XVII Ltd | 2026-03-30 | 500.3 M | |
| SA | Adagio Xi CLO Designated Activity Company | 2025-03-31 | 468.2 M | |
| SA | Adagio XII CLO Designated Activity Company | 2025-03-31 | 409.4 M | |
| SA | Allegro CLO VIII-S | 2025-03-31 | 397.5 M | |
| SA | Allegro CLO V-S Ltd | 2025-03-31 | 393.5 M | |
| SA | Allegro CLO XVIII Ltd | 2025-03-31 | 398.8 M | |
| SA | Allegro CLO XVI Ltd | 2025-03-31 | 448.9 M | |
| SA | Adagio X CLO Designated Activity Company | 2023-03-31 | 385.2 M | |
| SA | Allegro CLO XV Ltd | 2023-03-31 | 399.5 M | |
| SA | Adagio IX CLO Designated Activity Company | 2022-03-31 | 457.1 M | |
| SA | Allegro CLO XIII Ltd | 2022-03-31 | 500.4 M | |
| SA | Allegro CLO XIV Ltd | 2022-03-31 | 500.1 M | |
| SA | Allegro CLO XII Ltd | 2021-03-31 | 396.7 M | |
| SA | Adagio VIII CLO Designated Activity Company | 2020-03-30 | 311.0 M | |
| SA | Allegro CLO Xi Ltd | 2020-03-30 | 392.8 M | |
| SA | Allegro CLO X Ltd | 2020-03-30 | 164.8 M | |
| SA | Adagio IV CLO Designated Activity Company | 2019-03-28 | 470.0 M | |
| SA | Adagio VII CLO Designated Activity Company | 2019-03-28 | 206.2 M | |
| SA | Allegro CLO II-S Ltd | 2019-03-28 | 219.7 M | |
| SA | Allegro CLO IX Ltd | 2019-03-28 | 537.7 M | |
| SA | Allegro CLO VIII Ltd | 2019-03-28 | 1.2 M | |
| SA | Allegro CLO VII Ltd | 2019-03-28 | 265.4 M | |
| SA | Allegro CLO VI Ltd | 2019-03-28 | 255.0 M | |
| HF | AXA IM US Short Duration High Yield Fund LLC | 2019-03-28 | 21.0 M | |
| SA | Adagio VI CLO Designated Activity Company | 2018-03-29 | 232.0 M | |
| SA | Allegro CLO V Ltd | 2018-03-29 | 456.8 M | |
| SA | Adagio V CLO Designated Activity Company | 2017-03-30 | 318.1 M | |
| SA | Allegro CLO IV Ltd | 2017-03-30 | 1.1 M | |
| SA | Adagio IV CLO Limited | 2016-03-30 | 418.2 M | |
| SA | Allegro CLO III Ltd | 2016-03-30 | 120.5 M | |
| SA | Allegro CLO II Ltd | 2015-03-25 | 402.7 M | |
| SA | Allegro CLO I Ltd | 2014-03-27 | 73.7 M | |
| HF | AXA IM US High Yield Fund LLC | 2014-03-27 | 39.5 M | |
| HF | St Bernard Opportunity Fund I Ltd | 2013-03-28 | 1,102.2 M | |
| Other | AXA IM High Yield Fund LLC | [2012-03-30] | 40.0 M | 30.8 M |
| Filed 2012-08-17 (D/A) · Exemption 506 · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 1.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 28 | 35.0 |
| (g) Pension and profit sharing plans | 3 | 0.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.4 |
| (j) Other investment advisers | 5 | 30.8 |
| (k) Insurance companies | 22 | 11.7 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 208 | 79.2 |
| By Discretionary | ||
| Discretionary | 197 | 78.3 |
| Non-Discretionary | 11 | 0.9 |
| Total | 208 | 79.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 66.4 | |
| United States Persons | 12.8 | |
| Total | 208 | 79.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Thomas Kelleher | Executive Officer | 9 | 6 | |
| Anne Yobage | Executive Officer | 4 | 4 | |
| Hannah Strasser | Executive Officer | 4 | 4 | |
| Theodora Zemek | Director | 2 | 2 | |
| Emannuel Vercoustre | Director | 2 | 2 | |
| Gautier Ripert | Executive Officer | 2 | 2 | |
| David Fourgoux | Executive Officer | 2 | 2 | |
| Jennifer Rosalind | Director | 2 | 2 | |
| Stephane Prunet | Director | 2 | 2 | |
| Dominique Carrel-Billiard | Director | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001920120] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $36.2B |
| Clients | 8 (70 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | F0MIWIFRU0RT2UJ3VE57 |
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