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| Happy Holidays!! thanks for using AUM13F!! |
| Black Diamond Financial LLC
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| CRD # | 314622 |
| SEC # | 801-121640 |
| CIK # | 0001759236, 0000913277, 0001546147 |
| AUM | $365.5 M (2025-04-01) |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 201-214-2104 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Capitol Acquisition Corp II | 11.0 | ||
| Apple Inc | 5.8 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Black Diamond Financial Software Fund LP | [2025-03-27] | 0.0 | 0.0 |
| PE | Black Diamond Financial - Access Holdings Fund II | [2023-10-11] | 8.9 | 0.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 47 | 16.5 |
| (b) Individuals (high net worth individuals) | 28 | 213.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 45.6 |
| (h) Charitable organizations | 5 | 71.4 |
| (i) State or municipal government entities | 1 | 6.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 11.7 |
| (n) Other | 0 | 0.0 |
| Total | 85 | 365.5 |
| By Discretionary | ||
| Discretionary | 83 | 320.0 |
| Non-Discretionary | 2 | 45.6 |
| Total | 85 | 365.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 365.5 | |
| Total | 85 | 365.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| L Dryden | 2 | ||
| Black Diamond Financial LLC | 1 | ||
| Matthew Goette | 1 | ||
| Black Diamond Financial Pe GP LLC | 1 | ||
| Black Diamond Financial PE GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0000913277] | |
| 10-Q | [0000913277] | |
| 3 | [0000913277] | |
| 4 | [0000913277] | |
| 8-K | [0000913277] | |
| D | [0000913277] | |
| SC 13G | [0000913277] | |
| 3 | [0001546147] | |
| 5 | [0001546147] | |
| SC 13D | [0001546147] | |
| 13F-HR | [0001759236] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Yates Michael J | |
| Clarus Corp | |
| Sokolow Nicolas | |
| Kanders Warren B | |
| Werner Roger | |
| Ottmann Susan | |
| Besca Mark | |
| Henning Michael A | |
| House Donald | |
| Walker James E | |
| View All | |
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