Omen Advisory LLC

Item 5. Fees and Compensation

         A.        Fee Schedule

Omen receives advisory fees for our services. Omen charges users according to the following structure:

        Flat Fee – $4.00 flat monthly flat fee (“Flat Fee”) if the client’s average portfolio value over the previous
         trailing 30 calendar days is $15,000 or less.

        AUM Fee – 0.30% annualized AUM-based fee billed monthly at 0.025% - the (“AUM Fee”) - if the user’s
         average portfolio value over the previous trailing 30 days is more than $15,000.

The balance on day 1 – after an initial 7-day free trial – is used to determine whether the user pays the Flat Fee or
the AUM Fee for the first month of billing, since there are no historical values. As a result, clients will pre-pay for
their first month of service. Every subsequent month Omen uses the trailing 30-day average daily balance to
determine the amount that will be charged to the customer. Fees charged by Omen may be higher than fees charged
by other similarly situated advisers.

         B.        Fee Collections

Fees are collected via journal transfers through Alpaca’s Broker API, transferring from the user’s account to Omen’s
firm account. All billing events are logged to a billing history table for auditability. Omen generally deducts its fees
from the uninvested cash balance in your account, which includes amounts that may be part of a FDIC sweep

4123-9407-0367.3

program. If your account does not have uninvested cash available for these fees, Omen may, as necessary and in
its sole discretion, sell securities in your account with Alpaca to generate free cash in order to deduct its fee.

Alpaca, as a qualified custodian, agrees to deliver an account statement or notice that an account statement has
been posted to the client’s account, at least quarterly, directly to the client, showing all disbursements from the
client’s brokerage account. Clients should review all account statements for accuracy. Omen will receive access to
a duplicate copy of the statement that was delivered to the client.

         C.        Additional Fees

Clients pay any transaction and related fees that Alpaca may charge for a brokerage account. In Alpaca charges
transaction fees, then an increase in transactions will correspond to an increase in fees. A client may be charged
transaction fees by Alpaca if Omen has to sell securities in the account in order for us to collect our fees.

         D.        Pre-Paid Fees

Omen offers a 7-day free trial. The balance on fay 1 (after an initial the 7-day free trial) is used to determine whether
the user pays the Flat Fee or the AUM Fee for the first month of billing, since there are no historical values. As a
result, clients will pre-pay for their first month of service. Past the 7-day free trial; any pre-paid fees will not be
refunded. Clients otherwise do not have to pre-pay fees.

         E.        Sales Compensation

Neither Omen nor any of its personnel accept compensation for the sale of securities or other investment products.

Item 7. Account Requirements and Types of Clients

Omen primarily offers its services to natural persons opening accounts with Alpaca. Omen currently does not offer
accounts to entities, trusts, or institutions. We generally have an account minimum of $10.