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| BNY Mellon Investment Adviser Inc
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|---|---|
| CRD # | 105642 |
| SEC # | 801-8147 |
| CIK # | 0000030163, 0001011607 |
| AUM | $360.5 BB (2023-03-30) |
| Employees | 113 (29% Investors, 2% Brokers) |
| Phone | 212-635-8827 |
| Address | 240 Greenwich Street New York, NY 10286 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 27.1 | |
| AAPL | 2,382.8 | 26.9 | |
| AMZN | 1,093.0 | 9.6 | |
| XOM | 385.5 | 7.4 | |
| GOOG | 1,482.6 | 7.2 | |
| NVDA | 399.6 | 6.9 | |
| GOOGL | 1,475.1 | 6.8 | |
| JPM | 340.2 | 6.3 | |
| JNJ | 465.6 | 5.2 | |
| MA | 309.6 | 5.2 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | NCS Global Fund LLC | 2023-03-30 | 533.8 | |
| Other | NCS Group Trust Global Emerging Markets Fund | 2023-03-30 | 37.5 | |
| Other | NCS Group Trust Global Fund | 2023-03-30 | 2,808.4 | |
| Other | NCS Group Trust International Fund | 2023-03-30 | 1,070.1 | |
| Other | NCS Group Trust US Fund | 2023-03-30 | 0.0 | |
| Other | NCS International Fund LLC | 2023-03-30 | 450.2 | |
| Other | NCS Emerging Markets Fund | 2022-03-31 | 294.2 | |
| Other | NCS Global Fund | 2022-03-31 | 3,103.9 | |
| Other | NCS International Fund | 2022-03-31 | 330.0 | |
| Other | NCS Millburn LLC | 2012-03-30 | 233.5 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 121 | 330.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 30.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 134 | 360.5 |
| By Discretionary | ||
| Discretionary | 134 | 360.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 134 | 360.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.0 | |
| United States Persons | 342.5 | |
| Total | 134 | 360.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Delaware Trustee of The Issuer Bny Mellon Trust of Delaware | 1 | ||
| Custodial Trustee of The Issuer The Bank of New York Mellon | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000030163] | |
| 3 | [0001011607] |
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|---|---|---|
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481.2 | |
|
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PA | 420.3 |
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318.5 | |
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Dimensional Fund Advisors Ltd
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248.1 | |
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DFA Australia Limited
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246.1 | |
|
Baillie Gifford Overseas Ltd
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227.7 | |
|
Jackson National Asset Management LLC
✚
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MI | 222.7 |