|
⚲
|
| Keyboard |
| Borabond LLC
✚
|
|
|---|---|
| CRD # | 336456 |
| SEC # | 801-132871 |
| CIK # | |
| AUM | 0.1 M (2026-01-30) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 313-247-4604 |
| Address | 266 Waverly St Framingham, MA 01702 |
| Source | [IAPD] [Website] [LinkedIn] [Instagram] |
| Total AUM ($k) |
|---|
| Fees and Compensation — Form ADV Part 2A (1/30/2026) [Brochure] |
|---|
ITEM 5 Fees and Compensation
ANNUAL FEES FOR ADVISORY SERVICES
BoraBond is compensated for providing asset management services by charging a negotiable fee based
on the total assets under management. The fees and billing will be pre-determined in writing in the
Investment Advisory Agreement executed by you and BoraBond.
The below ranges are the standard fee ranges that are typically charged.
Asset Management Fee Schedule
All Assets 1.00%
FEE BILLING & PAYMENT
Our asset management fees are annual fees and are negotiable. Asset management fees are paid monthly
in arrears. Payments are due on the first day of the calendar month and are based on the account’s asset
value as of the last business day of the prior month, multiplied by the applicable annual rate and divided
by 12. Advisory fees for certain fixed income investments are collected by BoraBond at the time interest
is paid on the applicable bond investment. Advisory fees are pre-calculated based on the agreed-upon fee
schedule and are deducted directly from the bond interest payment before the net interest amount is
credited to the client.
The net interest amount received by the client reflects the gross interest payment less the applicable
advisory fee.The fee for the prior month is billed and payable within ten (10) days after the end of the
prior month. We will deduct our asset management fee only when in receipt of your written authorization
by executing an investment advisory agreement permitting the fees to be dedicted from the bond interest
payment. We will send a copy of your invoice to the custodian at the same time that we send a copy to
you. Borabond will deliver an account statement to you at least quarterly, which will show all
disbursements from your account. We urge you to review all statements for accuracy. Your account can
also be charged for certain additional assets managed for you by us but not held by the custodian (i.e.
bonds).
You are responsible for all third-party fees (i.e., custodian fees, mutual fund fees, transaction fees, etc.).
These fees are separate and distinct from the fees and expenses charged by BoraBond.
TERMINATION OF AGREEMENT
Either party can terminate the agreement by providing a 30-day advance written notice. Upon termination
of any account, any prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees will
be due and payable up to and including the effective date of termination.
Notwithstanding the above, if we do not deliver the appropriate disclosure statement to you at least 48
hours prior to you entering into any written or oral advisory contract with us, then you have the right to
terminate the contract without penalty within five (5) business days after entering into the contract.
OTHER EXPENSES AND FEES
BoraBond may charge a surcharge fee to clients who request assistance with initiating or facilitating
money transfers for the purpose of funding their custodial accounts. This surcharge covers administrative
efforts involved in coordinating with banks or financial institutions, ensuring proper documentation, and
confirming the accurate and timely transmission of funds. This fee is in addition to any advisory fees
outlined in the client agreement and will be disclosed to the client in advance of the service being
provided. Clients are not obligated to use the BoraBond’s assistance and may choose to initiate transfers
independently without incurring this surcharge.
The fees discussed above include payment solely for the investment advisory services provided by us and
are separate from certain fees or charges that are imposed by third parties in connection with investments
made on your behalf for your account. Third-party fees can include markdowns, markups, brokerage
commissions, other transaction costs, and/or custodial fees.
All fees paid to us for asset management services are separate from the expenses charged by exchange-
traded funds and mutual funds to their shareholders. These fees and expenses will be used to pay
management fees for the funds, other fund expenses, account administration, and a possible distribution
fee. Exchange-traded funds and mutual funds can be invested in directly by you without our services.
However, you would not receive our services to assist you in determining which products or services are
most suitable for your financial situation and objectives. You should review both the fees we charge and
the fees charged by the fund(s) to understand the total fees to be paid fully.
Please refer to Item 12 of this brochure for a more detailed explanation of brokerage practices.
OTHER COMPENSATION
Kalule Guwatudde is a registered representative licensed to sell securities. As a registered representative
of an unaffiliated broker-dealer. Kalule Guwatudde may earn additional compensation in the form of
commissions for the sale of general securities products such as stocks, bonds, mutual funds, exchange-
traded funds, and a variable annuity to investment advisory clients. Kalule Guwatudde is also an IAR of an
affiliated/unaffiliated registered investment advisory firm and can provide additional investment advisory
services that are not available with our firm. As a registered IAR of an affiliated/unaffiliated investment
adviser, Kalule Guwatudde may earn additional fee-based compensation by providing investment
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (1/30/2026) [Brochure] |
|---|
ITEM 7 Types of Clients
We provide our investment advisory services to:
- Individuals
- High Net Worth Individuals
- Charitable Organizations
- Small Businesses
- Corporations
We do not have a minimum account size for our asset management services. |
| AUM Breakdown | Accounts | AUM ($k) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 207 | 83.1 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 207 | 83.1 |
| By Discretionary | ||
| Discretionary | 207 | 83.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 207 | 83.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 83.1 | |
| Total | 207 | 83.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Wing Financial Inc
✚
|
CA | 0.1 M |
|
Wealth More Enterprise Inc
✚
|
PA | 0.1 M |
|
A C Management Tech LLC
✚
|
FL | 0.1 M |
|
Wealthmeup Advisors LLC
✚
|
NY | 0.1 M |
|
Banorte Ventures Ltd
✚
|
TX | 0.1 M |
|
Arnie Advisors LLC
✚
|
0.1 M | |
|
GEN Invest LLC
✚
|
NY | 0.0 M |
|
Candlestick Advising Technologies Inc
✚
|
0.0 M | |
|
Matty AI Inc
✚
|
SC | 0.0 M |
|
Omen Advisory LLC
✚
|
NY | 0.0 M |